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MORGAN STANLEY SEC Filings

MS NYSE

Welcome to our dedicated page for MORGAN STANLEY SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.

Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.

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Morgan Stanley Finance LLC issues Trigger PLUS notes tied to the EURO STOXX 50® Index with a stated principal amount of $1,000 per note and an aggregate principal amount of $9,066,000. The securities mature on July 6, 2032 and provide a leveraged upside of 195.29% of any index appreciation measured from the initial index value of 6,257.42 (pricing date June 16, 2026). If the final index value on the valuation date is at or above the trigger level of 4,693.065 (75% of the initial index value), investors receive the $1,000 stated principal; if the final index value is above the initial value, investors receive $1,000 plus the leveraged upside payment. If the final index value is below the trigger level, the payment equals $1,000 multiplied by the index performance factor and investors may lose a significant portion or all of their investment. The issuer estimates the value on the pricing date at $949.20 per note; the issue price is $1,000 (including commissions and structuring costs). All payments are unsecured and subject to the credit risk of Morgan Stanley and MSFL.

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Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable notes due June 22, 2029 linked to the NVIDIA Corporation common stock. The securities have a $1,000 stated principal amount and an issue price of $1,000 per security and are fully guaranteed by Morgan Stanley.

The notes pay a contingent coupon at an annual rate of 13.00% on each coupon payment date only if the underlier's closing level on the related observation date is at or above the coupon barrier level ($124.446, 60% of the initial level). The notes will auto-redeem if the closing level on a redemption determination date is at or above the call threshold ($207.41, 100% of the initial level). If not auto-redeemed, maturity payoff depends on the final level relative to the downside threshold ($124.446); below that threshold investors lose proportionate principal and could lose their entire investment.

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Morgan Stanley Finance LLC priced a $3,460,000 offering of Principal at Risk, contingent‑income, auto‑callable securities linked to The Home Depot, Inc. common stock. Each security has a stated principal amount of $1,000 and an issue price of $1,000; the estimated value on the pricing date was $969.70.

The notes pay a contingent coupon of 11.40% per annum on observation dates when the underlier is at or above the coupon barrier (76% of the initial level). The notes are automatically redeemed early if the closing level meets or exceeds the call threshold (initial level $337.09) on any redemption determination date. At maturity, if the final level is below the downside threshold (76% of the initial level, $256.188), investors suffer a loss proportional to the underlier’s decline and may lose their entire principal. All payments are subject to Morgan Stanley Finance LLC's and Morgan Stanley's credit risk.

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Morgan Stanley Finance LLC priced a series of Trigger PLUS due July 5, 2029. Each note has a $1,000 stated principal amount, a pricing date of June 16, 2026 and an aggregate principal amount of $3,900,000. The securities offer 150.55% leveraged upside on a five-index international equity basket and provide the stated principal at maturity only if the final basket value is greater than or equal to an 80% trigger level; otherwise payment equals $1,000 multiplied by the basket performance factor and may be less than 80% of principal or zero.

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Morgan Stanley Finance LLC is offering callable contingent income securities due June 29, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and pays a contingent coupon of 9.65% per annum only if the closing level of each underlier meets its coupon barrier on each observation date.

The securities are linked to the worst performing of the Nasdaq-100 Technology Sector, the Russell 2000 and the S&P 500. If not redeemed early, investors receive principal at maturity only if each underlier’s final level is at or above its downside threshold (60% of initial level); otherwise payment at maturity equals principal multiplied by the performance factor of the worst performing underlier, which could result in a significant loss or zero. The securities may be called beginning on July 2, 2027 based on the output of a risk neutral valuation model. All payments are subject to Morgan Stanley’s credit risk.

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Morgan Stanley Finance LLC is offering Auto-Callable Trigger PLUS notes due July 6, 2028, linked to the Russell 2000® Index with an aggregate principal amount of $3,442,000. Each security has a stated principal amount of $1,000 and an issue price of $1,000.

The securities are automatically redeemed if the index on the first determination date (6/24/2027) is at or above the initial index value of 2,939.195, producing an early redemption payment of $1,132.00 on the early redemption date (6/29/2027). If not auto‑redeemed, maturity payment (7/6/2028) depends on the final index value: full principal plus 125% of upside if above the initial index value; return of $1,000 if final index ≥ downside threshold 2,351.356 (80%); otherwise repayment equals principal × index performance factor, which can be less than 80% or zero. All payments are subject to MSFL’s and Morgan Stanley’s credit risk.

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Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is issuing Structured Investments — Buffered Jump Securities with an auto-callable feature based on the S&P 500® Futures Excess Return Index. The offering totals $523,000 (stated principal $1,000 per security). The securities may be automatically redeemed on the first determination date, June 23, 2027, if the underlier is at or above the call threshold (initial level 603.83), in which case investors receive an early redemption payment of $1,140 per security. If not called, maturity is June 22, 2029. At maturity investors receive: (a) principal plus an upside payment if the final level > initial level (participation rate 248%); (b) principal if final level ≥ buffer level (buffer = 90% of initial level; buffer level 543.447); or (c) a reduced payment that loses 1% per 1% decline beyond the buffer, subject to a minimum payment of 10% of principal. Estimated value on the pricing date was $986.30 per security. Sales are directed to fee-based advisory accounts via MS & Co.

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Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable structured notes linked to the VanEck® Semiconductor ETF with an aggregate principal amount of $536,000 at a per-security issue price of $1,000. The notes are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley.

The securities have an automatic early redemption feature on the first determination date of June 21, 2027 if the underlier's closing level is greater than or equal to the call threshold level of $616.00, producing an early redemption payment of $1,287.50 per security. If not called, maturity is June 22, 2029. The payoff at maturity uses a 150% participation rate for upside; if the final level is below the downside threshold of $431.20 (70% of the initial level), principal is reduced pro rata and could be zero. All payments are subject to Morgan Stanley credit risk. The document states an estimated value on the pricing date of $973.00 per security.

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Morgan Stanley Finance LLC priced contingent income, memory auto-callable securities linked to Micron Technology common stock. Each note has a $1,000 stated principal and an original issue price of $1,000; the aggregate offering size is $1,070,000. The notes pay a contingent coupon of 28.85% per annum on scheduled coupon dates only if the underlier’s closing level on observation dates is at or above the coupon barrier ($510.38, 50% of the initial level). The securities are automatically redeemed early if the underlier’s closing level on a redemption determination date is at or above the call threshold ($1,020.76, 100% of the initial level), in which case holders receive principal plus any payable contingent coupons. At maturity, if not redeemed and the final level is below the downside threshold ($510.38), payment equals the stated principal multiplied by the performance factor (final level / initial level), exposing investors to possible total or near-total loss of principal. All payments are subject to Morgan Stanley and MSFL credit risk.

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Morgan Stanley Finance LLC is issuing callable contingent income securities linked to ServiceNow, Inc. common stock that are fully guaranteed by Morgan Stanley. Each note has a stated principal amount of $1,000, a contingent coupon of 21.75% per annum and a final maturity of December 21, 2027.

Coupons are paid only if the underlier's closing level on each observation date is at or above the coupon barrier level of $50.665 (50% of the initial level). If not redeemed earlier and the final level is below the downside threshold of $50.665, principal is reduced pro rata by the underlier's decline; losses could be total.

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FAQ

How many MORGAN STANLEY (MS) SEC filings are available on StockTitan?

StockTitan tracks 7407 SEC filings for MORGAN STANLEY (MS), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for MORGAN STANLEY (MS)?

The most recent SEC filing for MORGAN STANLEY (MS) was filed on June 18, 2026.