Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk structured notes linked to the common stock of Tesla, Inc., maturing on December 28, 2027. The notes may pay a contingent coupon at an annual rate of 15.50% to 16.50%, but only on observation dates when Tesla’s closing price is at or above a barrier set at 60% of its initial level; missed coupons can be “remembered” and paid later if the barrier is met.
The notes are automatically callable starting June 22, 2026 if Tesla closes at or above 100% of its initial level on specified redemption dates, returning principal plus the applicable coupon and any unpaid coupons, with no further payments afterward. If the notes are not called and Tesla’s final level is at or above the downside threshold (also 60% of the initial level), investors receive full principal back; if it is below, repayment is reduced 1% for each 1% decline in Tesla, and can fall to zero. The notes are unsecured obligations, subject to Morgan Stanley’s credit risk, with an estimated value of about $946.80 per $1,000 issue price on the pricing date.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk contingent income auto-callable securities linked to Oracle Corporation common stock, maturing on December 28, 2027. Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $945.40 per security. Investors may receive a contingent coupon at an annual rate of 14.00%–15.00%, but only if Oracle’s closing level on each observation date is at or above a coupon barrier level set at 60% of the initial level.
The notes can be automatically redeemed on scheduled dates if Oracle’s closing level is at or above a call threshold equal to 100% of the initial level, in which case investors receive principal plus the applicable contingent coupon and no further payments. If the notes are not redeemed and Oracle’s final level is at or above the downside threshold (also 60% of the initial level), investors receive full principal back (plus any final coupon, if payable). If the final level is below the downside threshold, repayment is reduced one-for-one with the decline in Oracle, and investors can lose some or all of their principal. All payments are unsecured obligations subject to Morgan Stanley’s credit risk, and the securities will not be listed on any exchange.
Morgan Stanley Finance LLC is offering principal-at-risk contingent income auto-callable securities linked to Amazon.com, Inc. common stock, maturing on December 28, 2027 and fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an estimated value on the pricing date of approximately $950.60.
Investors can receive a contingent coupon at an annual rate of 10.00% to 11.00%, but only if Amazon’s closing level on each observation date is at or above a coupon barrier set at 70% of the initial level. The notes are automatically redeemed if, on any redemption determination date starting June 22, 2026, Amazon’s closing level is at or above the call threshold set at 100% of the initial level, paying back principal plus the applicable coupon.
If the notes are not called and the final level on the December 22, 2027 observation date is at or above the 70% downside threshold, investors receive principal back (plus any final coupon). If the final level is below that threshold, repayment is reduced 1% for every 1% decline in the stock from the initial level, and the maturity payment can be significantly less than principal or zero. All payments depend on Morgan Stanley’s credit and the securities will not be listed on any exchange.
Morgan Stanley Finance LLC is offering two-year Jump Securities linked to the iShares Bitcoin Trust ETF, maturing on December 1, 2027, fully and unconditionally guaranteed by Morgan Stanley. The notes pay no interest and are issued in $1,000 denominations as principal-at-risk securities.
At maturity, if the ETF’s final share price is greater than or equal to its initial share price, each note pays $1,000 plus a fixed upside payment of at least $762, a 76.20% gain, regardless of how far the ETF has risen. If the final share price is below the initial level, repayment is reduced 1% for every 1% decline, with no buffer and no minimum, so the entire investment can be lost.
The estimated value on the pricing date is about $969.90 per $1,000, reflecting embedded selling, structuring and hedging costs and an internal funding rate advantageous to the issuer. The notes will not be listed, secondary liquidity depends on Morgan Stanley & Co., and all payments are subject to Morgan Stanley’s credit risk. Extensive risk disclosures highlight bitcoin and digital-asset volatility, regulatory and security risks, limited ETF history and uncertain U.S. tax treatment.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $1,991,000 of autocallable buffered notes linked to the S&P 500® Index, with a face amount of $1,000 per note. The notes pay no interest and are unsecured principal-at-risk securities.
The notes may be automatically called on November 30, 2026 if the S&P 500 closes at or above the initial level of 6,602.99, paying $1,000 plus a 9.84% call premium ($1,098.40 per note). If not called, at maturity in November 2027 investors participate in index gains at a 150% upside participation rate.
There is a 10% downside buffer: if the index is down 10% or less, investors receive $1,000; below that, losses accelerate via a buffer rate of approximately 111.11%, and the entire investment can be lost. The estimated value on the trade date is $975.60 per note, below the $1,000 issue price, reflecting issuance, selling, structuring and hedging costs. The notes will not be listed, secondary trading may be limited, and all payments depend on Morgan Stanley’s credit.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $1,966,000 of capped buffered S&P 500® Index-linked notes maturing on July 23, 2027. The notes pay no interest and your payoff depends entirely on S&P 500® performance between the November 21, 2025 trade date and the July 21, 2027 determination date.
For each $1,000 note, you receive up to a maximum of $1,164.30 (a 16.43% cap) if the index rises. If the index is flat or down by up to 20%, you receive your $1,000 back. If the index falls more than 20%, losses accelerate at about 1.25x beyond that buffer and you can lose all principal. The estimated value on the trade date is $977.80 per note, reflecting issuance, structuring and hedging costs, and all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $907,000 of Enhanced Buffered Jump Securities linked to the S&P 500 Futures Excess Return Index, maturing on November 26, 2030. Each security has a $1,000 principal amount and pays no interest.
At maturity, if the index’s final level is at or above the 85% buffer level (458.992), holders receive $1,000 plus the greater of a fixed $400 upside payment or $1,000 multiplied by the index percent gain, capped at a maximum of $1,500 per security. If the final level is below the buffer, principal is reduced 1% for each 1% drop beyond the 15% buffer, but not below a minimum payment of 15% of principal ($150).
The securities are unsecured, subject to Morgan Stanley’s credit risk, and will not be listed on an exchange. The estimated value on the pricing date is $941.60 per $1,000 security, reflecting issuance, structuring and hedging costs and the issuer’s internal funding rate.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing Enhanced Buffered Jump Securities linked to the S&P 500® Index with a stated principal amount of $1,000 per note and an aggregate principal of $131,000. The notes pay no interest and mature on November 26, 2030.
At maturity, if the S&P 500® final level is at or above the buffer level of 5,612.542 (about 85% of the 6,602.99 initial level), investors receive $1,000 plus a fixed upside payment of $352, a 35.20% gain regardless of how much the index has risen above the buffer. If the final level is below the buffer, repayment is reduced 1% for each 1% decline beyond the 15% buffer, but not below a minimum payment of $150 per note.
The securities are unsecured, subject to Morgan Stanley’s credit risk, will not be listed on an exchange, and may have limited liquidity. The estimated value on the pricing date is $941.80 per note, below the $1,000 issue price, reflecting embedded costs and the issuer’s internal funding rate.
Morgan Stanley Finance LLC is offering $639,000 of Jump Securities with an auto-call feature, fully and unconditionally guaranteed by Morgan Stanley and linked to the worst performer of the EURO STOXX 50®, S&P 500® and Nasdaq‑100 Index®.
The notes are issued at $1,000 per security, pay no interest and put principal at risk. If on a determination date all three indexes are at or above their call thresholds (100% of initial levels), the notes auto‑redeem for a cash payment reflecting an annualized return of 11.00%, rising from $1,110 to $1,440 over the four potential call dates.
If not called, maturity payment ranges from $1,550 per security if every index is at or above its call threshold, to only the principal if all are above their downside thresholds (70% of initial), and to a loss of 1% of principal for each 1% decline in the worst index below its downside threshold, potentially resulting in a zero return. All payments depend on Morgan Stanley’s credit.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing $2,825,000 of Trigger PLUS notes linked to the S&P 500 Futures Excess Return Index. Each security has a $1,000 principal amount, pays no interest and can return less than principal at maturity.
At maturity in 2030, holders gain leveraged upside of 187% of any index appreciation. If the index is flat or down but not below 70% of its initial level, investors receive only principal. If the index finishes below this downside threshold, repayment falls 1% for each 1% decline and can go to zero.
The notes are unsecured and subject to Morgan Stanley’s credit risk. They are not exchange listed, and secondary market liquidity depends mainly on Morgan Stanley & Co. The estimated value on the pricing date is $951.20 per security, below the $1,000 issue price due to embedded costs and the issuer’s internal funding rate.