Morgan Stanley (MS) plans NYSE sale of 24,165 employee award shares

Rhea-AI Filing Summary

Morgan Stanley has a notice of proposed sale covering up to 24,165 shares of common stock, to be sold through Morgan Stanley Smith Barney LLC Executive Financial Services on the NYSE with an anticipated sale date of July 17, 2026. The shares relate to employee stock unit awards granted on March 12, 2026 (8,532 units), February 19, 2026 (8,532 units), and October 2, 2020 (7,101 units).

Key Figures

Shares proposed for sale: 24,165 shares Anticipated sale date: 07/17/2026 ESU grant units 03/12/2026: 8,532 shares +2 more

5 metrics

Shares proposed for sale 24,165 shares Common stock covered by the Form 144 notice

Anticipated sale date 07/17/2026 Planned NYSE sale date for the covered shares

ESU grant units 03/12/2026 8,532 shares Employee Stock Unit Award(s) dated 03/12/2026

ESU grant units 02/19/2026 8,532 shares Employee Stock Unit Award(s) dated 02/19/2026

ESU grant units 10/02/2020 7,101 shares Employee Stock Unit Award(s) dated 10/02/2020

Key Terms

Form 144, Employee Stock Unit Award(s), Executive Financial Services

3 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Employee Stock Unit Award(s) financial

"Common | 03/12/2026 | Employee Stock Unit Award(s)"

Executive Financial Services financial

"Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza"

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Available on EDGAR 07/17/2026 - 04:17 PM Accepted by SEC EDGAR 07/17/2026 - 04:17 PM Learn about SEC filing dates

FAQ

What stock sale is Morgan Stanley (MS) registering in this Form 144?

The filing covers a proposed sale of up to 24,165 shares of Morgan Stanley common stock through Morgan Stanley Smith Barney LLC Executive Financial Services on the NYSE.

When is the planned sale date for the 24,165 Morgan Stanley (MS) shares?

The anticipated sale date for the 24,165 common shares referenced is July 17, 2026, with the transaction expected to occur on the NYSE.

What is the source of the shares in the Morgan Stanley (MS) Form 144 filing?

The shares are tied to employee stock unit awards granted on 03/12/2026 (8,532 units), 02/19/2026 (8,532 units), and 10/02/2020 (7,101 units).

How many Morgan Stanley (MS) shares come from each employee stock unit award?

The Form 144 lists three awards: 8,532 shares from a March 12, 2026 award, 8,532 shares from a February 19, 2026 award, and 7,101 shares from an October 2, 2020 award.

Which broker is handling the proposed Morgan Stanley (MS) stock sale?

The proposed sale of 24,165 Morgan Stanley common shares is to be executed through Morgan Stanley Smith Barney LLC Executive Financial Services on the NYSE.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	24165	5208824.88	1577284817	07/17/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/12/2026	Employee Stock Unit Award(s)	Issuer			8532	03/12/2026	Employee Stock Unit Award(s)
Common	02/19/2026	Employee Stock Unit Award(s)	Issuer			8532	02/19/2026	Employee Stock Unit Award(s)
Common	10/02/2020	Employee Stock Unit Award(s)	Issuer			7101	10/02/2020	Employee Stock Unit Award(s)

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)