Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
The issuer, Morgan Stanley Finance LLC, is offering Principal at Risk structured notes linked to the worst performing of the Russell 2000® and S&P 500® indices with an aggregate principal amount of $185,000. The notes have a $1,000 stated principal per security, an issue price of $1,000, an estimated value on the pricing date of $957.00, a maturity date of May 3, 2029, and automatic early redemption opportunities beginning on April 29, 2027.
The notes pay a contingent coupon at an annual rate of 7.60% only if both underliers meet their coupon barrier levels on each observation date. There is a 15% buffer; if the worst performing underlier is below that buffer at maturity, principal is reduced 1% for each 1% decline beyond the buffer, subject to a 15% minimum payment at maturity. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced Structured Investments: buffered, auto-callable Principal at Risk notes due July 5, 2029, fully guaranteed by Morgan Stanley. The notes are $1,000 stated principal each, $807,000 aggregate, sold at $1,000 (estimated value $981.30). Early redemption can occur on May 5, 2027 if each underlier meets its call threshold; early redemption pays $1,143 per security. At maturity investors receive either principal plus an upside payment (150% participation on the worst-performing underlier), principal only if both underliers are at or above 80% of initial, or a reduced payment if the worst-performing underlier falls below the 20% buffer (minimum payment 20% of principal). The underliers are the Dow Jones Industrial Average (initial 48,861.81) and the Russell 2000 (initial 2,739.472). All payments are subject to issuer and guarantor credit risk and specific tax and liquidity considerations.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk notes due May 15, 2031, fully guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and carries a contingent annual coupon of 11.00% payable only when the underlier meets the coupon barrier on observation dates. The notes are automatically callable beginning with the first redemption determination date of May 12, 2027 if the underlier equals or exceeds the call threshold (100% of the initial level). At maturity, if the final level is below the downside threshold (60% of the initial level), principal is reduced pro rata by the performance factor and may be significantly reduced or zero. The preliminary pricing estimates the value on the pricing date at approximately $899.70 per security.
Morgan Stanley Finance LLC is offering Principal-at-Risk auto-callable securities linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index. Each security has a $1,000 stated principal amount, a contingent annual coupon of 14.75% (payable only if observation-date conditions are met), a strike date of May 8, 2026, and a maturity date of May 13, 2031. Coupons are paid only when the underlier closes at or above the coupon barrier (70% of the initial level) on observation dates. The notes auto-redeem if the underlier closes at or above the call threshold (100% of the initial level) on a redemption determination date. At maturity, if the final level is below the downside threshold (60% of the initial level), payment is reduced pro rata by the performance factor and could be zero. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley; investors bear credit risk and may lose principal.
Morgan Stanley Finance LLC is offering structured, auto-callable Jump Notes due June 8, 2029, fully guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount and an estimated value on the pricing date of $969.60. The notes pay no interest, are linked to the worst performing of three underliers (XLE, XLU and MSFT), and feature an automatic early redemption on the first determination date (May 5, 2027) if each underlier is at or above its 90% call threshold. If not auto‑redeemed, maturity payoffs either return $1,000 or the stated principal plus a 125% participation in the appreciation of the worst performing underlier. All payments are subject to issuer credit risk and the notes will not be listed on any exchange.
The issuer, Morgan Stanley Finance LLC, is offering principal-at-risk structured notes due May 9, 2031, fully and unconditionally guaranteed by Morgan Stanley. The securities have a $1,000 stated principal amount and an original issue price of $1,000 per security. They are auto-callable on the first determination date of May 7, 2027 if the underlier closes at or above the call threshold of 100, producing an early redemption payment of $1,100 per security. If not redeemed, maturity payoff depends on the final level versus the initial level (initial level = 100); with a 300% participation rate in upside, a downside threshold of 70, and potential loss of principal if the final level is below 70. Estimated value on the pricing date is approximately $981.40 per security. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced Principal-at-Risk auto-callable securities linked to Alphabet Inc. Class A with a $1,000 stated principal per security and an original issue price of $1,000. The notes pay a contingent coupon (10.52% per annum) only if observation-date levels meet the coupon barrier and feature automatic early redemption on specified dates. If not called, maturity payoff returns principal only if the final level is at or above a downside threshold (65% of initial level); otherwise payments fall in proportion to the underlying’s decline. All payments depend on Morgan Stanley’s credit.
Morgan Stanley Finance LLC priced Principal at Risk Structured Investments — buffered jump securities with an auto-callable feature linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. Each security has a $1,000 stated principal and an issue price of $1,000. The securities can be automatically redeemed on scheduled determination dates if the underlier's closing level is greater than or equal to the call threshold level (set at 105% of the initial level in the hypothetical example), producing fixed early redemption payments that rise at each determination date and can result in a payment of up to $2,100 at maturity if the final level meets or exceeds the call threshold. A 15% buffer (buffer level = 85% of initial level) protects investors from losses up to that amount, but declines beyond the buffer reduce principal on a 1% loss per 1% index decline subject to a 15% minimum payment at maturity. The estimated value on pricing was approximately $902.70 per security, reflecting issuance and hedging costs and issuer model assumptions. All payments are subject to MSFL's credit risk and the securities do not pay periodic interest.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk notes due May 15, 2031 that are fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and a contingent annual coupon of 14.00% payable only if the underlying index meets coupon barriers on observation dates. The notes feature automatic early redemption beginning on May 12, 2027 if the underlier is at or above the call threshold, a 15% buffer level (85% buffer barrier), and a minimum payment at maturity of 15% of principal. The estimated value on the pricing date was approximately $909.10 per security. All payments are subject to issuer and guarantor credit risk, and the securities do not provide regular interest or participation in any appreciation of the underlier.
Morgan Stanley Finance LLC is offering Structured Investments Enhanced Buffered Jump Securities tied to the Class A common stock of Meta Platforms, Inc. Each security has a stated principal amount of $1,000 and an upside payment of $136.50 (13.65%) if the final level is greater than or equal to the buffer level. The securities include a 20% buffer (buffer level $486.0972 on an initial level of $607.6215) and a downside factor of 1.25, meaning investors lose 1.25% of principal for every 1% drop in the underlier beyond the 20% buffer. There is no minimum payment at maturity and the securities are principal‑at‑risk and unsecured obligations of MSFL, fully guaranteed by Morgan Stanley. The pricing date was May 1, 2026, the observation date is May 13, 2027 and maturity is May 18, 2027. The estimated value on the pricing date was approximately $983.10 per security, below the $1,000 issue price due to issuing, structuring and hedging costs.