Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering Trigger Autocallable GEARS linked to the Nikkei Stock Average, fully and unconditionally guaranteed by Morgan Stanley. The Securities have an $10.00 issue price and a 5-year term with Trade Date May 13, 2026, Observation Date May 20, 2027 and Maturity Date May 15, 2031. They feature an Upside Gearing of 1.43 to 1.63 (to be set on the Trade Date), an Autocall Barrier of 100% of the Initial Level, a Downside Threshold of 75% of the Initial Level and a Call Return Rate of 20.00% per annum. Investors face principal-at-risk: if not called and the Final Level is below the Downside Threshold, payments at maturity can be substantially less than principal, including a total loss. Estimated Trade Date value is approximately $9.503 per Security. All payments are subject to Morgan Stanley's credit risk and a potentially limited secondary market.
Morgan Stanley Finance LLC priced a contingent income, auto-callable principal-at-risk note due December 2, 2027 and fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an estimated value on the pricing date of approximately $979.40. The notes pay a contingent coupon (annual rate to be set on the pricing date, indicatively 11.25%–12.25%) only if both underliers meet coupon barrier tests on observation dates and are automatically redeemed early if both underliers meet call thresholds on specified redemption determination dates. The underliers are the Dow Jones Industrial Average and the State Street® Energy Select Sector SPDR® ETF (XLE). If not auto-redeemed, maturity payoffs return principal only if both underliers are at or above 75% of initial levels; otherwise holders suffer a loss equal to the percentage decline of the worst-performing underlier. All payments are subject to Morgan Stanley's credit risk and tax characterization is uncertain.
Morgan Stanley Finance LLC is offering structured, principal-at-risk notes due May 31, 2030, fully guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $945.80. The notes are linked to the worst performing of the Dow Jones Industrial Average, the S&P 500® and the Russell 2000® and feature an automatic early redemption that first can occur on the determination date of May 28, 2027. If not called, upside at maturity pays the stated principal plus 150% participation in the appreciation of the worst performing underlier. If the worst performing underlier is below its downside threshold (70% of its initial level), investors suffer a proportional loss of principal, which could be total. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is issuing Buffered Jump Securities tied to the S&P 500® Index. The securities have a $1,000 stated principal per security and an aggregate principal amount of $4,200,000. The initial level is 7,138.80 (strike date April 28, 2026), the observation date is May 11, 2027, and the maturity date is May 13, 2027. If the final level is ≥ the initial level, each security pays the stated principal plus an upside payment of $114 (11.40%). If the final level is below the initial level but ≥ the buffer level (6,424.92, 90% of initial), investors receive principal. If the final level is below the buffer, investors lose 1% of principal for each 1% drop beyond the buffer, subject to a minimum payment at maturity of 10%. The estimated value on the pricing date was $993.70. The securities are sold to fee-based advisory accounts through Morgan Stanley & Co. LLC.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable securities due May 31, 2030, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $944.80. The notes are linked to the worst performing of the S&P 500, Nasdaq-100 and Dow Jones Industrial indices, feature automatic early redemption beginning on May 28, 2027, a 150% participation rate for upside at maturity, and a downside threshold set at 70% of each index initial level. Investors face full credit risk of Morgan Stanley and can lose up to their entire principal if the worst performing underlier falls below its downside threshold.
Morgan Stanley Finance LLC priced Principal at Risk notes (offering size $540,000) due November 2, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, an upside payment of $128.50 (12.85%) if the worst performing underlier finishes at or above its 60% downside threshold, and otherwise pays the stated principal multiplied by the worst performing underlier’s performance factor. The securities reference the XLE Fund, Nasdaq-100 Index and Russell 2000 Index, have an estimated value of $967.30 on the pricing date, include an agent commission of $18.75 per security, and are unsecured obligations subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering Trigger PLUS principal‑at‑risk securities due May 30, 2031 that reference the S&P 500® Futures Excess Return Index. Each security has a stated principal amount of $1,000. At maturity investors may receive the stated principal plus a leveraged upside payment if the final level exceeds the initial level, receive only the stated principal if the final level is between the downside threshold and the initial level, or suffer losses pro rata if the final level is below the downside threshold (which is 70% of the initial level), potentially losing the entire investment. The actual leverage factor will be set on the pricing date and is stated as 190% to 195% in this preliminary pricing supplement. The document discloses an estimated value on the pricing date of approximately $933.00 per security and that all payments are subject to MSFL’s and Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC offers structured, principal-at-risk auto-callable securities due June 3, 2030 linked to the worst performing of the S&P 500, Nasdaq-100 and Dow Jones Industrial indices.
Each security has a stated principal amount of $1,000, an estimated value on the pricing date of approximately $972.60, a 150% participation rate for upside, a downside threshold at 70% of initial levels, and automatic early-redemption opportunities with fixed early redemption payments on specified determination dates.
Morgan Stanley Finance LLC priced a Preliminary Pricing Supplement for Buffered PLUS principal-at-risk securities due May 30, 2031, linked to the worst performing of the Russell 2000® and S&P 500® indices. Each security has a stated principal amount of $1,000, a buffer amount of 20%, a minimum payment at maturity of 20% of principal, and a leveraged upside with a leverage factor to be set between 115% and 120%.
The securities pay no interest, are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley. Payments depend solely on the closing levels of the underliers on the observation date and are subject to Morgan Stanley credit risk, potential market disruption postponements and model-based estimated value (approximately $937.30 on the pricing date).
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable securities due May 30, 2031, fully guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an original issue price of $1,000. The securities can be automatically redeemed on the first determination date, June 8, 2027, for an early redemption payment of $1,200 to $1,210 per security if each underlier is at or above its call threshold (100% of initial level). If not auto-redeemed, maturity payoffs depend on the worst performing underlier: investors may receive the stated principal plus an upside payment (participation rate 150%) if all final levels exceed initial levels, the stated principal if all final levels are at or above downside thresholds (70% of initial level), or a reduced principal tied to the worst performing underlier (potentially zero) if any underlier falls below its downside threshold. The securities are unsecured obligations of MSFL, carry issuer credit risk, and have an estimated value on the pricing date of approximately $942.50 per security.