MS files Form 144 for 2,775-share proposed sale

Morgan Stanley (MS) submitted a Form 144 notice reporting proposed sales of common stock through Morgan Stanley & Co. LLC.

Rhea-AI Filing Summary

Morgan Stanley (MS) submitted a Form 144 notice reporting proposed sales of common stock through Morgan Stanley & Co. LLC. The filing lists 2,775 shares to be sold on 04/09/2026 for cash; it also records 3,080 shares sold on 01/20/2026.

The broker of record for the 04/09/2026 entry is Morgan Stanley & Co. LLC. Dollar figures shown in the excerpt include $531,204.38 and $570,311.46, each paired with specific rows in the filing excerpt.

Insights

Securities Compliance Analyst

Form 144 records a proposed affiliate sale of common stock via Morgan Stanley.

The notice lists a proposed sale of 2,775 shares on 04/09/2026 through Morgan Stanley & Co. LLC and a prior reported sale of 3,080 shares on 01/20/2026. The filing identifies cash as the consideration for the 04/09/2026 entry.

These entries reflect routine Section 16 resale notices; timing and final execution depend on market activity and any applicable affiliate restrictions. Subsequent SEC filings or broker confirmations would show completed trades.

Key Figures

Proposed shares to be sold: 2,775 shares Shares sold previously: 3,080 shares Reported dollar figure: $531,204.38 +1 more

4 metrics

Proposed shares to be sold 2,775 shares planned sale on 04/09/2026

Shares sold previously 3,080 shares sale recorded on 01/20/2026

Reported dollar figure $531,204.38 appears in filing row associated with the excerpt

Reported dollar figure $570,311.46 appears in filing row associated with the excerpt

Key Terms

Form 144, Securities To Be Sold, Cash, Broker of record

4 terms

Form 144 regulatory

"Please see remarks | 2775 | 04/09/2026 | Cash"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Securities To Be Sold financial

"Common | 04/09/2026 | Please see remarks | Please see remarks"

Cash financial

"2775 | 04/09/2026 | Cash"

Broker of record financial

"Morgan Stanley & Co. LLC 1585 Broadway New York NY 10004"

A broker of record is the single broker or firm officially authorized to manage an investor’s account, execute trades and receive related communications and fees on behalf of that account. It matters because whoever holds that designation controls who handles orders, gets paid for advice or commissions, and can access account information—similar to choosing a primary agent to handle your taxes or a primary doctor to coordinate care, which affects costs and how decisions are made.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the MS Form 144 report?

It reports a proposed sale of common stock, listing 2,775 shares to be sold on 04/09/2026. The filing also records a prior sale of 3,080 shares on 01/20/2026, with transactions routed through Morgan Stanley brokers.

Who is the broker for the listed MS sale?

The broker of record is Morgan Stanley & Co. LLC for the 04/09/2026 entry. Another broker line lists Morgan Stanley Smith Barney LLC associated with the prior 01/20/2026 sale in the excerpt.

What consideration is indicated for the 04/09/2026 MS transaction?

The excerpt specifies cash as the form of consideration for the securities to be sold on 04/09/2026. No price per share is provided in the excerpt.

Are dollar figures shown in the MS excerpt?

Yes, the excerpt includes monetary figures: $531,204.38 and $570,311.46, each linked to rows in the filing. The excerpt does not label these figures beyond their row placement.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/20/2026 - 04:38 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001466170
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	MORGAN STANLEY
SEC File Number	001-11758
Address of Issuer	1585 Broadway New York NEW YORK 10036
Phone	(212) 761-4000
Name of Person for Whose Account the Securities are To Be Sold	MORGAN STANLEY SMITH BARNEY LLC
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Indirectly controlled by the issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley & Co. LLC 1585 Broadway New York NY 10004	2775	531204.38	1587860206	04/20/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/09/2026	Please see remarks	Please see remarks			2775	04/09/2026	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
MORGAN STANLEY SMITH BARNEY LLC 1585 Broadway New York NY 10036	Common	01/20/2026	3080	570311.46

144: Remarks and Signature

Remarks	This Form 144 relates to the sale of shares acquired through Morgan Stanley Smith Barney LLC's facilitation of customer liquidations of fractional shares during the period 01/09/26 through 04/09/26. Fractional shares are acquired by customers through the dividend reinvestment program (DRIP), employee stock purchase plan (ESPP) and account transfers (ACATs).
Date of Notice	04/17/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Andrew Lunney
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)