STOCK TITAN

Morgan Stanley (MS) director Lynn J. Good granted new stock and deferred units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Morgan Stanley director Lynn J. Good received stock-based compensation awards in the form of common stock and stock units. On 2026-06-01, she acquired 273.862 shares of common stock at $209.9594 per share and 1,309.777 additional shares at no cash cost to her.

Footnotes explain these are restricted stock units and deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, each convertible into common stock on a 1-to-1 basis. These awards are compensation-related grants, not open-market share purchases.

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Insider GOOD LYNN J
Role null
Type Security Shares Price Value
Grant/Award Common Stock 1,309.777 $0.00 --
Grant/Award Common Stock 273.862 $209.9594 $57K
Holdings After Transaction: Common Stock — 3,226.642 shares (Direct, null)
Footnotes (1)
  1. Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1.
Stock award at market price 273.862 shares at $209.9594 Common stock granted on 2026-06-01 as compensation
Stock award at no cash cost 1,309.777 shares at $0.00 Common stock units granted on 2026-06-01
Post-transaction holdings (entry 1) 3,500.504 shares Total common stock reported following first award
Post-transaction holdings (entry 2) 3,226.642 shares Total common stock reported following second award
Restricted stock units financial
"Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Deferred stock units financial
"Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers"
Deferred stock units are promises from a company to give an employee shares of stock at a future date, often after certain conditions are met or after leaving the company. They function like a form of delayed compensation, allowing employees to earn shares over time. For investors, they represent potential future ownership in the company, but do not provide immediate voting rights or dividends until the shares are actually received.
Directors' Equity Capital Accumulation Plan financial
"granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares"
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
GOOD LYNN J

(Last)(First)(Middle)
C/O MORGAN STANLEY
1585 BROADWAY

(Street)
NEW YORK NEW YORK 10036

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
MORGAN STANLEY [ MS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/01/2026A(1)1,309.777A$03,226.642D
Common Stock06/01/2026A(2)273.862A$209.95943,500.504D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1.
2. Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1.
Remarks:
/s/ Martin M. Cohen, Attorney-in-Fact06/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Lynn J. Good report in this Morgan Stanley (MS) Form 4?

Lynn J. Good reported receiving stock-based compensation in Morgan Stanley common stock. She acquired shares through restricted stock units and deferred stock units granted under the Directors' Equity Capital Accumulation Plan, which convert into common stock on a one-for-one basis as part of her director compensation.

How many Morgan Stanley (MS) shares did Lynn J. Good acquire?

Lynn J. Good acquired 273.862 Morgan Stanley common shares at $209.9594 per share and 1,309.777 additional shares at a price of $0.00. These amounts reflect stock-based awards, not open-market purchases, under the Directors' Equity Capital Accumulation Plan for board members.

What are the restricted stock units mentioned in the Morgan Stanley (MS) filing?

The filing describes restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan. Each unit is convertible into one share of Morgan Stanley common stock. These units represent equity-based compensation awarded to Lynn J. Good for her service on the Board of Directors.

What are the deferred stock units in Lynn J. Good's Morgan Stanley (MS) Form 4?

Deferred stock units are equity awards granted instead of cash retainers for board service. Under the Morgan Stanley Directors' Equity Capital Accumulation Plan, each deferred stock unit converts into one share of common stock, allowing Lynn J. Good to take a portion of her compensation in equity.

Were Lynn J. Good's Morgan Stanley (MS) transactions open-market buys or compensation awards?

The transactions were compensation awards, not open-market purchases. The Form 4 labels them as grant or award acquisitions, and footnotes explain they are restricted and deferred stock units granted under the Directors' Equity Capital Accumulation Plan, which convert into common stock on a one-for-one basis.