Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering principal-at-risk auto-callable notes due July 21, 2031, fully and unconditionally guaranteed by Morgan Stanley. The securities have a $1,000 stated principal amount and an issue price of $1,000 per security; estimated value on the pricing date is approximately $951.40. The notes pay a contingent coupon of 7.80% per annum only if each of the Nasdaq-100, Russell 2000 and S&P 500 closing levels meet their coupon barriers on observation dates, are automatically redeemed if all underliers meet 100% call thresholds on a redemption determination date, and return principal at maturity only if each underlier is at or above a 70% downside threshold; otherwise payment at maturity declines pro rata with the worst performing underlier.
Morgan Stanley Finance LLC priced a preliminary offering of Contingent Income Auto-Callable Securities linked to the Class A common stock of ServiceTitan, Inc. (underlier) with a stated principal amount of $1,000 per security.
The securities pay a contingent coupon at an annual rate of 25.00% on each coupon payment date only if the closing level of the underlier on the related observation date is at or above a coupon barrier equal to 60% of the initial level. The notes are auto‑callable if the closing level on any redemption determination date is at or above the call threshold (set at 100% of the initial level) and mature on July 20, 2029. If not redeemed and the final level is below the downside threshold (also 60% of the initial level), payment at maturity equals the stated principal multiplied by the performance factor (final level / initial level), potentially resulting in a substantial loss of principal. The strike and pricing date are July 17, 2026, original issue date July 22, 2026, and the estimated value on the pricing date is approximately $952.40 per security.
Morgan Stanley Finance LLC is offering Buffer Autocallable GEARS linked to the S&P MidCap 400® Index with an Issue Price of $10 per Security and a minimum purchase of 100 Securities. The notes are unsecured, guaranteed by Morgan Stanley, automatically callable if the Observation Date Closing Level meets the Autocall Barrier, and mature on July 18, 2029 (subject to postponement). The securities provide an approximate estimated value of $9.646 on the Trade Date, an indicated Call Return of 9.00% if called, Upside Gearing of 1.32 to 1.52 (finalized on the Trade Date), and a 10% Buffer that applies only at maturity; investors can lose up to 90% of principal if the Final Level is below the Downside Threshold (90% of the Initial Level). All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering Buffered PLUS tied to the KraneShares CSI China Internet ETF due July 26, 2032. Each note has a $1,000 stated principal amount and issue price, a 200% leverage factor on upside subject to a $2,373 cap, a 10% buffer on downside and a $100 minimum payment at maturity.
The pricing date is July 21, 2026 with an original issue date of July 24, 2026. Estimated value on the pricing date is approximately $896.20 (within $46.20). Proceeds are for general corporate purposes and all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC offers Dual Directional Buffered PLUS notes due July 24, 2029, linked to the S&P 500® Futures Excess Return Index. Each security has a stated principal amount of $1,000 and an original issue price of $1,000; the estimated value on the pricing date was approximately $956.10.
At maturity the payoff is one of three outcomes: (1) if the final level > initial level, investors receive principal plus a 116% leveraged upside on appreciation; (2) if final level ≤ initial but ≥ the 80% buffer level, investors receive principal plus an absolute return based on the absolute decline (capped effectively at 20%); (3) if final level < buffer level, investors lose 1% of principal for each 1% decline beyond the 20% buffer, subject to a 20% minimum payment at maturity. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and are subject to credit and market risks.
Morgan Stanley Finance LLC priced callable Contingent Income Securities with a stated principal amount of $1,000 per security that are fully and unconditionally guaranteed by Morgan Stanley. The securities pay a contingent coupon at an annual rate of 10.85% only if, on each observation date, the closing level of each underlier meets or exceeds its coupon barrier (70% of its initial level). The securities are linked to the worst performing of the Russell 2000 Index, the S&P 500 Index and the State Street Financial Select Sector SPDR ETF and mature on January 27, 2028. If not redeemed and the final level of any underlier is below its downside threshold (70% of initial), payment at maturity is the stated principal multiplied by the performance factor of the worst performing underlier, exposing investors to full principal loss. The securities are callable in whole on specified monthly redemption dates beginning January 28, 2027 if a risk neutral valuation model indicates redemption is economically rational, and all payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC offers principal-at-risk, contingent income, memory auto-callable securities tied to the common stock of Micron Technology, Inc., fully and unconditionally guaranteed by Morgan Stanley. Stated principal amount is $1,000 per security and the original issue price is $1,000. The securities pay a contingent coupon only when the closing level of Micron meets or exceeds the coupon barrier on observation dates and are subject to automatic early redemption if Micron meets the call threshold on any redemption determination date. If not called, maturity payment returns principal only if the final level is at or above the downside threshold; otherwise payment equals $1,000 × final level / initial level and could be zero. Key dates: strike date July 8, 2026, pricing date July 9, 2026, original issue date July 14, 2026, final observation date July 10, 2028, maturity July 13, 2028. All payments are subject to issuer credit risk.
Morgan Stanley Finance LLC priced Principal-at-Risk callable contingent income securities linked to the worst-performing of Oracle Corporation and Palantir Technologies class A common stock. Stated principal amount is $1,000 per security and the issue price is $1,000. The securities pay a contingent coupon of 51.00% per annum on each coupon payment date only if the closing level of both underliers meets or exceeds their coupon barrier levels on the related observation dates. The securities are callable beginning on July 28, 2027 via an early redemption determined if a risk neutral valuation model indicates redemption is economically rational. If not called, at maturity on July 27, 2028 investors receive principal only if both final levels are at or above their downside threshold (75% of initial); otherwise payment equals principal times the performance factor of the worst performing underlier, which could be substantially less or zero. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering principal‑at‑risk, contingent‑coupon auto‑callable securities due July 20, 2028. Each security has a stated principal amount of $1,000 and a contingent coupon at an annual rate of 20.10% payable only if the closing level of both underlying stocks meets coupon barrier tests on each observation date. The securities reference the worst performing of Eli Lilly common stock and NVIDIA common stock and are fully and unconditionally guaranteed by Morgan Stanley.
The securities pay interest only when both underliers close above their coupon barrier (60% of initial level) on observation dates, may be automatically redeemed early if both underliers meet a call threshold (100% of initial level) on a redemption determination date, and at maturity repay principal only if both final levels are at or above their downside thresholds (60% of initial level). If the worst performing underlier is below its downside threshold at maturity, principal is reduced pro rata to that underlier's performance and could be zero. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced Dual Directional Trigger PLUS notes that link payoff to the worst performing of the Dow Jones Industrial Average and the S&P 500® Index. Each note has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $984.50. The notes mature on July 26, 2030 with an observation date of July 23, 2030 (strike/pricing date July 23, 2026 and original issue date July 28, 2026). The structure: 130% leverage on upside, a 50% absolute return participation feature if the worst underlier declines but stays at or above a 70% downside threshold, and full downside exposure (1% loss for each 1% decline) if the worst underlier is below its 70% threshold on the observation date. There is no guaranteed minimum payment; payments depend solely on closing levels on the observation date and are subject to Morgan Stanley’s credit risk.