Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering $2,000,000 in Digital Equity-Linked Notes linked to the common stock of ServiceNow, Inc. (Bloomberg: NOW). The notes have a Face Amount of $1,000 each, trade date April 28, 2026, Original Issue Date May 1, 2026, determination date May 28, 2027 and stated maturity June 2, 2027.
For each $1,000 Face Amount, investors receive $1,300 if the Final Underlier Level is ≥80.00% of the Initial Underlier Level ($90.49). If the Final Underlier Level is <80.00%, the Cash Settlement Amount declines pro rata and could be as low as zero; the estimated value on the Trade Date was $977.80 per note. All payments are subject to Morgan Stanley credit risk.
The pricing supplement describes Morgan Stanley Finance LLC notes—contingent income auto-callable securities fully and unconditionally guaranteed by Morgan Stanley that link payoff to the worst performing of the Nasdaq-100® Technology Sector (NDXT) and the Russell 2000® Index (RTY). Each security has a stated principal amount of $1,000, a contingent annual coupon of 9.50% (paid only if both underliers meet coupon barriers on observation dates), automatic early‑redemption mechanics tied to call thresholds, and final principal repayment at maturity that can decline 1% for each 1% drop in the worst performing underlier below its downside threshold (potentially to zero).
The strike date is May 26, 2026, original issue date May 29, 2026, final observation date August 26, 2027 and maturity date August 31, 2027. Coupon barrier and downside threshold levels are each set at 75% of initial levels, and call thresholds at 100% of initial levels. Estimated value on the pricing date is approximately $955.80 per security. All payments are subject to issuer and guarantor credit risk; investors will not participate in underlier appreciation.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering Contingent Income Auto-Callable Securities due November 2, 2027 linked to the worst performing of the Russell 2000, the S&P 500 and the State Street SPDR S&P Regional Banking ETF.
Each note has a $1,000 stated principal amount (aggregate $480,000), a 9.75% per annum contingent coupon payable only if all underliers are at or above 70% barrier levels on observation dates, automatic early redemption on specified dates if all underliers meet 100% call thresholds, and principal-at-risk at maturity if the worst underlier finishes below its 70% downside threshold.
Morgan Stanley Finance LLC is offering Principal at Risk contingent income auto-callable securities due September 2, 2027, fully guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount and an original issue price of $1,000 per security.
The securities pay a contingent coupon at an annual rate of 12.00% on each coupon payment date only if the closing level of both underliers meets or exceeds their coupon barrier levels on the related observation dates. The notes are linked to the worst performing of the Nasdaq-100 Technology Sector Index (NDXT) and the Russell 2000 Index (RTY). Automatic early redemption may occur on specified dates starting with the redemption determination date of November 30, 2026. If not redeemed, maturity payoff depends on the final levels versus downside thresholds; investors may lose principal equal to the percentage decline of the worst performing underlier and could lose their entire investment.
Morgan Stanley Finance LLC priced a Trigger PLUS structured note due June 3, 2030 linked to the worst performing of the Dow Jones Industrial Average and the S&P 500. Each security has a $1,000 stated principal amount and does not pay interest. At maturity holders receive either (a) principal plus a 134% leveraged upside on the worst performing underlier if that underlier finishes above its initial level, (b) the stated principal if the worst performing underlier finishes at or above 70% of its initial level, or (c) a loss equal to the full percentage decline of the worst performing underlier if it finishes below that 70% downside threshold (there is no minimum payment). The securities are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, and their market value reflects Morgan Stanley credit risk. Pricing/strike/observation date was May 29, 2026 and the estimated value on the pricing date was approximately $968.50 per security.
Morgan Stanley Finance LLC priced Dual Directional Buffered PLUS notes—principal-at-risk securities tied to the S&P 500® Index with a stated principal amount of $1,000 per security. The securities offer a 200% leverage factor on upside subject to a $1,110 maximum payoff and include a 10% buffer and a 10% minimum payment.
Key dates: Strike/Pricing on May 29, 2026, original issue June 3, 2026, observation date June 29, 2027 and maturity July 2, 2027. Estimated value on the pricing date was approximately $987.20. All payments are subject to MSFL credit risk and the securities do not pay interest.
Morgan Stanley Finance LLC priced a preliminary offering of Structured Investments — Enhanced Buffered Jump Securities due November 29, 2029 — fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal and a fixed $259 upside payment.
The securities return the stated principal plus the upside payment if the S&P 500® closing level on the observation date is at or above a buffer equal to 85% of the initial level; if below that buffer, losses apply at a 1:1 rate beyond the 15% buffer, subject to a 15% minimum payment at maturity. Estimated value on the pricing date was approximately $958.20 per security.
The issuer, Morgan Stanley Finance LLC, is offering Dual Directional Buffered PLUS notes due May 31, 2030 tied to the S&P 500® Index. Each security has a $1,000 stated principal amount and an original issue price of $1,000. The securities feature a 200% leverage factor on upside (capped at $1,380), a 10% buffer on declines and a 10% minimum payment at maturity. The observation date is May 28, 2030. Payments at maturity depend on the final level relative to the initial level and are subject to issuer and guarantor credit risk, and to limits described above.
Morgan Stanley Finance LLC priced Trigger PLUS securities due May 31, 2030, unsecured notes whose return is linked to the worst performing of the Dow Jones Industrial Average and the S&P 500® Index. Each security has a $1,000 stated principal amount and offers a 120% leverage factor on upside if the worst performing underlier finishes above its strike level. If the worst performing underlier finishes below its downside threshold (70% of its initial level), principal is reduced on a 1%-for-1% basis and could be lost entirely. Payments depend on closing levels on the observation date and are subject to MSFL and Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced a preliminary offering of Buffered PLUS notes due May 30, 2031, linked to the S&P 500® Index. Each security has a stated principal of $1,000, a 125% leverage factor on upside subject to a $1,560 cap (156%), a 10% buffer and a 10% minimum payment at maturity. The estimated value on the pricing date was approximately $936.60 per security. Payments depend on the closing index level on the observation date and are subject to issuer credit risk and stated tax and distribution terms.