Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
The issuer, Morgan Stanley Finance LLC, priced an offering of Market Linked Securities — Auto-Callable with Fixed Percentage Buffered Downside Principal at Risk linked to the VanEck® Gold Miners ETF with a face amount of $1,000 per security and maturity date of May 3, 2029. The pricing supplement states a pricing date of April 29, 2026, a starting fund closing price of $86.22, a threshold price equal to 90% of the starting price ($77.598), and automatic call opportunities beginning May 4, 2027. The document discloses a price to public of $1,000, agent commission up to $25.75 per security and estimated value on the pricing date of $955.80 per security. The securities limit upside to specified call payments and expose investors to credit risk of Morgan Stanley and potential losses up to 90% of face amount if the ending price is sufficiently below the threshold on the final calculation day.
Morgan Stanley Finance LLC is offering Buffered PLUS due September 3, 2027, unsecured notes fully and unconditionally guaranteed by Morgan Stanley that provide 150% leveraged upside to the S&P 500® up to a maximum payment of $1,124.80 per $1,000 note and a 7.50% downside buffer. If the final index value is above the initial index value, holders receive $1,000 plus 150% of the index percent increase subject to the cap. If the index declines by 7.50% or less, holders receive $1,000. If the index declines by more than 7.50%, holders suffer 1% loss for each 1% decline beyond the buffer, with a minimum payment of $75 per note (7.50% of principal). The notes pay no interest, have an estimated value on the pricing date of $967.40, and proceeds will be used for general corporate purposes. All payments are subject to issuer credit risk.
Morgan Stanley Finance LLC offers Market Linked Securities — Auto-Callable with Upside Participation and Fixed Percentage Buffered Downside Principal at Risk linked to the S&P 500® Index with a face amount of $1,000 per security. The pricing supplement sets the pricing date as April 29, 2026, an original issue date of May 4, 2026, and a maturity date of May 3, 2029. The securities carry a 100% participation rate, a 10% buffer against index losses at maturity, and an automatic call feature on the call date (May 4, 2027) that pays a fixed call amount of $1,102.50 per security (a call premium of 10.25%). The estimated value on the pricing date is $971.50 per security; the public offering price is $1,000 per security, with agents’ commissions and total proceeds to the issuer disclosed on the cover.
The securities do not pay interest, are subject to Morgan Stanley credit risk, and may expose holders to up to 90% principal loss if the ending index level is below the threshold level (equal to 90% of the starting level). The document highlights liquidity limits, model‑based estimated value, potential conflicts of interest, and uncertain U.S. federal income tax treatment. Investors should review the product, index, tax supplements and prospectus before purchase.
Morgan Stanley Finance LLC priced Principal at Risk Securities tied to NVIDIA common stock, issuing $1,000 stated principal per security in an aggregate amount of $4,000,000. The notes pay a fixed coupon of 10.92% per annum monthly and are fully and unconditionally guaranteed by Morgan Stanley.
Key economics: issue price $1,000 (estimated value on the pricing date $984.10), agent commission $10 per security, original issue date May 4, 2026, observation date April 30, 2027 and maturity May 5, 2027. If the final level of NVIDIA is $125.55 (the downside threshold, 60% of the initial level of $209.25) at observation, principal is repaid in full; if the final level is below that threshold, the payment at maturity equals stated principal × (final level / initial level) and could be significantly less or zero.
Morgan Stanley Finance LLC priced principal-at-risk notes with a fixed annual coupon of 7.50%, $1,000 stated principal per security and an aggregate issue of $24,200,000. The notes are linked to the worst performing of the Nasdaq-100 and S&P 500 indices, mature on November 2, 2027 and are fully guaranteed by Morgan Stanley. The securities provide a 20% buffer on each index and apply a 1.25x downside factor to losses beyond the buffer; if the worst-performing underlier finishes below its buffer the principal payment at maturity will be reduced proportionately and could be zero.
The estimated value on pricing date was $994.80 per security and all payments are subject to the credit risk of Morgan Stanley and MSFL. The notes pay monthly coupons and do not participate in any upside of the underliers.
Morgan Stanley Finance LLC priced Structured Investments Enhanced Trigger Jump Securities due May 19, 2031, linked to the EURO STOXX 50® Index and fully guaranteed by Morgan Stanley. The securities have a $1,000 stated principal amount and pay no interest. At maturity investors receive either (i) principal plus the greater of the underlier percent change payment or a fixed $375.50 upside payment if the final level is at or above a downside threshold, or (ii) a loss proportional to the underlier decline if the final level is below the downside threshold (the threshold is 75% of the initial level). The issue price is $1,000 and the issuer estimates the securities’ value at approximately $952.40 on the pricing date. All payments are subject to Morgan Stanley’s credit risk and there is no minimum payment at maturity.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent income auto-callable securities linked to the worst performing of the Dow Jones Industrial Average and the S&P 500. The securities have a $1,000 stated principal amount, an 8.75% annual contingent coupon, automatic early redemption mechanics, and maturity on June 4, 2027. Coupons pay only if both underliers are at or above their coupon barrier levels on each observation date; failure of either underlier to meet barrier or downside thresholds can result in no coupons and/or principal loss at maturity. The estimated value on the pricing date was $987.30 per security and aggregate issuance is $452,000. All payments are subject to Morgan Stanley Finance LLC credit risk and are fully guaranteed by Morgan Stanley.
Morgan Stanley Finance LLC is offering Capped Leveraged Buffered Basket-Linked Notes with a Face Amount of $1,000 per note, linked to a weighted basket of five international indices. The notes carry an Upside Participation Rate of 230%, a Buffer Amount of 12.50% (Buffer Level 87.50), and a Cap Level expected between 106.46%–107.59% of the Initial Basket Level. The Maximum Settlement Amount is expected to be between $1,148.58 and $1,174.57 per $1,000 Face Amount. The estimated value on the Trade Date is approximately $991.80. The Term will be set on the Trade Date (expected Determination Date 13–15 months after the Trade Date). Principal is at risk; payments depend on the Final Basket Level at the Determination Date and on the issuer’s creditworthiness.
Morgan Stanley Finance LLC priced a contingent income auto-callable note offering with an aggregate principal of $660,000 and a per-security issue price of $1,000. The securities pay a 10.00% annual contingent coupon on observation dates when both underliers meet their coupon barrier levels and may auto-redeem early if both underliers meet call thresholds on a redemption determination date. If not auto-redeemed, maturity repayment depends on the worst-performing of the Nasdaq-100® Technology Sector and the Russell 2000® indices: investors receive principal only if the final levels are at or above the 75% downside threshold, otherwise they lose on a 1:1 percentage decline of the worst underlier. All payments are subject to MSFL's credit risk and a $959 estimated value on the pricing date is disclosed.
Morgan Stanley Finance LLC priced Buffered PLUS securities tied to the S&P 500® Index. The offering is for $740,000 aggregate principal at $1,000 per security with an estimated value of $967.80 on the pricing date. Securities mature May 3, 2029, feature a 300% leverage factor, a 10% buffer, a 129.50% maximum payment ($1,295) and a 10% minimum payment.
The notes pay no interest, are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley; payments depend solely on the index closing level on the observation date and are subject to credit and market risks.