Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC amends a preliminary pricing supplement for Principal at Risk structured notes due May 31, 2030, fully and unconditionally guaranteed by Morgan Stanley. The notes (original issue price $1,000) are indexed to the worst performing of the S&P 500, Nasdaq-100 and Dow Jones Industrial Average, feature an automatic early redemption mechanism beginning on May 28, 2027, a 150% participation rate for upside at maturity, and a downside protection threshold set at 70% of each underlier’s initial level.
The notes do not pay interest, expose investors to issuer credit risk and to the performance of the worst performing underlier (losses can equal 1% for each 1% decline below the downside threshold). The document discloses an estimated value on the pricing date of approximately $944.80 per security and describes distribution, tax, and conflict-of-interest considerations.
Morgan Stanley Finance LLC is offering $2,193,000 aggregate Face Amount of Leveraged Buffered S&P 500® Index-Linked Notes due December 22, 2027, fully and unconditionally guaranteed by Morgan Stanley. The notes pay no interest and return at maturity depends on S&P 500 performance from the Trade Date of April 29, 2026 to the Determination Date of December 20, 2027. The notes provide 150% Upside Participation up to a Maximum Settlement Amount of $1,222.00 per $1,000 face and protect principal only if the final index decline is <= 12.50% (Buffer); larger declines cause proportional losses. The estimated value on the Trade Date is $996.30 per note, and payments are subject to issuer credit risk and discretion by the calculation agent.
Morgan Stanley Finance LLC is offering structured, principal-at-risk notes due December 4, 2029, fully guaranteed by Morgan Stanley, linked to the worst performing of the S&P 500® and Russell 2000® indices. Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $961.80. The notes feature an automatic early redemption on the first determination date for an early redemption payment of $1,180 if both underliers meet their call thresholds (100% of initial levels). If not auto‑redeemed, maturity payouts depend on the worst performing underlier: full principal plus an upside payment (participation rate 125%) if both finish above initial levels; full principal if both finish at or above 75% of initial levels; otherwise principal is reduced proportionally to the decline of the worst performing underlier (possible loss of entire principal). All payments are subject to Morgan Stanley's credit risk and various distribution and tax considerations described in the supplement.
Morgan Stanley Finance LLC priced a preliminary pricing supplement for principal-at-risk, auto-callable structured notes due November 29, 2029, fully and unconditionally guaranteed by Morgan Stanley. The notes have a $1,000 stated principal per security and an original issue price of $1,000 per security; estimated value on the pricing date was approximately $933.90.
The notes reference the S&P 500® Index and the Russell 2000® Index, use the worst-performing underlier to determine payoff, have a 125% participation rate for upside, a downside threshold of 75% of the initial level, a call threshold of 100% of the initial level, a first determination date of May 28, 2027 (early redemption payment $1,125) and a final determination date of November 26, 2029 with maturity on November 29, 2029. All payments are subject to issuer credit risk.
Morgan Stanley Finance LLC issued a Pricing Supplement (Amendment No. 1) for Buffered PLUS notes due April 16, 2031, fully and unconditionally guaranteed by Morgan Stanley. The securities have a stated principal amount of $1,000 per security and an aggregate principal amount of $403,000. The payoff is linked to the worst performing of the Dow Jones Industrial Average and the S&P 500®, with a 15% buffer, a 121% leverage factor for upside, and a 15% minimum payment at maturity. If the worst performing underlier ends below its buffer level, holders lose 1% for each 1% decline beyond the buffer; all payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering Buffered PLUS principal-at-risk securities due April 16, 2031 that are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley. The securities are linked to the worst performing of the Dow Jones Industrial Average and the S&P 500 and provide a 137.50% leveraged upside, a 15% downside buffer and a 15% minimum payment at maturity. The stated principal is $1,000 per security, aggregate principal is $526,000, the estimated value on the pricing date was $985.60, and the issue price to public was $1,000 (agent commission $5, proceeds to issuer $995 per security). All payments are subject to Morgan Stanley's credit risk and the payout at maturity is based solely on closing levels on the observation date.
Morgan Stanley Finance LLC is offering fixed rate callable notes due May 14, 2032, fully guaranteed by Morgan Stanley. The notes bear interest at 4.650% per annum, pay semi‑annually and have a stated principal and issue price of $1,000 per note. The issuer estimates the value on the pricing date at approximately $977.80 per note. Early redemption may occur on specified redemption dates if a risk neutral valuation model determination makes calling economically rational; example redemption dates include May 14, 2027 and November 14, 2027. All payments are subject to the issuer’s credit risk and the notes will not be listed on an exchange.
Morgan Stanley Finance LLC priced fixed rate callable notes due May 15, 2030 with a stated principal of $1,000 per note and an interest rate of 4.350% per annum. Interest accrues from May 15, 2026 and is payable semi‑annually on May 15 and November 15, beginning November 15, 2026. The notes are fully and unconditionally guaranteed by Morgan Stanley and may be redeemed in whole, but not in part, on specified redemption dates if a risk neutral valuation model determination (selected by the calculation agent) indicates redemption is economically rational; redemption dates include May 15, 2027 and November 15, 2027. The issuer estimates the value on the pricing date at approximately $983.50 per note. Proceeds will be used for general corporate purposes.
Morgan Stanley Finance LLC priced a offering of fixed rate callable notes due May 13, 2033, fully and unconditionally guaranteed by Morgan Stanley. The notes pay 4.750% per annum, semi‑annually, have an issue price and stated principal of $1,000 per note, and include an issuer call governed by a risk neutral valuation model that may cause early redemption on specified redemption dates.
The estimated value on the pricing date is approximately $974.40 per note. Proceeds are for general corporate purposes. Secondary trading is limited and all payments are subject to issuer credit risk.
Morgan Stanley Finance LLC priced a series of fixed-rate callable notes due May 15, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each note has a stated principal of $1,000, a coupon of 4.550% per annum, semi-annual interest and an initial interest payment on November 15, 2026. The notes are callable on specified dates in 2027 based on the output of a risk neutral valuation model; any redemption will pay 100% of principal plus accrued interest. The issuer estimates the note value on the pricing date at approximately $981.60 per note. All payments remain subject to Morgan Stanley's credit risk.