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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering Trigger PLUS principal-at-risk securities due May 31, 2030 linked to the worst performing of the Dow Jones Industrial Average and the S&P 500® Index. Each security has a $1,000 stated principal amount and an original issue price of $1,000.
At maturity investors receive: the stated principal plus a 120% leverage of the appreciation of the worst performing underlier if both underliers finish above their initial levels; the stated principal if the worst performing underlier finishes between its initial level and a 70% downside threshold; or a loss equal to the percentage decline of the worst performing underlier if that index finishes below its 70% threshold. All payments are subject to Morgan Stanley Finance LLC credit risk and the securities pay no interest.
Morgan Stanley Finance LLC priced Principal at Risk Auto-Callable Securities linked to Micron Technology, Inc. with an aggregate principal amount of $943,000 and a stated principal amount of $1,000 per security. The securities are fully and unconditionally guaranteed by Morgan Stanley and carry a contingent coupon at an annual rate of 41.35%, payable only when the underlier meets the coupon barrier of $537.528 on observation dates. Automatic early redemption is possible beginning on August 31, 2026 if the underlier meets the call threshold of $895.88. If not redeemed, principal is repaid at maturity only if the final level is at or above the downside threshold of $537.528; otherwise holders suffer proportional losses.
Morgan Stanley Finance LLC priced Principal at Risk structured notes due May 25, 2029, fully guaranteed by Morgan Stanley. The notes pay no interest, have auto-call on the first determination date: June 4, 2027 at a call threshold equal to the initial level (7,473.47), and an early redemption payment of $1,100 per security.
If not called, maturity payoffs depend on the S&P 500® Index: investors receive principal plus an upside payment when the final level exceeds the initial level (participation rate 170.25%), receive the stated principal if final level is at or above the downside threshold (6,352.450), or suffer proportional losses if the final level is below that threshold. The original issue price is $1,000 and the estimated value on pricing date is $974.
Morgan Stanley Finance LLC prices buffered, auto-callable principal‑at‑risk notes due May 31, 2030 guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an original issue price of $1,000; aggregate principal offered is $198,000. The securities offer a 20% downside buffer and a 150% participation rate on the upside of the worst performing underlier. An automatic early redemption can occur on the first determination date (June 8, 2027) for an early redemption payment of $1,132.50. If not called, maturity payoff depends on the worst performing underlier relative to its buffer and may result in losses of principal down to a minimum payment of 20% of principal. All payments are subject to Morgan Stanley's credit risk and the agent's commissions of $32.50 per security reduce proceeds.
Morgan Stanley Finance LLC is offering Buffered PLUS principal-at-risk securities tied to the Nasdaq-100 Index with an aggregate principal amount of $1,392,000 and a stated principal amount of $1,000 per security. The notes are fully and unconditionally guaranteed by Morgan Stanley and mature on December 1, 2027.
The securities provide 150% leverage to upside performance capped at a $1,201.50 maximum payment per security, a 15% buffer (85% buffer level) against initial declines, and a 15% minimum payment at maturity. All payments are subject to issuer credit risk; investors may lose a material portion of principal if the final index level falls below the buffer.
Morgan Stanley Finance LLC priced Structured Investments Enhanced Buffered Jump Securities linked to the S&P 500® Index. The offering consists of securities with a $1,000 stated principal amount and an issue price of $1,000 per security; aggregate principal is $1,551,000. The securities pay no interest and are fully and unconditionally guaranteed by Morgan Stanley. At maturity on November 29, 2029, investors receive the stated principal plus a fixed upside payment of $259 per security (25.90%) if the final level is at or above the buffer level. If the final level is below the buffer level (buffer = 85% of the initial level), investors lose 1% of principal for each 1% decline beyond the 15% buffer, subject to a minimum payment of 15% of principal. The estimated value on the pricing date was $959.30, reflecting issuance, distribution and hedging costs borne by investors.
Morgan Stanley Finance LLC is issuing Dual Directional Buffered PLUS notes due May 31, 2030, fully guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and was offered at $1,000 with an aggregate principal amount of $311,000. The payout at maturity depends on the S&P 500® Index closing level on the observation date: investors receive leveraged upside (200% leverage) up to a $1,380 cap if the index rises; a limited positive return if the index falls but remains at or above a 10% buffer; and losses below the buffer, subject to a 10% minimum payment. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC priced Trigger GEARS linked to a weighted basket of international indices with a $6,634,620 aggregate issue size. The Securities have a $10.00 Principal Amount and Issue Price, an estimated Trade Date value of $9.290 per Security, and a 5‑year term maturing on May 29, 2031. The payout at maturity depends on the Basket Return: if positive, investors receive $10 plus the Basket Return times an Upside Gearing of 1.55; if the Final Basket Level is below the Downside Threshold (75% of the Initial Basket Level), holders are exposed to losses of principal proportionate to the negative Basket Return. The Securities pay no interest or dividends, are unsecured senior debt of MSFL and are fully and unconditionally guaranteed by Morgan Stanley. All payments remain subject to Morgan Stanley’s creditworthiness.
Morgan Stanley Finance LLC priced $7,830,000 of Leveraged Buffered S&P 500® Index‑Linked Notes due December 15, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each $1,000 Face Amount note offers 150% upside participation in positive S&P 500 performance up to a Maximum Settlement Amount of $1,173.25, protects principal for declines up to 10.00% (Buffer), and exposes holders to full downside beyond that buffer. Trade Date is May 27, 2026, Original Issue Date (settlement) June 1, 2026. The estimated value on the Trade Date was stated as $977.50 per note. All payments are subject to issuer and guarantor credit risk; these notes are unsecured, not listed, and may have limited secondary liquidity.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering $4,462,000 aggregate of Leveraged Buffered S&P 500® Index-Linked Notes due December 22, 2027 (Face Amount $1,000 each). The notes pay no interest; payment at maturity depends on the S&P 500® Index return from the Trade Date (May 26, 2026) to the Determination Date (December 20, 2027), subject to postponement.
If the Final Underlier Level is above the Initial Underlier Level (Initial = 7,519.12), holders receive $1,000 plus 130% of the index return, capped at a Maximum Settlement Amount of $1,228.02 per $1,000. If the index falls by up to 12.50% (Buffer Level = 6,579.23), holders receive $1,000. If the index falls by more than 12.50%, the payoff formula applies and investors may lose some or all principal. The issuer estimates the Trade Date value at $996.70 per note.