Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering $4,602,000 aggregate principal amount of PLUS securities, guaranteed by Morgan Stanley, tied to the EURO STOXX 50® Index and maturing August 4, 2027. Each PLUS has a $1,000 stated principal amount and an original issue price of $1,000.
The PLUS provide 300% leveraged upside capped at a maximum payment of $1,219.60 per PLUS and fully participate 1:1 in negative index performance. The valuation date is July 30, 2027, the pricing date was April 30, 2026, and the issuer estimates the value at issuance at $965.10 per PLUS. Proceeds will be used for general corporate purposes.
Morgan Stanley Finance LLC is offering structured, unsecured Callable Jump Notes due May 5, 2031, fully and unconditionally guaranteed by Morgan Stanley. The notes are $1,000 per note with an aggregate principal amount of $497,000 and an estimated value on the pricing date of $973.60 per note. Payments are linked to the worst performing of the Russell 2000® Index and the S&P 500® Index with a 115% participation rate on upside at maturity. The notes do not pay interest and include an issuer call feature that may redeem the notes on specified redemption dates for fixed, increasing cash amounts; all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering Principal at Risk Auto-Callable Securities due May 4, 2028, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an aggregate principal amount of $643,000. The securities pay a contingent coupon at an annual rate of 11.50% only if, on each observation date, the closing level of both underliers is at or above their coupon barrier levels (each set at 75% of the initial level). The underliers are the Nasdaq-100® Technology Sector Index (NDXT) and the Russell 2000® Index (RTY); their initial (strike) levels are NDXT 14,578.68 and RTY 2,799.905 (strike date April 30, 2026). The securities are automatically redeemed if both underliers are at or above their call threshold levels (100% of initial level) on any redemption determination date beginning April 30, 2027. If not redeemed, payment at maturity depends on the worst performing underlier relative to its downside threshold (75% of initial); if the worst performing underlier is below that threshold, investors lose an amount equal to the percentage decline in that underlier and could lose their entire principal. The document discloses an estimated value on the pricing date of $973.10 per security and states all payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced Principal at Risk, auto-callable securities linked to the worst performing of the Dow Jones Industrial Average, Nasdaq-100 and S&P 500. Each note has a $1,000 stated principal amount, issue price $1,000, estimated value $953.40, and aggregate principal $1,000,000.
Notes automatically redeem on the first determination date May 4, 2027 for an early redemption payment of $1,132 if each underlier is at or above its call threshold. If not redeemed, maturity is May 3, 2029 with payoff linked to the worst performing underlier, a 150% participation rate on upside, and a downside threshold at 70% of initial levels that can result in full or partial loss of principal.
Morgan Stanley Finance LLC is offering structured, principal-at-risk auto-callable securities due February 29, 2028, fully and unconditionally guaranteed by Morgan Stanley. The notes pay a contingent coupon (annual rate determined at pricing, indicated at 11.00% to 12.00%) and can automatically redeem early if both underliers meet call thresholds on specified dates.
The securities reference the worst performing of the Dow Jones Industrial Average (INDU) and the State Street SPDR S&P Regional Banking ETF (KRE). Coupons are payable only if both underliers meet coupon barrier levels on observation dates; principal at maturity is reduced 1% for each 1% decline of the worst performing underlier below its 70% downside threshold.
Morgan Stanley Finance LLC is offering Principal at Risk buffered participation securities linked to the Roundhill Magnificent Seven ETF, with a stated principal of $1,000 per security and a May 3, 2029 maturity. The notes provide a 10% buffer on downside, a 100% participation rate on upside capped at a $1,880 maximum payment, and a $100 minimum payment at maturity (10% of principal). The initial level is $66.24 (strike date April 30, 2026); the buffer level is $59.616. The issue price is $1,000 (estimated value $953.20). All payments are unsecured obligations of MSFL and guaranteed by Morgan Stanley and are subject to issuer credit risk and market/underlier volatility.
Morgan Stanley Finance LLC is offering Structured Investments — Enhanced Trigger Jump Securities due May 3, 2029, fully and unconditionally guaranteed by Morgan Stanley. The offering totals $182,000 in aggregate principal at $1,000 per security. At maturity investors receive the stated principal plus a fixed upside payment of $322.50 (32.25%) if the final level of each underlier is greater than or equal to its downside threshold (70% of initial level). If the final level of any underlier is below its downside threshold, payment equals the stated principal multiplied by the performance factor of the worst performing underlier (losses of up to 100% of principal are possible). The securities pay no interest, carry issuer credit risk, have an estimated value on the pricing date of $987.80 per security and were issued with agent commissions of $7.50 per security.
Morgan Stanley Finance LLC priced Trigger PLUS notes due May 3, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000, an issue price of $1,000 and an estimated value on the pricing date of $960.10. The securities reference the Nasdaq-100 Technology Sector, Russell 2000 and S&P 500, and pay at maturity based on the worst performing underlier.
Payment outcomes: if the worst performing underlier finishes above its initial level, investors receive principal plus a 160% leveraged upside on that underlier; if all underliers finish at or above their 70% downside thresholds, investors receive principal; if the worst performing underlier finishes below its 70% threshold, holders lose 1% of principal for each 1% decline (no minimum payment). Aggregate principal offered is $295,000. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC offers Dual Directional Buffered PLUS securities due November 23, 2027, linked to the worst performing of the Dow Jones Industrial Average and the Russell 2000. Each security has a stated principal amount of $1,000. At maturity investors may receive (a) principal plus a 150% leveraged upside (capped at $1,250), (b) principal plus an absolute return if the worst underlier stays above a 15% buffer, or (c) a pro rata loss beyond the buffer (with a 15% minimum payment). Estimated value on the pricing date was approximately $987.20. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk Buffered Jump Notes due May 15, 2031, fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an estimated value on the pricing date of approximately $898.50.
The securities pay no regular interest, feature automatic early redemption on specified determination dates with staged early redemption payments, a 15% buffer level, and a minimum payment at maturity equal to 15% of principal. If the final level is below the buffer, losses occur 1% for each 1% decline beyond the buffer.