Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk notes fully guaranteed by Morgan Stanley—Contingent Income Memory Buffered Auto‑Callable Securities—with an aggregate principal amount of $456,000 and a stated principal amount of $1,000 per security. The securities pay a contingent coupon at an annual rate of 9.25% on coupon dates only if the underlier meets the coupon barrier (826.38) on observation dates, and include an automatic early redemption feature if the underlier meets the call threshold (1,377.30) on specified redemption determination dates. At maturity, if not earlier redeemed, investors receive principal only if the final level is at or above the buffer level (1,170.705); otherwise principal is reduced proportionally subject to a minimum payment at maturity of 15% of principal. The estimated value on pricing was $905.80 per security, reflecting issuance and hedging costs included in the $1,000 original issue price.
Morgan Stanley Finance LLC priced a structured, principal-at-risk note offering fully guaranteed by Morgan Stanley: $1,000 stated principal per note, aggregate $366,000, issue price $1,000, original issue date June 17, 2031. The notes reference the S&P® 500 Futures 40% Intraday 4% Decrement VT Index, carry an automatic early redemption feature on the first determination date June 16, 2027 and mature on June 17, 2031.
The securities pay no interest, are exposed to issuer credit risk and can result in full loss of principal if the final index level is below the downside threshold (50% of the initial level). An early redemption pays a fixed $1,215 per security if the underlier is at or above the call threshold (80% of the initial level) on the first determination date.
Morgan Stanley Finance LLC prices Structured Investments — Buffered Jump Securities linked to the S&P 500® Index. The pricing supplement sets a $1,000 stated principal amount per security, an aggregate principal amount of $5,265,000, an original issue date of June 17, 2026 and a maturity date of June 17, 2030. The securities are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley.
The notes feature an automatic early redemption on the first determination date (June 15, 2027) if the underlier is at or above the call threshold (7,431.46), producing an early redemption payment of $1,100 per security. If not redeemed, the maturity payoff depends on the final level relative to the initial level (7,431.46) and a buffer level (80% of initial, 5,945.168) with a participation rate of 156.50% and a downside factor of 1.25. The document discloses an estimated value on the pricing date of $991.40 per security and shows the issue price to public of $1,000 with agent proceeds to issuer of $997.50 per security after a $2.50 agent fee.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering Trigger PLUS principal-at-risk securities linked to the worst performing of META class A common stock and NOW common stock. Each security has a $1,000 stated principal amount and an issue price of $1,000. The securities mature on June 29, 2029 with an observation date of June 26, 2029. Investors receive $1,000 plus a leveraged upside if both underliers finish above their initial levels; they receive $1,000 if the worst performing underlier finishes between its initial level and its 60% downside threshold; if the worst performing underlier finishes below its 60% threshold, holders lose 1% of principal for each 1% decline in that underlier. The leverage factor is 409% and the estimated value on the pricing date was approximately $984.70. All payments are subject to Morgan Stanley's credit risk and U.S. federal income tax treatment is uncertain.
Morgan Stanley Finance LLC priced a contingent income, principal-at-risk note due June 17, 2031, fully guaranteed by Morgan Stanley. The securities have a $1,000 stated principal amount, an aggregate principal amount of $1,148,000, and an estimated value on the pricing date of $908.50 per security. They pay a contingent coupon of 9.00% per annum on observation dates when the underlier meets the coupon barrier (75% of the initial level) and can be automatically redeemed early if the underlier equals or exceeds the call threshold (90% of the initial level) on a redemption determination date. At maturity investors receive principal if the final level is at or above the buffer (80% of the initial level); if below the buffer they incur losses beyond the 20% buffer subject to a 20% minimum payment. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC priced Principal-at-Risk buffered jump securities linked to the S&P U.S. Equity Momentum 40% VT 4% Decrement Index with a stated principal amount of $1,000 per security and aggregate principal amount of $11,417,000. The securities pay no interest, carry a 20% buffer (buffer level 1,101.84 from an initial level of 1,377.30), and include automatic early redemption opportunities beginning on June 15, 2027 with fixed early redemption payments rising to $1,691.875–$1,717.50 depending on date. If not called, maturity is June 16, 2033; payment at maturity is either a fixed positive amount when the final level is at or above the buffer ($1,717.50) or the stated principal multiplied by (performance factor + buffer amount), subject to a 20% minimum payment. All payments are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley; payments are subject to issuer credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable buffered jump securities due June 17, 2031 linked to the S&P U.S. Equity Momentum 40% VT 4% Decrement Index. Each security has a $1,000 stated principal amount and an issue price of $1,000; the estimated value on pricing date was $907.70. The notes can automatically redeem beginning on the first determination date if the underlier closes at or above the call threshold and pay specified early redemption amounts that approximate 10.50% per annum. If not called, maturity pays $1,525.00 if the final level is at or above the buffer level (85% of the initial level); otherwise, investors absorb losses beyond a 15% buffer, subject to a 15% minimum payment. All payments are subject to Morgan Stanley's credit risk and the securities do not pay interest.
Morgan Stanley Finance LLC is offering Principal at Risk securities—Buffered Jump Securities with an auto-call feature—due June 17, 2031, fully guaranteed by Morgan Stanley. The securities have a stated principal amount of $1,000 each, an issue price of $1,000, and aggregate principal of $4,182,000. The underlier is the S&P U.S. Equity Momentum 40% VT 4% Decrement Index with an initial level of 1,377.30 (strike date June 12, 2026).
Automatic early redemption begins on the first determination date June 15, 2027 if the underlier closes at or above the call threshold (1,239.57, 90% of the initial level), producing fixed early redemption payments that rise across 48 observation dates. At maturity, payments depend on the final level relative to the buffer level (1,170.705, 85% of the initial level) and include a 15% downside buffer and a 15% minimum payment at maturity.
Morgan Stanley Finance LLC is offering Principal at Risk structured notes with an aggregate principal amount of $562,000. Each security has a stated principal amount of $1,000 and an original issue price of $1,000 per security; the estimated value on the pricing date was $980.00 per security.
The notes are linked to the worst performing of the Nasdaq-100® Technology Sector, the Russell 2000® Index and the S&P 500® Index, feature an automatic early redemption schedule with the first determination date on June 15, 2027, and mature on June 15, 2029. Investors risk loss of principal if any underlier falls below its downside threshold (70% of its initial level) and will not participate in index appreciation beyond the fixed early redemption or maturity payments. All payments are subject to the credit risk of Morgan Stanley and MSFL.
Morgan Stanley Finance LLC is offering Principal at Risk structured notes due June 17, 2031, fully guaranteed by Morgan Stanley, with an aggregate principal amount of $12,398,000 and a stated principal amount of $1,000 per security. The issue price is $1,000 and the estimated value on the pricing date was $910.80. The notes reference the S&P U.S. Equity Momentum 40% VT 4% Decrement Index with an initial and call threshold level of 1,377.30 and a buffer of 15% (buffer level 1,170.705). If the underlier meets or exceeds the call threshold on a determination date beginning June 15, 2027, the notes auto-redeem for fixed early redemption payments that imply approximately 18.00% per annum. If not redeemed, maturity payments depend on the final level: a fixed positive payment of $1,900 if at or above the call threshold, the stated principal if between the buffer and threshold, or a reduced payment that losses 1% per 1% decline beyond the buffer, subject to a minimum payment of 15% of principal. All payments are subject to Morgan Stanley's credit risk.