Welcome to our dedicated page for MORGAN STANLEY SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering structured, principal-at-risk securities tied to the S&P 500® Index with a $1,000 stated principal amount per security and a maturity date of June 30, 2031. The securities are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley. Payments at maturity depend on the index level on the observation date: investors receive upside participation (100%) up to a capped $1,606.50–$1,626.50 (160.65%–162.65%), a limited positive return if the final level falls within a 15% buffer, or losses beyond the buffer (1% loss of principal for each 1% decline). The securities do not pay interest, have a minimum payment at maturity of 15% of principal, and are subject to MSFL/Morgan Stanley credit risk. The estimated value on the pricing date is approximately $938.70 per security.
Morgan Stanley Finance LLC is offering market-linked notes due July 5, 2030, fully guaranteed by Morgan Stanley, linked to the S&P 500® Futures Excess Return Index. The stated principal amount is $1,000 per note. At maturity, if the index final level is greater than the initial level, holders receive the stated principal plus an upside payment equal to the stated principal multiplied by a participation rate (determined on the pricing date) multiplied by the index percent change; if the final level is equal to or less than the initial level, holders receive only the stated principal.
The participation rate will be between 118.25% and 128.25%, with an estimated value on the pricing date of approximately $966.20 per note. All payments are subject to issuer credit risk, the notes pay no interest, are unsecured, will not be listed, and may have limited secondary-market liquidity.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable securities linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index with a stated principal amount of $1,000 per security. The notes mature on June 30, 2031 and pay a contingent coupon (annual rate to be set on the pricing date, indicated at 9.50%–10.50% range) only if the underlier meets the coupon barrier on observation dates. The securities are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley, do not guarantee principal, and may be automatically redeemed early if the underlier meets the call threshold on any redemption determination date starting June 25, 2027. At maturity, if the final level is below the downside threshold (50% of the initial level), repayment will be reduced pro rata by the performance factor and could be zero. All payments are subject to Morgan Stanley credit risk.
The pricing supplement describes a $1,000 per security structured note issued by Morgan Stanley Finance LLC and fully guaranteed by Morgan Stanley that pays no interest and exposes investors to full principal risk. The notes reference a two‑stock basket (Cloudflare NET 50% / CACI CACI 50%), mature on December 8, 2027, and pay a fixed $465 upside if the basket's final level is at or above its initial level; if the final level is below the initial level, principal is reduced pro rata (1% loss for each 1% decline) and could be zero.
The original issue price is $1,000 and the issuer estimates the securities' value on the pricing date at approximately $974.70. All payments are subject to Morgan Stanley's credit risk, MS & Co. will act as calculation agent and agent, and selected dealers receive a $15 sales commission plus a $1 structuring fee per security.
Morgan Stanley Finance LLC offers Trigger PLUS principal-at-risk securities due July 6, 2029 linked to the worst performing of the Nasdaq-100® Technology Sector, the Russell 2000® and the S&P 500®. Each security has a $1,000 stated principal amount and an issue price of $1,000.
At maturity the payout is driven solely by the worst performing underlier: investors receive the stated principal plus a leveraged upside if the worst underlier finishes above its initial level; receive only principal if that underlier finishes between its initial level and a 70% downside threshold; or suffer a loss of principal pro rata to the decline of the worst underlier if it finishes below the 70% threshold. The leverage factor will be set on the pricing date between 170% and 175%. All payments are subject to MSFL and Morgan Stanley credit risk; the securities pay no interest and could result in total loss of principal.
Morgan Stanley Finance LLC offers structured, principal-at-risk notes fully guaranteed by Morgan Stanley with an automatic early redemption feature and final maturity on July 5, 2030.
The notes have a $1,000 stated principal amount per security, a 150% participation rate for upside if all underliers finish above initial levels, an estimated value on the pricing date of approximately $973.80, and payout outcomes tied to the worst-performing underlier (EURO STOXX 50®, Russell 2000®, S&P 500®). Automatic early redemption is first determined on July 7, 2027, with an early redemption payment indicated in the range $1,317.50 to $1,327.50. All payments are subject to the credit risk of Morgan Stanley.
The Dual Directional Trigger PLUS are principal-at-risk notes issued by Morgan Stanley Finance LLC and guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and pays at maturity based on the worst performing of the Nasdaq-100® Technology Sector (NDXT) and the Russell 2000® (RTY). If both underliers finish above their initial levels, investors receive principal plus a leveraged upside; if the worst performing underlier finishes between its initial level and a 70% downside threshold, investors may receive a capped positive return tied to the absolute return participation rate of 50%; if the worst performing underlier finishes below the downside threshold, investors incur full downside (1% loss for each 1% decline). The leverage factor will be set between 140% and 155% on the pricing date. All payments are subject to issuer and guarantor credit risk. The observation date is July 1, 2030 and the stated maturity date is July 5, 2030.
Morgan Stanley Finance LLC priced contingent income auto-callable securities linked to the common stock of Axon Enterprise, Inc. The securities are principal-at-risk notes with a $1,000 stated principal per security and an aggregate offering of $440,000; issue price is $1,000 and estimated value on the pricing date was $953.80.
The notes pay a contingent coupon at an annual rate of 21.90% on scheduled coupon dates only if the underlier’s closing level on each observation date is at or above the coupon barrier ($219.66, 50% of the initial level). The initial/strike level is $439.32. The securities auto-redeem if the closing level is at or above the call threshold ($439.32) on any redemption determination date beginning August 28, 2026. Maturity is June 1, 2029.
At maturity, if not auto-redeemed, investors receive principal only if the final level is at or above the downside threshold ($219.66); if below, payment equals principal × (final level / initial level), producing proportional principal loss (possibly zero). All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk notes due July 3, 2031 linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. Each security has a $1,000 stated principal amount and an estimated value on the pricing date of approximately $943.10.
The notes pay a contingent coupon (annual rate determined on the pricing date, indicated at 12.50%–13.50%) only if the underlier meets the coupon barrier on observation dates, feature automatic early redemption if the index equals or exceeds the call threshold, and provide a 15% buffer with a minimum payment at maturity equal to 15% of principal. If the final index level is below the buffer, investors lose 1% of principal for each 1% decline beyond the buffer; all payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC priced Contingent Income Memory Auto-Callable Securities linked to the common stock of UnitedHealth Group Incorporated. The securities were issued at $1,000 per security (aggregate $2,521,000) with an original issue date of June 2, 2026 and a maturity date of July 1, 2027. The securities pay a contingent coupon at an annual rate of 10.50% on coupon payment dates only if the closing level of the underlier meets or exceeds the coupon barrier level of $267.771 (70% of the initial level). The initial and call threshold level is $382.53 and automatic early redemption can occur on specified redemption determination dates if the closing level is greater than or equal to that call threshold. If not called and the final level is below the downside threshold of $267.771, holders suffer principal loss equal to the underlier’s percentage decline (payment at maturity = stated principal × performance factor). The estimated value on the pricing date was $969.20 per security and agent commissions were $15 per security, leaving proceeds to issuer of $985 per security.