STOCK TITAN

Morgan Stanley (NYSE: MS) tech & ops head sells 24K shares of stock

(Very High)
(Very Negative)
Form Type
4

Rhea-AI Filing Summary

Morgan Stanley executive Michael A. Pizzi, Head Technology & Operations, reported selling a total of 24,165 shares of common stock on 2026-07-17 in open market or private transactions at prices of $216.88 and $215.00 per share. After these sales, he directly owned 121,769.605 shares of Morgan Stanley common stock.

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Insider Pizzi Michael A.
Role Head Technology & Operations
Sold 24,165 shs ($5.21M)
Type Security Shares Price Value
Sale Common Stock 17,064 $215.00 $3.67M
Sale Common Stock 7,101 $216.88 $1.54M
Holdings After Transaction: Common Stock — 128,870.605 shares (Direct)
Footnotes (1)
Total shares sold 24,165 shares Common Stock sold by Michael A. Pizzi on 2026-07-17 across two transactions
Shares sold (first transaction) 7,101 shares Sale of Morgan Stanley Common Stock on 2026-07-17
Price per share (first sale) $216.88 Per-share price for the sale of 7,101 shares of Common Stock
Shares sold (second transaction) 17,064 shares Second sale of Morgan Stanley Common Stock on 2026-07-17
Price per share (second sale) $215.00 Per-share price for the sale of 17,064 shares of Common Stock
Shares owned after sales 121,769.605 shares Direct Morgan Stanley Common Stock holdings after the reported transactions
Common Stock financial
"security_title: "Common Stock" for each reported transaction"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
Sale in open market or private transaction financial
"transaction_code_description: "Sale in open market or private transaction""
non-derivative financial
"transaction_type is classified as "non-derivative" for both entries"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

Who is the insider trading Morgan Stanley (MS) shares in this Form 4?

The filer is Michael A. Pizzi, who serves as Head Technology & Operations at Morgan Stanley. He reported transactions in the company’s common stock and continues to hold a substantial direct position after these sales.

How many Morgan Stanley (MS) shares did Michael A. Pizzi sell?

Michael A. Pizzi sold a total of 24,165 shares of Morgan Stanley common stock. The Form 4 shows two transactions: 7,101 shares in one sale and 17,064 shares in a separate sale on 2026-07-17.

At what prices were the Morgan Stanley (MS) shares sold by Michael A. Pizzi?

The reported sales were executed at per-share prices of $216.88 and $215.00. Both transactions involved Morgan Stanley common stock and are classified as sales in an open market or private transaction under code “S.”

How many Morgan Stanley (MS) shares does Michael A. Pizzi hold after these transactions?

After the reported sales, Michael A. Pizzi directly owned 121,769.605 shares of Morgan Stanley common stock. This figure reflects his direct ownership position following the 24,165 shares sold on 2026-07-17.

Were Michael A. Pizzi’s Morgan Stanley (MS) stock sales under a Rule 10b5-1 plan?

The Form 4’s Rule 10b5-1 checkbox is not marked, so these sales are not identified as being made under a Rule 10b5-1 trading plan. No related plan information appears in the transaction details.

What type of securities did Michael A. Pizzi trade in Morgan Stanley (MS)?

All reported transactions involve Common Stock of Morgan Stanley and are labeled as non-derivative. There are no option exercises or other derivative security trades shown in this Form 4; only direct sales of common shares are reported.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Pizzi Michael A.

(Last)(First)(Middle)
C/O MORGAN STANLEY
1585 BROADWAY

(Street)
NEW YORK NEW YORK 10036

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
MORGAN STANLEY [ MS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Head Technology & Operations
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/17/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/17/2026S17,064D$215128,870.605D
Common Stock07/17/2026S7,101D$216.88121,769.605D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
/s/ Martin M. Cohen, Attorney-in-Fact07/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)