Morgan Stanley (NYSE: MS) notice covers sale of 15554 common securities

Rhea-AI Filing Summary

A notice describes plans to sell 15554 Morgan Stanley common securities, with Morgan Stanley Smith Barney LLC Executive Financial Services listed alongside the transaction and NYSE listed as the exchange. The securities relate to Employee Stock Unit Award(s) dated 03/12/2026, with an associated aggregate amount of 3460920.54.

Key Figures

Common securities to be sold: 15554 Associated aggregate amount: 3460920.54 Employee Stock Unit Award date: 03/12/2026 +1 more

4 metrics

Common securities to be sold 15554 Quantity of Morgan Stanley common securities listed under Securities Information and Securities To Be Sold

Associated aggregate amount 3460920.54 Aggregate amount associated with the common securities referenced in Securities Information

Employee Stock Unit Award date 03/12/2026 Date tied to the Employee Stock Unit Award(s) for the common securities

Date associated with NYSE listing 07/16/2026 Date appearing alongside NYSE in the Securities Information section

Key Terms

Employee Stock Unit Award(s), Executive Financial Services, Securities To Be Sold

3 terms

Employee Stock Unit Award(s) financial

"Common | 03/12/2026 | Employee Stock Unit Award(s) | Issuer"

Executive Financial Services financial

"Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza"

Securities To Be Sold financial

"144: Securities To Be Sold Common | 03/12/2026 | Employee"

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Available on EDGAR 07/16/2026 - 04:23 PM Accepted by SEC EDGAR 07/16/2026 - 04:22 PM Learn about SEC filing dates

FAQ

What quantity of Morgan Stanley (MS) common securities are referenced in this notice?

The notice references 15554 Morgan Stanley common securities under Securities Information. These securities are also listed in the Securities To Be Sold section, indicating that this quantity is associated with a planned sale of common securities.

How were the Morgan Stanley (MS) securities in this Form 144-related notice originally acquired?

The securities are tied to Employee Stock Unit Award(s). The Securities To Be Sold section states that the common securities are associated with Employee Stock Unit Award(s), with the acquisition source shown as the issuer, indicating they arose from an equity award program.

What key dates are disclosed in the Morgan Stanley (MS) common securities sale notice?

Two dates appear: 03/12/2026, linked to the Employee Stock Unit Award(s), and 07/16/2026, listed alongside NYSE in the Securities Information section. These dates frame the award timing and the date associated with the planned sale.

Which exchange is associated with the Morgan Stanley (MS) common securities in this notice?

The common securities are associated with the NYSE. In the Securities Information section, NYSE appears as the exchange listing for the common securities that are identified as Securities To Be Sold in connection with the Employee Stock Unit Award(s).

Is there an aggregate amount associated with the Morgan Stanley (MS) common securities to be sold?

Yes. An aggregate amount of 3460920.54 is listed in the Securities Information section. This figure is associated with the 15554 common securities referenced in the notice, providing a total amount tied to the planned sale.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	15554	3460920.54	1577284817	07/16/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/12/2026	Employee Stock Unit Award(s)	Issuer			15554	03/12/2026	Employee Stock Unit Award(s)

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)