Morgan Stanley (NYSE: MS) director sells 1,000 shares, gifts 2,325

Rhea-AI Filing Summary

Morgan Stanley director Mary L Schapiro reported two Common Stock transactions dated 2026-07-28. She sold 1,000 shares in an open market or private transaction at $212.0550 per share, and separately made a bona fide gift of 2,325 shares. Both transactions involve direct ownership, and the Rule 10b5-1 trading-plan checkbox was not marked.

Insider Trade Summary

Net Seller: 3,325 shares

Net Sell 2 txns

Insider SCHAPIRO MARY L

Role Director

Sold 1,000 shs ($212K)

Type	Security	Shares	Price	Value
Sale	Common Stock	1,000	$212.055	$212K
Gift	Common Stock	2,325	$0.00	$0.00

Holdings After Transaction: Common Stock — 38,517.588 shares (Direct)

Key Figures

Shares Sold: 1,000.0000 shares Sale Price per Share: $212.0550 per share Shares Gifted: 2,325.0000 shares +1 more

4 metrics

Shares Sold 1,000.0000 shares Common Stock sale on 2026-07-28

Sale Price per Share $212.0550 per share Common Stock sale on 2026-07-28

Shares Gifted 2,325.0000 shares Bona fide gift on 2026-07-28

Net Buy/Sell Shares 1,000 shares Net shares sold (excluding gift) in this filing

Key Terms

bona fide gift, non-derivative, open market or private transaction

3 terms

bona fide gift regulatory

"transaction_code_description: "Bona fide gift""

A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.

non-derivative financial

"transaction_type": "non-derivative""

open market or private transaction financial

"transaction_code_description": "Sale in open market or private transaction""

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/29/2026 - 04:07 PM Accepted by SEC EDGAR 07/29/2026 - 04:06 PM Learn about SEC filing dates

FAQ

What insider transactions did MS director Mary L Schapiro report?

Mary L Schapiro reported two Common Stock transactions on 2026-07-28: a sale of 1,000 shares at $212.0550 per share and a separate bona fide gift of 2,325 shares, both from direct holdings, with no Rule 10b5-1 trading-plan box checked.

How many Morgan Stanley (MS) shares did Mary L Schapiro sell and at what price?

Mary L Schapiro sold 1,000 Morgan Stanley shares on 2026-07-28 at a price of $212.0550 per share in an open market or private transaction, as reported in her Form 4 filing for non-derivative Common Stock.

Did the MS director use a Rule 10b5-1 trading plan for these transactions?

The filing’s Rule 10b5-1 checkbox is not checked, indicating the reported sale of 1,000 shares and gift of 2,325 shares by Mary L Schapiro were not affirmatively reported as executed under a pre-arranged Rule 10b5-1 trading plan.

What gift of Morgan Stanley (MS) shares did Mary L Schapiro report?

Mary L Schapiro reported a bona fide gift of 2,325 Common Stock shares on 2026-07-28. The gift was recorded as a non-derivative, direct ownership disposition with a per-share transaction price of $0.0000, consistent with a standard gift transaction.

Are these MS transactions by Mary L Schapiro in derivative or non-derivative securities?

All reported transactions involve non-derivative Common Stock. On 2026-07-28, Mary L Schapiro disclosed a 1,000-share sale at $212.0550 per share and a 2,325-share bona fide gift, with no accompanying derivative-security exercises or conversions reported.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

SCHAPIRO MARY L

(Last) (First) (Middle)

C/O MORGAN STANLEY

1585 BROADWAY

(Street)

NEW YORK NEW YORK 10036

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
MORGAN STANLEY [ MS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/28/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/28/2026		S		1,000	D	$212.055	40,842.588	D
Common Stock	07/28/2026		G		2,325	D	$0	38,517.588	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

	/s/ Martin M. Cohen, Attorney-in-Fact	07/29/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)