Welcome to our dedicated page for MORGAN STANLEY SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC offers U.S. dollar-denominated, EURO STOXX 50® Index‑linked notes due in roughly 16 to 18 months (pricing subject to a final pricing supplement). Each note has a $1,000 Face Amount and no interest; principal repayment at maturity depends on the Final Underlier Level versus a 87.50% Threshold Level. If the Final Underlier Level is ≥ the Threshold Level, investors receive a capped Maximum Settlement Amount (expected between $1,123.60 and $1,145.40 per $1,000 Face Amount). If the Final Underlier Level is below the Threshold Level, investors suffer a proportional loss of principal and could lose their entire investment. All payments are subject to issuer and guarantor credit risk; the notes are unsecured, not listed, and not FDIC insured.
Morgan Stanley Finance LLC priced a principal-at-risk structured note linked to the worst performing of Delta Air Lines and Walmart stock. The offering totals $500,000 in $1,000 securities, each with a $353.40 fixed upside payment and a 30% buffer. The securities mature on May 24, 2028 and return depends solely on closing levels on the observation date; losses apply if either underlier falls below its buffer, with a downside factor of 1.4286.
Morgan Stanley Finance LLC is offering principal-at-risk notes due June 4, 2027 that pay a fixed coupon and are linked to the Class A common stock of Alphabet Inc.. Each security has a stated principal amount of $1,000 and an issue price of $1,000. The securities pay a fixed annual coupon of 10.70% monthly, and pay principal at maturity only if the final level of the underlier is at or above a downside threshold equal to 70% of the initial level; if the final level is below that threshold, principal is reduced pro rata by the performance factor and could be zero. Pricing and strike dates are May 28, 2026, the observation date is June 1, 2027, and the pricing-date estimated value was approximately $983.40 per security. All payments are subject to the issuer and guarantor credit risk, and the securities do not participate in any appreciation of the underlier. The offering documents warn of uncertain U.S. federal tax treatment, possible withholding for non-U.S. holders under Section 871(m), and dealer commissions of $10 per security.
Morgan Stanley Finance LLC is offering Principal at Risk dual directional buffered participation securities linked to the S&P 500® Index with a $1,000 stated principal amount per security. The securities mature on July 9, 2027 with an observation date of July 6, 2027. At maturity the payout depends on the final level versus the initial level: investors receive the stated principal plus upside (100% participation) capped at a $1,075 maximum, receive a positive capped return if the index declines but stays at or above an 80% buffer level (20% buffer), or suffer 1% loss of principal for each 1% decline below the buffer, subject to a 20% minimum payment. The original issue price is $1,000 and the estimated value on the pricing date is approximately $989.60. All payments are subject to MSFL's credit risk and the securities do not pay interest.
Morgan Stanley Finance LLC priced Structured Investments Buffered Jump Securities with an auto-callable feature due March 22, 2029. Each note has a $1,000 stated principal and an issue price of $1,000; the estimated value on the pricing date is approximately $947.10. The notes reference the VanEck® Gold Miners ETF and the State Street® SPDR® S&P® Metals & Mining ETF and pay no periodic interest.
Automatic early redemption may occur on scheduled determination dates beginning December 17, 2026, with preset early redemption payments that increase over time. At maturity investors receive $1,261.25 if both underliers finish at or above their 85% buffer levels; otherwise losses apply based on the worst performing underlier, subject to a 15% minimum payment at maturity.
Morgan Stanley Finance LLC is offering Principal at Risk securities linked to the worst performing of the Dow Jones Industrial, the Nasdaq-100 Technology Sector and the Russell 2000 Index. Each security has a $1,000 stated principal amount and a fixed $108.50 upside payment (10.85%). The securities feature a 20% buffer and a 20% minimum payment at maturity. Key dates: strike/pricing May 29, 2026, original issue June 3, 2026, observation June 29, 2027, maturity July 2, 2027. Estimated value on the pricing date was approximately $983.90 per security. Payments depend on the worst performing underlier and are subject to Morgan Stanley and MSFL credit risk.
Morgan Stanley Finance LLC priced a Trigger PLUS linked to NVIDIA common stock with a three-year term and principal at risk. Each security has a stated principal amount of $1,000, an estimated value on the pricing date of approximately $962, a 200% leverage factor and a capped maximum payment at maturity of $2,093 per security. The observation date is May 29, 2029 and the stated maturity is June 1, 2029. If the final level is below the downside threshold (70% of the initial level) holders incur proportional losses up to the full principal amount; payments and secondary‑market values are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC priced Principal at Risk Buffered Participation Securities linked to the S&P 500® Index with a stated principal amount of $1,000 per security and an aggregate principal amount of $380,000. The securities pay no interest, mature on June 24, 2027, and offer a 20% buffer against declines in the underlier but expose investors to losses beyond that buffer and to issuer credit risk. If the final level exceeds the initial level of 7,432.97, investors participate at a 100% participation rate up to a $1,101 maximum payment per security. If the final level is below the buffer level (5,946.376), principal is reduced pro rata, subject to a 20% minimum payment at maturity. The estimated value on the pricing date was $985.60 per security, with a price to public of $1,000 and agent commissions of $7.50 per security.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent-income, auto-callable notes tied to the S&P 500® Index with a $1,000 stated principal per security and an aggregate issuance of $900,000. The notes pay a contingent coupon at an annual rate of 9.72% on observation dates when the underlier is at or above the coupon barrier of 5,882.888 (80% of the initial level). The notes can be automatically redeemed on scheduled redemption determination dates if the index is at or above the call threshold of 7,353.61 (100% of the initial level). If not called, repayment at maturity depends on the final level: investors receive the stated principal if the final level is at or above the downside threshold (5,882.888), but if below that threshold the payment equals the stated principal multiplied by the performance factor (final level / initial level), and could be significantly less than the initial investment or zero. The estimated value on the pricing date was $985.10 per security; all payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC priced a structured, principal‑at‑risk note privately offered under its medium‑term note program with an aggregate principal amount of $822,000 and a stated principal amount of $1,000 per security. The issue price is $1,000 per security and the estimated value on the pricing date is $942.40. The securities mature on May 23, 2031 and are fully and unconditionally guaranteed by Morgan Stanley.
The notes are linked to the worst performing of the Nasdaq-100 Index, Russell 2000 Index and the State Street SPDR S&P Regional Banking ETF. They feature automatic early redemption beginning on the first determination date (May 25, 2027) at fixed early redemption payments (ranging from $1,142.00 to $1,674.50 per security). Payment at maturity is $1,710.00 if each underlier meets its call threshold; otherwise repayment depends on downside thresholds (70% of initial levels) and may result in a pro rata principal loss tied to the worst performing underlier.