Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced contingent-income, principal-at-risk notes due May 15, 2031, linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index. Each security has a $1,000 stated principal and a contingent annual coupon of 12.75%. Coupons are paid only if the underlier meets the coupon barrier on observation dates and unpaid coupons may be paid later subject to the same condition. The notes are auto-callable starting on the first redemption determination date of May 12, 2027 if the underlier is at or above the call threshold (100% of the initial level). At maturity, if the final level is below the downside threshold (60% of the initial level), principal is reduced pro rata by the underlier decline; if the final level is at or above that threshold, investors receive the stated principal. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and are subject to credit risk.
Morgan Stanley Finance LLC is offering Dual Directional Buffered PLUS notes due May 8, 2031, unsecured and fully guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount and an estimated value on the pricing date of approximately $970.30. The notes provide a leveraged upside of 185% if the S&P 500® Futures Excess Return Index finishes above its initial level, an absolute return participation of 100% if the index declines but stays above an 80% buffer level, and a downside loss of 1% of principal for each 1% the index falls below the buffer, subject to a 20% minimum payment at maturity.
All payments are subject to Morgan Stanley's credit risk. The securities do not pay interest, are intended for fee-based advisory accounts, and involve complex tax and market risks described in the supplement materials.
Morgan Stanley Finance LLC is offering Trigger PLUS structured notes due May 30, 2031, fully guaranteed by Morgan Stanley, linked to the worst performing of the Dow Jones Industrial Average and the S&P 500 Index. Each security has a stated principal amount of $1,000. At maturity, if the worst performing underlier is above its initial level, investors receive principal plus a 130% leveraged upside; if the worst performing underlier is at or above 70% of its initial level but not above its initial level, investors receive principal only; if the worst performing underlier is below 70% of its initial level, investors suffer a loss equal to the full percentage decline in that underlier and may lose their entire investment. All payments are subject to Morgan Stanley Finance LLC and Morgan Stanley credit risk. The document shows an estimated value on the pricing date of approximately $950.10 per security.
Morgan Stanley Finance LLC is offering Principal at Risk contingent income auto-callable securities linked to the worst performing of Amazon.com, Inc. and Apple Inc.. Each security has a stated principal amount of $1,000, an issue price of $1,000, an estimated value on the pricing date of approximately $979.10, and a maturity date of November 18, 2027.
The notes pay a contingent coupon at an annual rate of 11.32% on observation dates only if both underliers are at or above their coupon barrier levels (60% of initial level). The securities may auto-redeem on scheduled determination dates if both underliers meet call thresholds (100% of initial level). At maturity, if the worst performing underlier is below its downside threshold (60% of initial), principal is reduced proportionally and could be zero. All payments are unsecured and subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering market‑linked, auto‑callable principal‑at‑risk securities linked to the common stock of UnitedHealth Group Incorporated, due May 17, 2027. Each security has a face amount of $1,000 and an estimated value on the pricing date of $971.60 (plus or minus $25.00). The securities pay contingent monthly coupons (with a memory feature) only if the underlying stock closes at or above a coupon threshold equal to 70% of the starting price; the contingent coupon rate will be set on the pricing date and will be at least 10.50% per annum. After an initial six‑month non‑call period, the securities may be automatically called on monthly calculation days if the stock closes at or above the starting price, in which case investors receive the face amount plus accrued contingent coupons. If not called, at maturity investors receive the face amount if the ending price is at or above the downside threshold (70% of starting price) or a reduced payment equal to the face amount multiplied by the performance factor if the ending price is below that threshold, exposing investors to more than a 30% loss and possibly total loss of principal.
Morgan Stanley Finance LLC priced Structured Investments Step-Up Jump Notes due May 4, 2033, fully and unconditionally guaranteed by Morgan Stanley. The offering totals $217,000 aggregate principal at an issue price of $1,000 per note and an estimated value on the pricing date of $937.30 per note. The notes pay no interest, have a 100% participation rate, and may be automatically redeemed on annual determination dates beginning April 29, 2027 if the underlier meets rising call thresholds; fixed early redemption payments range from $1,090 to $1,540 per note. If not called, maturity payoff equals principal plus upside (if final level > initial level of 1,089.37); otherwise only principal is returned. All payments are subject to Morgan Stanley’s credit risk; the notes are unsecured, not exchange-listed, and involve tax and liquidity considerations described in the supplement.
Morgan Stanley Finance LLC is offering $1,227,000 aggregate principal of contingent-income, principal-at-risk notes linked to the common stock of Caterpillar Inc., fully and unconditionally guaranteed by Morgan Stanley. The securities: $1,000 stated principal each, issue price $1,000, estimated value $981.90, maturity November 3, 2027. They pay a contingent coupon at an annual rate of 13.35% on observation dates when the closing level of the underlier is at or above the coupon barrier $486.03 (60% of the initial level). The notes are auto-callable if the underlier closes at or above the call threshold $810.05 on any redemption determination date; if not called, repayment at maturity depends on the final level relative to the downside threshold $486.03, with losses of 1% of principal per 1% decline in the underlier below that threshold. All payments are subject to issuer credit risk and other risks described in the prospectus and product supplement.
Morgan Stanley Finance LLC is offering market-linked notes tied to the S&P 500® Index with a $1,000 stated principal amount per note and a maturity date of May 9, 2031. The notes pay no interest, provide 100% participation in upside subject to a maximum payment at maturity of $1,447.50 (144.75% of principal), and are fully and unconditionally guaranteed by Morgan Stanley.
Payments at maturity depend on the closing index level on the observation date of May 6, 2031 (subject to postponement), the notes have an estimated value on the pricing date of approximately $972.00 per note, and all payments are subject to issuer credit risk.
Morgan Stanley Finance LLC priced structured, market‑linked notes maturing May 2, 2031, fully guaranteed by Morgan Stanley. The notes have a $1,000 stated principal amount, an aggregate principal amount of $757,000 and an estimated value on the pricing date of $918.10 per note. At maturity investors receive the stated principal plus an upside payment equal to the stated principal × 105% participation × the underlier percent change if the final level exceeds the initial level; if the final level is equal to or less than the initial level investors receive only the stated principal. All payments are subject to issuer credit risk and the notes will not be listed on an exchange.
Morgan Stanley Finance LLC priced Trigger PLUS linked to the S&P 500® Index maturing June 3, 2032. Each note has a $1,000 stated principal, 130% leverage on positive index returns and a minimum trigger at 85% of the initial index value. If the final index value is ≥ the trigger level, investors receive $1,000 (par) when the index is flat or down but above the trigger; if the index is higher, investors receive $1,000 plus 130% of the index increase, capped at a maximum payment at least $1,850. If the final index value is below the trigger level, investors suffer proportional principal loss (1% loss per 1% index decline) and may lose their entire investment. Payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and are subject to issuer credit risk. Pricing date is May 15, 2026, original issue date May 20, 2026, valuation date May 28, 2032. Estimated value on the pricing date was approximately $945.60 per Trigger PLUS.