MS Rule 144 notice: 11,118 shares tied to RSU award

Morgan Stanley (MS) submitted a Rule 144 notice listing 11,118 shares of Common Stock tied to an Employee stock unit award(s) dated 03/12/2026.

Rhea-AI Filing Summary

Morgan Stanley (MS) submitted a Rule 144 notice listing 11,118 shares of Common Stock tied to an Employee stock unit award(s) dated 03/12/2026. The filing also records prior sales of 21,555 shares on 01/20/2026 with an aggregate amount shown as $3,966,120.00.

Insights

Securities Compliance Analyst

Routine Rule 144 filing recording restricted-share disposition plans.

This filing lists 11,118 Common shares associated with an Employee stock unit award(s) dated 03/12/2026, a standard step for meeting resale conditions under resale rules.

Cashflow treatment and sale timing are not detailed here; subsequent public-sale activity will depend on compliance with holding-period and volume limitations.

Key Figures

Shares covered by Rule 144 notice: 11,118 shares Shares sold during past 3 months: 21,555 shares Aggregate amount shown: $3,966,120.00 +1 more

4 metrics

Shares covered by Rule 144 notice 11,118 shares Employee stock unit award dated 03/12/2026

Shares sold during past 3 months 21,555 shares Sale date 01/20/2026 (ERIC F GROSSMAN)

Aggregate amount shown $3,966,120.00 Associated with 21,555-share sale on 01/20/2026

Filing date 04/20/2026 Rule 144 notice submission date

Key Terms

Employee stock unit award(s), Rule 144 notice, Aggregate amount

3 terms

Employee stock unit award(s) financial

"Employee stock unit award(s) dated 03/12/2026"

Rule 144 notice regulatory

"Securities To Be Sold / 03/12/2026 / Employee stock unit award(s)"

A Rule 144 notice is a public filing that an insider or holder of restricted stock submits when they plan to sell shares that aren’t freely tradable yet; it lists how many shares they intend to sell and under what conditions. For investors, it matters because it signals potential insider selling and an upcoming increase in shares available to the market—similar to someone announcing a big garage sale, which can affect supply and price expectations.

Aggregate amount financial

"21555 | 3966120.00"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Morgan Stanley (MS) Rule 144 filing report?

It reports 11,118 Common shares tied to an employee stock unit award dated 03/12/2026. The notice documents the securities covered and prior sales of 21,555 shares on 01/20/2026, including an aggregate figure of $3,966,120.00.

Does the Rule 144 filing show completed sales for MS?

Yes; it records sales of 21,555 Common shares on 01/20/2026. The filing lists an associated aggregate amount of $3,966,120.00 but does not specify per‑share pricing or buyer details.

What securities are covered by the MS filing?

The filing covers Common stock issued under Employee stock unit award(s) with an award date of 03/12/2026. The notice shows 11,118 shares as the securities to be sold under the Rule 144 notice.

When was the Rule 144 filing for MS submitted?

The filing lists a document date of 04/20/2026. It references the award date 03/12/2026 and prior sales on 01/20/2026, which are the dated events in the notice.

Who is the selling holder named in the filing?

The document names ERIC F GROSSMAN with an address at 1585 Broadway, New York, NY. It associates prior sales and the covered securities with this individual in the filing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/20/2026 - 04:12 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001539492
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	MORGAN STANLEY
SEC File Number	001-11758
Address of Issuer	1585 Broadway New York NEW YORK 10036
Phone	(212) 761-4000
Name of Person for Whose Account the Securities are To Be Sold	ERIC F GROSSMAN
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Affiliate

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	11118	2120758.50	1587860206	04/20/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/12/2026	Employee stock unit award(s)	Issuer			11118	03/12/2026	Employee stock unit award(s)

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
ERIC F GROSSMAN 1585 Broadway New York NY 10036	Common	01/20/2026	21555	3966120.00

144: Remarks and Signature

Remarks	The shares of Common Stock to be sold by the Affiliate were acquired on various dates pursuant to employee stock unit award(s).
Date of Notice	04/20/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Eric F Grossman
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)