Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced an offering of Principal-at-Risk, auto-callable notes linked to the S&P 500® Index with Morgan Stanley guaranteeing payment obligations. The issue totals $2,250,000 at a stated principal amount of $1,000 per security and an original issue price of $1,000.
The notes can be automatically redeemed on specified determination dates beginning November 27, 2026 if the closing level of the index is at or above the call threshold (initial level 7,519.12). Early redemption payments range from $1,045.10 to $1,157.85; maturity payments can be $1,180.40, $1,000, or principal × performance factor depending on final index level and a downside threshold of 5,639.34 (75% of initial level).
Morgan Stanley Finance LLC offers Trigger Absolute Return Step Securities linked to a weighted Basket of international indices with a $3,700,900 aggregate issue and a $10.00 Issue Price per Security. These five‑year, principal‑at‑risk notes (maturity May 29, 2031) are fully guaranteed by Morgan Stanley and pay no interest.
The Payment at Maturity depends on the Final Basket Level versus a Step Barrier (100) and a Downside Threshold (75). If the Final Basket Level is ≥100, holders receive $10 plus the greater of the Step Return (42.00%) or the Basket Return. If the Final Basket Level is <100 but ≥75, holders receive $10 plus the absolute value of the negative Basket Return. If the Final Basket Level is <75, holders receive $10 × (1 + Basket Return) and may lose a substantial portion or all principal. All payments are subject to issuer credit risk and Calculation Agent discretion.
Morgan Stanley Finance LLC is offering Principal at Risk securities due June 1, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an annual contingent coupon of 11.20% payable only if each underlier meets its coupon barrier on scheduled observation dates.
The notes are linked to the Dow Jones Industrial Average, the Russell 2000® Index and the State Street® Technology Select Sector SPDR® ETF and pay at maturity either the stated principal (if each underlier is at or above its downside threshold) or an amount equal to the stated principal multiplied by the performance factor of the worst performing underlier. Coupon barrier levels are set at 70% of each initial level and downside thresholds at 65%. The securities are callable beginning June 8, 2027 if a risk neutral valuation model indicates redemption is economically rational for the issuer. Aggregate principal offered is $690,000.
Morgan Stanley Finance LLC priced a primary offering of Principal at Risk contingent-income auto-callable notes due May 30, 2031 with an aggregate principal amount of $719,000. Each security has a $1,000 stated principal amount and was issued at $1,000 per security.
The securities pay a contingent coupon at an annual rate of 9.00% only if the closing level of the S&P® 500 Futures 40% Intraday 4% Decrement VT Index meets the coupon barrier on observation dates. They are automatically redeemable early if the index closes at or above the call threshold on any redemption determination date; if held to maturity and the final level is below the downside threshold, investors suffer a pro rata loss (payment = stated principal × final level / initial level). All payments are subject to MSFL's credit risk and guaranteed by Morgan Stanley.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable securities linked to Alphabet Inc. class A common stock. Each note has a $1,000 stated principal amount and an original issue price of $1,000; the aggregate principal amount offered is $500,000. The notes pay a contingent coupon at an annual rate of 19.16% on specified observation dates only if the underlier meets the coupon barrier (80% of the initial level). The securities may be automatically redeemed on specified redemption determination dates if the underlier meets the call threshold (100% of the initial level). At maturity, if the final level is below the downside threshold (80% of the initial level), investors suffer a proportional loss of principal (payment = $1,000 × final level/initial level). All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC priced Callable Contingent Income Buffered Securities linked to the worst performing of the NDXT Index, RTY Index and XLU Fund. The notes have a $1,000 stated principal amount, issue price of $1,000 and aggregate principal of $1,000,000. They offer a contingent coupon at an annual rate of 10.00% payable only if the closing level of each underlier meets its coupon barrier on each observation date and include a 20% buffer with a 20% minimum payment at maturity. The securities are callable beginning August 31, 2026 based on the output of a risk neutral valuation model. All payments are subject to the issuer and guarantor credit risk of Morgan Stanley Finance LLC and Morgan Stanley.
Morgan Stanley Finance LLC is offering Trigger PLUS principal-at-risk securities due May 31, 2030 linked to the worst performing of the Dow Jones Industrial Average and the S&P 500® Index. Each security has a $1,000 stated principal amount and an original issue price of $1,000.
At maturity investors receive: the stated principal plus a 120% leverage of the appreciation of the worst performing underlier if both underliers finish above their initial levels; the stated principal if the worst performing underlier finishes between its initial level and a 70% downside threshold; or a loss equal to the percentage decline of the worst performing underlier if that index finishes below its 70% threshold. All payments are subject to Morgan Stanley Finance LLC credit risk and the securities pay no interest.
Morgan Stanley Finance LLC priced Principal at Risk Auto-Callable Securities linked to Micron Technology, Inc. with an aggregate principal amount of $943,000 and a stated principal amount of $1,000 per security. The securities are fully and unconditionally guaranteed by Morgan Stanley and carry a contingent coupon at an annual rate of 41.35%, payable only when the underlier meets the coupon barrier of $537.528 on observation dates. Automatic early redemption is possible beginning on August 31, 2026 if the underlier meets the call threshold of $895.88. If not redeemed, principal is repaid at maturity only if the final level is at or above the downside threshold of $537.528; otherwise holders suffer proportional losses.
Morgan Stanley Finance LLC priced Principal at Risk structured notes due May 25, 2029, fully guaranteed by Morgan Stanley. The notes pay no interest, have auto-call on the first determination date: June 4, 2027 at a call threshold equal to the initial level (7,473.47), and an early redemption payment of $1,100 per security.
If not called, maturity payoffs depend on the S&P 500® Index: investors receive principal plus an upside payment when the final level exceeds the initial level (participation rate 170.25%), receive the stated principal if final level is at or above the downside threshold (6,352.450), or suffer proportional losses if the final level is below that threshold. The original issue price is $1,000 and the estimated value on pricing date is $974.
Morgan Stanley Finance LLC prices buffered, auto-callable principal‑at‑risk notes due May 31, 2030 guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an original issue price of $1,000; aggregate principal offered is $198,000. The securities offer a 20% downside buffer and a 150% participation rate on the upside of the worst performing underlier. An automatic early redemption can occur on the first determination date (June 8, 2027) for an early redemption payment of $1,132.50. If not called, maturity payoff depends on the worst performing underlier relative to its buffer and may result in losses of principal down to a minimum payment of 20% of principal. All payments are subject to Morgan Stanley's credit risk and the agent's commissions of $32.50 per security reduce proceeds.