Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC is issuing three-year contingent income auto-callable securities linked to the worst performer of the Russell 2000® Index and the State Street® SPDR® S&P® Regional Banking ETF, fully and unconditionally guaranteed by Morgan Stanley.
Each security has a $1,000 stated principal amount and was priced at $1,000, with an aggregate principal amount of $1,575,000 and an estimated value on the pricing date of $969.20. The notes pay a 10.00% per annum contingent coupon only if, on an observation date, both underliers close at or above their coupon barrier levels, set at 70% of initial levels.
The notes are automatically redeemed at stated principal plus the applicable coupon if, on any redemption determination date from July 23, 2026 onward, both underliers are at or above their call thresholds, set at 100% of initial levels. If not called and, at final observation, either underlier is below its downside threshold (also 70% of initial), investors lose 1% of principal for each 1% decline in the worst-performing underlier, potentially losing their entire investment. The securities are unsecured, subject to Morgan Stanley’s credit risk, will not be listed on any exchange, and may have limited or no secondary market liquidity.
Morgan Stanley Finance LLC is issuing two-year contingent income auto-callable securities linked to the worst performer of the SPDR Gold Trust, S&P 500 Index and iShares Silver Trust. Each note has a $1,000 principal amount and offers a contingent coupon at an annual rate of 13.20%, paid only when all three underliers close at or above their coupon barrier levels on scheduled observation dates.
The notes can be automatically redeemed quarterly starting January 2027 if each underlier is at or above its call threshold (100% of its initial level), returning principal plus the applicable coupon. If held to January 27, 2028 and any underlier finishes below its downside threshold (60% of initial), investors lose 1% of principal for each 1% decline of the worst underlier, up to a total loss. The estimated value on the pricing date is $946 per note versus a $1,000 issue price, and all payments depend on Morgan Stanley’s creditworthiness.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing $5,250,000 of principal-at-risk contingent income auto-callable securities due January 26, 2029, linked to the worst performer of the Nasdaq-100® Technology Sector, the Russell 2000® Index and the S&P 500® Futures Excess Return Index.
Investors can receive a 12.00% annual contingent coupon, paid only if on each observation date all three indices close at or above their coupon barrier levels, set at 75% of initial index levels. The notes may be automatically redeemed quarterly starting July 23, 2026 if all indices are at or above their 100% call thresholds, returning principal plus the coupon.
If the securities are not redeemed and, on the final observation date, any index finishes below its 70% downside threshold, repayment of principal is reduced in full proportion to the decline of the worst-performing index, potentially to zero. The estimated value on the pricing date is $990.90 per $1,000 security, reflecting issuing, selling, structuring and hedging costs and Morgan Stanley’s internal funding rate.
Morgan Stanley Finance LLC is offering $3.366 million of Contingent Income Memory Auto-Callable Securities due January 26, 2029, linked to the worst performer of Goldman Sachs and JPMorgan Chase common stocks. Each note has a $1,000 principal amount and is fully and unconditionally guaranteed by Morgan Stanley.
Investors may receive an annualized 11.05% contingent coupon, but only when both stocks close at or above preset barrier levels on observation dates; missed coupons can be paid later if barriers are met. The notes can be automatically redeemed quarterly from July 2026 if both stocks are at or above their call thresholds, returning principal plus due coupons.
If the notes are not called and either stock finishes below its downside threshold at maturity, investors lose 1% of principal for each 1% decline of the worst-performing stock, up to a total loss. The estimated value on the pricing date is $988.20 per note, reflecting issuance and hedging costs and Morgan Stanley’s internal funding rate.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing $1,254,000 of Enhanced Trigger Jump Securities due February 26, 2027, linked to the worst performer of the S&P 500 Index, Russell 2000 Index and State Street Energy Select Sector SPDR ETF. Each security has a $1,000 stated principal amount and pays no interest, with principal fully at risk.
At maturity, if the final level of each underlier is at or above its downside threshold level (70% of its initial level), investors receive $1,000 plus a fixed digital payment of $97, a 9.70% gain. If any underlier finishes below its downside threshold, repayment is reduced 1% for every 1% decline of the worst underlier, with no minimum, so the payout can fall to zero. The digital payment is made in that downside case only if all underliers remain at or above their lower digital threshold levels, set at 50% of initial.
The initial levels are 6,915.61 for the S&P 500, 2,669.162 for the Russell 2000 and $49.19 for the XLE fund. The estimated value on the pricing date is $985.30 per security, below the $1,000 issue price because of issuing, selling, structuring and hedging costs and the issuer’s internal funding rate. The notes are unsecured, unsubordinated obligations of MSFL, subject to Morgan Stanley’s credit risk, and will not be listed on any exchange, so liquidity may be limited.
Morgan Stanley Finance LLC is offering structured notes linked to the SPDR® Gold Trust, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount, is issued at $1,000, and matures on February 18, 2027.
The notes pay no interest. At maturity, if GLD is above its initial level, holders receive $1,000 plus 100% of the underlier’s gain, capped at a maximum payment of at least $1,125 per note (112.50%). If GLD falls, investors lose 1% of principal for each 1% decline, but receive at least 95% of principal as a partial principal return amount.
The estimated value on the pricing date is approximately $982.80 per note, reflecting issuing, selling, structuring and hedging costs and Morgan Stanley’s internal funding rate. The notes are unsecured obligations subject to Morgan Stanley’s credit risk, will not be listed on an exchange, may have limited liquidity, and are expected to be treated as contingent payment debt instruments for U.S. federal income tax purposes.
Morgan Stanley Finance LLC is offering $1,770,000 of Contingent Income Memory Auto-Callable Securities due January 26, 2029, fully and unconditionally guaranteed by Morgan Stanley. These $1,000-denomination notes are linked to the worst performing of the iShares MSCI EAFE ETF (EFA), the Russell 2000 Index (RTY) and the State Street Financial Select Sector SPDR ETF (XLF) and expose investors to full principal risk.
The securities pay a contingent coupon at 9.25% per year only if on an observation date each underlier is at or above its coupon barrier, set at 70% of its initial level. Missed coupons may be paid later if conditions are met ("memory" feature). Starting January 2027, the notes are auto‑callable quarterly if all underliers are at or above 100% of their initial levels, returning principal plus the relevant coupons.
If not redeemed early, and on the final observation date every underlier is at or above its 70% downside threshold, investors receive full principal back plus any due coupons. If any underlier finishes below its threshold, repayment is reduced one‑for‑one with the decline of the worst performer, and the maturity payment can fall to zero. The notes are unsecured, not listed, have limited liquidity, and their estimated value at pricing is $994.60 per $1,000 issue price.
Morgan Stanley Finance LLC is offering $2,015,000 in Jump Securities with Auto-Callable features linked to the worst performer of the State Street SPDR S&P Regional Banking ETF, the S&P 500 Index and the Russell 2000 Index. Each $1,000 security can be automatically redeemed on scheduled determination dates if all underliers are at or above their call thresholds, paying an increasing fixed early redemption amount that targets about 13.65% per annum. If not called and all final levels are at or above their call thresholds at maturity in January 2031, holders receive $1,682.50 per security. If any underlier finishes below its call threshold but all remain above their downside thresholds, only principal is repaid. If any underlier ends below its downside threshold, repayment is reduced 1% for each 1% decline in the worst performer, and the maturity payment can fall to zero. The notes pay no interest, offer no upside participation in the underliers, carry full principal-at-risk, are unsecured and unlisted, and rely entirely on Morgan Stanley’s credit, with an estimated value on the pricing date of $976.40 per $1,000.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing $41,463,000 of Callable Contingent Income Memory Buffered Securities due January 27, 2028, at $1,000 per security. These principal-at-risk notes are linked to the worst performer of the Nasdaq-100, Russell 2000, S&P 500 Futures Excess Return Index and the State Street Utilities Select Sector SPDR ETF.
Investors can receive a 10.00% annual contingent coupon, but only when all four underliers close at or above 75% of their initial levels on each observation date; missed coupons may be paid later if conditions are met. The notes have a 25% downside buffer, after which losses accelerate at 1.3333% for each 1% drop in the worst underlier, and there is no minimum repayment at maturity.
The securities are callable in whole, but not in part, on scheduled redemption dates starting March 26, 2026, if a risk-neutral valuation model indicates early redemption is economically rational for the issuer. The estimated value on the pricing date is $994.60 per security, they will not be listed on any exchange, and all payments depend on Morgan Stanley’s creditworthiness.
Morgan Stanley Finance LLC is offering $1,202,000 of Dual Directional Buffered Jump Securities linked to the S&P 500® Index, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, pays no interest and matures on January 28, 2030.
At maturity, if the index is at or above the initial level of 6,915.61, holders receive $1,281 per security, a fixed 28.10% upside payment. If the index is below the initial level but at or above the 80% buffer level of 5,532.488, investors gain 300% of the index’s absolute decline, effectively capped at a 60% positive return. Below the buffer, principal is reduced 1% for each 1% further decline, with a minimum payment of 20% of principal.
The securities are unsecured, not listed on any exchange and subject to Morgan Stanley’s credit risk. The estimated value on the pricing date is $980.70 per security, reflecting issuance, structuring and hedging costs and the issuer’s internal funding rate.