Morgan Stanley officer gets 18,171 share award

Q: What insider activity did Morgan Stanley (MS) report for Crawley Mandell?

The filing shows Chief Client Officer Crawley Mandell acquired 18,171.69 shares of Morgan Stanley common stock at $0 and had 5,934 shares withheld to cover taxes on restricted stock unit conversion.

Q: What is the nature of the 18,171.69 Morgan Stanley shares reported in this Form 4?

The 18,171.69 shares relate to restricted stock units granted in 2026 as part of 2025 year-end compensation, which are convertible into Morgan Stanley common stock at a 1-to-1 ratio.

Q: Why were 5,934 Morgan Stanley shares sold or disposed of in this filing?

The 5,934 shares were withheld at a price of $191.23 per share to satisfy taxes due upon the conversion of restricted stock units granted on January 18, 2023.

Q: What role does Crawley Mandell hold at Morgan Stanley (MS)?

Crawley Mandell is reported as an officer of Morgan Stanley, serving as Chief Client Officer.

Q: Were the Morgan Stanley transactions reported under a Rule 10b5-1 trading plan?

The form includes a checkbox for transactions made under a Rule 10b5-1(c) plan, but the provided content does not indicate that this box was checked for these transactions.

Morgan Stanley Chief Client Officer Crawley Mandell reported two transactions in the company’s common stock.

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Rhea-AI Filing Summary

Morgan Stanley Chief Client Officer Crawley Mandell reported two transactions in the company’s common stock. On January 16, 2026, Mandell acquired 18,171.69 shares at a price of $0, tied to restricted stock units granted in 2026 as part of 2025 year-end compensation, which are convertible into common stock on a 1-to-1 basis.

On the same date, 5,934 shares were disposed of at $191.23 per share to cover taxes due upon the conversion of restricted stock units granted on January 18, 2023. Following these transactions, Mandell directly beneficially owned 76,648.495 shares of Morgan Stanley common stock.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider CRAWLEY MANDELL

Role Chief Client Officer

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	18,171.69	$0.00	$0.00
Exercise Price or Tax Liability	Common Stock	5,934	$191.23	$1.13M

Holdings After Transaction: Common Stock — 76,648.495 shares (Direct)

Footnotes (2)

F1. Restricted Stock Units granted in 2026 as part of 2025 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1.
F2. Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 18, 2023.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider activity did Morgan Stanley (MS) report for Crawley Mandell?

The filing shows Chief Client Officer Crawley Mandell acquired 18,171.69 shares of Morgan Stanley common stock at $0 and had 5,934 shares withheld to cover taxes on restricted stock unit conversion.

What is the nature of the 18,171.69 Morgan Stanley shares reported in this Form 4?

The 18,171.69 shares relate to restricted stock units granted in 2026 as part of 2025 year-end compensation, which are convertible into Morgan Stanley common stock at a 1-to-1 ratio.

Why were 5,934 Morgan Stanley shares sold or disposed of in this filing?

The 5,934 shares were withheld at a price of $191.23 per share to satisfy taxes due upon the conversion of restricted stock units granted on January 18, 2023.

How many Morgan Stanley shares does Crawley Mandell own after these transactions?

After the reported transactions, Crawley Mandell directly beneficially owned 76,648.495 shares of Morgan Stanley common stock.

What role does Crawley Mandell hold at Morgan Stanley (MS)?

Crawley Mandell is reported as an officer of Morgan Stanley, serving as Chief Client Officer.

Were the Morgan Stanley transactions reported under a Rule 10b5-1 trading plan?

The form includes a checkbox for transactions made under a Rule 10b5-1(c) plan, but the provided content does not indicate that this box was checked for these transactions.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 01/16/2026 - 04:37 PM EST

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

CRAWLEY MANDELL

(Last)

(First)

(Middle)

C/O MORGAN STANLEY

1585 BROADWAY

(Street)

NEW YORK

10036

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
MORGAN STANLEY [ MS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Client Officer

3. Date of Earliest Transaction (Month/Day/Year)
01/16/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	01/16/2026		A⁽¹⁾		18,171.69	A	$0	82,582.495	D
Common Stock	01/16/2026		F⁽²⁾		5,934	D	$191.23	76,648.495	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Restricted Stock Units granted in 2026 as part of 2025 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1.

2. Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 18, 2023.

Remarks:

	/s/ Martin M. Cohen, Attorney-in-Fact	01/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR