Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering Principal at Risk buffered participation securities linked to the S&P 500® Futures Excess Return Index that mature on September 23, 2027. Each security has a $1,000 stated principal amount, pays no interest and is fully guaranteed by Morgan Stanley.
The securities provide 100% participation in positive index performance subject to a maximum payment at maturity of $1,260 (126% of principal). A 20% buffer protects against initial declines: if the final level is at or above 80% of the initial level you receive principal; below that you lose 1% for each 1% decline beyond the buffer, with a minimum payment of 20% of principal. The estimated value on the pricing date is approximately $983.00 per security. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced a one‑year principal‑at‑risk, market‑linked security fully and unconditionally guaranteed by Morgan Stanley, maturing April 2, 2027. Each security has a $1,000 face amount, a 103.50% participation rate and an estimated value of $966.40 on the pricing date.
Payments at maturity are linked to the lowest performing of four indices (Russell 2000®, Dow Jones Industrial, Nasdaq‑100®, S&P 500®). If the lowest performing underlying closes below its 60% threshold, holders will lose more than 40% and may lose the entire investment. Price to public per security is $1,000 with agent commissions of $16.25.
Morgan Stanley Finance LLC is offering $950,000 aggregate of Digital VanEck® Gold Miners ETF-linked notes (Face Amount $1,000 per note) due March 15, 2028, fully and unconditionally guaranteed by Morgan Stanley. The notes are principal-at-risk and pay no interest; payment at maturity depends on the VanEck® Gold Miners ETF (Bloomberg: GDX) performance from the trade date (March 13, 2026) to the determination date (March 13, 2028).
If the final underlier level is ≥ 85% of the initial level, holders receive the Maximum Settlement Amount of $1,385.00 per note. If the underlier declines by more than 15%, the cash payment is reduced formulaically and investors may lose some or all principal. The estimated value on the trade date is $969.20 per note. Agent commission is $20 per note; proceeds to issuer total $931,000.
Morgan Stanley Finance LLC offers Trigger Autocallable Contingent Yield Notes due March 20, 2031, fully guaranteed by Morgan Stanley, with principal at risk. The Securities pay a Contingent Coupon of 10.60% per annum payable quarterly ($0.265 per $10 Security) only when each of the S&P 500®, Russell 2000® and MSCI EAFE® indices closes at or above its Coupon Barrier on an Observation Date. The Initial Underlying Values are SPX 6,699.38, RTY 2,503.292 and MXEA 2,917.13, with Coupon Barriers/Downside Thresholds set at approximately 75% (SPX 5,024.54; RTY 1,877.469; MXEA 2,187.85). The securities are automatically callable beginning June 16, 2026 if all three Underlyings close at or above their Initial Underlying Values on an Observation Date; if called, holders receive principal plus that quarter’s Contingent Coupon. If not called, final repayment at maturity is $10 if all Final Underlying Values are at or above their Downside Thresholds; otherwise payment equals $10×(1+Underlying Return of the Least Performing Underlying), exposing investors to potentially substantial or total principal loss tied to the Least Performing Underlying. Trade/Settlement dates: Trade Date March 17, 2026; Settlement March 20, 2026. All payments are subject to Morgan Stanley credit risk; estimated Trade Date value ≈ $9.661 per Security.
Morgan Stanley Finance LLC offers Trigger Autocallable Contingent Yield Notes totaling $9,162,600, fully and unconditionally guaranteed by Morgan Stanley. The Securities pay a Contingent Coupon of 10.00% per annum (equal to $0.25 per quarter if payable), are callable beginning September 14, 2026, have Trade Date March 13, 2026, Settlement Date March 18, 2026 and Maturity Date March 18, 2031. Payments and coupons depend on quarterly Observation Date closing prices of the least performing of the Invesco S&P 500® Equal Weight ETF (RSP) and Invesco QQQ Trust, Series 1 (QQQ). Key numeric terms: RSP Initial $193.52, Coupon Barrier $135.46, Downside Threshold $116.11; QQQ Initial $593.72, Coupon Barrier $415.60, Downside Threshold $356.23. Investors face principal loss if the least performing underlying closes below its Downside Threshold at maturity; the estimated value on the Trade Date was $9.836 per Security.
Morgan Stanley Finance LLC is offering $19,560,000 of Trigger Autocallable GEARS linked to a weighted basket of eight alternative-asset managers. The securities have a $10 principal amount and Issue Price $10.00 with an estimated Trade Date value of $9.192 per Security.
The Securities are automatically callable if the Observation Date Closing Basket Level on March 15, 2027 is at or above the Autocall Barrier of 100; the Call Return Rate is 20.00% per annum (Call Price = $12.00 per $10). If not called, maturity is March 18, 2031 and upside exposure uses an Upside Gearing of 2.20; a Final Basket Level below the Downside Threshold of 75 can produce a substantial loss of principal. Minimum purchase is 100 Securities.
Morgan Stanley (MS) is offering Dual Directional Buffered PLUS notes issued by Morgan Stanley Finance LLC with a stated principal amount of $1,000 per security. The securities reference the Dow Jones Industrial Average and the Russell 2000® Index, have a strike and pricing date of March 31, 2026, an observation date of September 30, 2027 and a maturity date of October 5, 2027.
Key economics: a 175% leverage factor, a maximum upside payment of $1,230 (123% of principal), a 15% buffer (buffer level = 85% of initial), a 100% absolute return participation rate, and a minimum payment at maturity equal to 15% of principal. Payments are based solely on the worst performing underlier and are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering principal‑at‑risk, auto‑callable structured securities with a stated principal amount of $1,000 per security. The securities price at issuance is $1,000 with an issue date of March 25, 2026 and a maturity date of March 25, 2031.
The notes reference the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index, feature automatic early redemption opportunities beginning on March 23, 2027 with preset early redemption payments (approximately 17.50% per annum equivalent), a buffer of 15%, and a minimum payment at maturity of 15% of stated principal. The estimated value on the pricing date is approximately $906.70 per security. All payments are unsecured obligations of MSFL and are guaranteed by Morgan Stanley and are subject to the issuer’s credit risk.
Morgan Stanley Finance LLC is offering contingent income principal-at-risk securities due March 23, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each note has a stated principal amount of $1,000 and a contingent annual coupon of 10.05%, payable only when the closing level of each underlier meets its coupon barrier on observation dates. The securities are linked to the worst performing of the Dow Jones Industrial Average, the Nasdaq-100® Technology Sector and the Russell 2000® Index; both the coupon barrier level and the downside threshold level are set at 70% of each underlier’s initial level. If any underlier is below its downside threshold on the final observation date, the maturity payment will equal the stated principal multiplied by the performance factor of the worst performing underlier and could be significantly less than, or equal to zero, of the stated principal. The estimated value on the pricing date was approximately $974.40 per security.
Morgan Stanley Finance LLC priced a $500,000 aggregate offering of Buffered PLUS notes due March 17, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and was issued at $1,000 per security.
The notes link to the EURO STOXX 50® Index with an initial level of 5,748.89 and a leverage factor of 117.25% for upside participation. They include a 35% buffer (buffer level ~3,736.779) and a minimum payment at maturity of 35% of principal. Estimated value on the pricing date was $930.20 per security; agent commissions of $42.50 per security reduce proceeds to the issuer.