Welcome to our dedicated page for MORGAN STANLEY SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering principal-at-risk structured notes due June 30, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and returns are linked to the worst performing of three indices: the Nasdaq-100® Technology Sector, the Russell 2000® and the S&P 500®. If the worst performing underlier finishes at or above its initial level, holders receive principal plus the greater of the underlier percent change or an $645–$695 upside payment. If the worst performing underlier finishes below a 70% downside threshold, holders lose 1% for each 1% decline in that underlier and could lose their entire principal. The observation date is June 25, 2031 (subject to postponement for non-trading days and certain market disruption events).
The issuer estimates the value on the pricing date at approximately $938.30 per security; the original issue price is $1,000, which includes issuance, structuring and hedging costs borne by investors. All payments are subject to Morgan Stanley's credit risk; MS & Co. is the calculation agent and agent for distribution.
Morgan Stanley Finance LLC priced Principal at Risk notes linked to the S&P 500® Futures Excess Return Index with maturity on June 30, 2031. Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $937.50.
Payments at maturity vary by index performance: investors receive the stated principal plus the greater of the underlier percent change or an upside payment ($520–$540 per security) if the final level is at or above the initial level; a capped positive return (up to 30%) if the final level is below the initial level but at or above a 70% downside threshold; and a pro rata loss of principal if the final level is below the downside threshold, with no minimum payment. All payments are unsecured and subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC offers Dual Directional Trigger PLUS principal-at-risk securities linked to the S&P 500® Futures Excess Return Index, with a $1,000 stated principal amount per security and maturity on July 3, 2031. The securities pay no interest and expose investors to full credit risk of Morgan Stanley and to market risk of the underlier. At maturity the payout follows three outcomes: (1) if the final level > initial level, investors receive principal plus a leveraged upside (leverage factor set on the pricing date, indicated between 188% and 203%); (2) if the final level is ≤ initial but ≥ a downside threshold (60% of initial level), investors receive principal plus a positive return based on the 50% absolute return participation rate (capped effectively at 20% in examples); (3) if the final level < downside threshold, investors suffer pro rata loss of principal (1% principal loss per 1% index decline) and could lose the entire investment. The estimated value on the pricing date was approximately $959.50 per security; the issue price is $1,000, which includes issuance, structuring and hedging costs.
The preliminary pricing supplement offers Trigger Autocallable GEARS issued by Morgan Stanley Finance LLC, guaranteed by Morgan Stanley, linked to the EURO STOXX 50® Index. Each Security has an issue price of $10.00, a 5-year term (Trade Date June 12, 2026, Maturity Date June 16, 2031) and is automatically called if the Observation Date Closing Level on June 21, 2027 is at or above the Autocall Barrier (100% of the Initial Level).
If called, investors receive the principal plus a fixed Call Return (an annual Call Return Rate of 18.00%, Call Price $11.80 per $10). If not called, payoff at maturity depends on the Final Level relative to the Initial Level and the Downside Threshold (75% of Initial Level) and may result in partial or total loss of principal; an Upside Gearing between 1.60 and 1.80 applies to positive Underlying Returns. All payments are subject to MSFL's and Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering structured, principal-at-risk notes due March 2, 2028, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an issue price of $1,000. The notes pay a contingent coupon at an annual rate of 12.80% only if the basket closing level on each observation date is greater than or equal to the coupon barrier level (70% of initial level). The notes are automatically redeemed early if the basket closing level on any redemption determination date is greater than or equal to the call threshold (90% of initial level), in which case holders receive principal plus the contingent coupon for that period. If not auto‑redeemed, repayment at maturity depends on the final level: full principal if the final level is at least the downside threshold (60% of initial level); otherwise principal is multiplied by the performance factor (final level/initial level), which can result in substantial loss or complete loss of principal. Key dates: strike date May 29, 2026, pricing date June 8, 2026, original issue date June 10, 2026, final observation date February 29, 2028. The issuer’s estimated value on the pricing date is approximately $949.70 per security; all payments are subject to the issuer’s credit risk.
Morgan Stanley Finance LLC priced Principal at Risk securities linked to the S&P 500® Futures Excess Return Index with a $1,000 stated principal amount per security and a maturity of June 28, 2030. The securities pay no interest and provide a fixed upside payment of $336.50 to $356.50 per security if the final level is at or above a downside threshold equal to 70% of the initial level. If the final level is below that threshold, holders suffer losses pro rata to the index decline; there is no minimum payment and principal could be lost. The estimated value on the pricing date is approximately $944.30 per security. Payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and are subject to the credit risk of both entities.
Morgan Stanley Finance LLC offers Principal-at-Risk contingent income auto-callable securities linked to the worst performing of the EURO STOXX 50®, Russell 2000® and S&P 500® indices. The securities have a stated principal amount of $1,000 per security, pay a contingent coupon (annual rate to be set on the pricing date, indicated between 11.50% and 12.50%), and may be automatically redeemed on scheduled redemption dates if all underliers meet call thresholds. If not redeemed, maturity payoff returns principal only if each underlier is at or above its downside threshold (70% of initial level); otherwise the payment equals the stated principal multiplied by the performance factor of the worst performing underlier, resulting in potential loss of principal down to zero. All payments are subject to MSFL's credit risk and guaranteed by Morgan Stanley. The pricing date and strike date are June 30, 2026, original issue date July 6, 2026, final observation date July 2, 2029 and maturity July 6, 2029. The document states an estimated value on the pricing date of approximately $971.60 per security.
Morgan Stanley Finance LLC is offering market-linked notes due March 30, 2028 linked to the Morgan Stanley Amplitude Index. Each note has a stated principal amount of $1,000 and will pay no interest; at maturity investors receive the stated principal plus an upside payment if the Index appreciates. The upside payment equals the stated principal amount × the participation rate × the underlier percent change; the participation rate will be set on the pricing date and is disclosed as 200% to 210%. The pricing and strike dates are June 25, 2026, original issue date June 30, 2026, observation date March 27, 2028 and maturity on March 30, 2028. The issuer’s estimated value on the pricing date is $945.40 per note (approximate). All payments are subject to the credit risk of Morgan Stanley and Morgan Stanley Finance LLC; the notes are unsecured, unlisted and involve fees and embedded index costs including a 0.65% per annum deduction from the Index level.
Morgan Stanley Finance LLC is offering Market-Linked Notes due December 31, 2030, fully guaranteed by Morgan Stanley, linked to the S&P 500® Futures Excess Return Index. Each note has a stated principal amount of $1,000, a 100% participation rate and pays no interest. If the final level on the observation date is greater than the initial level, investors receive principal plus the upside payment; if equal to or less, investors receive only the stated principal amount at maturity. The issue price is $1,000 per note and the issuer’s estimated value on the pricing date is approximately $933.30 per note. The notes are unsecured, not listed, subject to Morgan Stanley credit risk, and may have limited secondary market liquidity.
Morgan Stanley Finance LLC is offering Principal at Risk auto-callable securities linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index. Each security has a $1,000 stated principal amount, a strike date of June 30, 2026, and matures on July 3, 2031. The securities pay a contingent coupon (annual rate to be set on the pricing date, described as 11.50% to 12.50% range in the supplement) only if the underlier is at or above the coupon barrier on observation dates and may be automatically redeemed early if the underlier meets the call threshold on a redemption determination date. At maturity, if not auto-redeemed and the final level is below the downside threshold (stated as 50% of the initial level), investors suffer proportional principal loss (payment = stated principal × final level/initial level). All payments are subject to the issuer’s and guarantor’s credit risk. The estimated value on the pricing date was about $920.90 per security.