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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering Principal at Risk notes with an aggregate principal amount of $250,000. The securities pay a fixed annual coupon of 19.20%, have a stated principal amount of $1,000 per security and may auto‑redeem early if each underlying meets call thresholds on specified dates.
If not redeemed, maturity payment depends on the worst performing underlier versus its 60% downside threshold; if the worst underlier is below its threshold, investors lose principal in direct proportion to that decline. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk notes linked to NVIDIA Corporation common stock with a stated principal amount of $1,000 per security. The notes pay a contingent coupon (annual rate determined on the pricing date, approximately 20.36% p.a. in the example) on specified observation dates and are automatically redeemable if the underlier meets the call threshold on a redemption determination date. If not redeemed, a buffer of 20% protects against the first 20% decline in the underlier, after which investors suffer a 1.25x downside factor on losses; principal can be partially or fully lost at maturity. Key dates: strike/pricing date May 15, 2026, original issue date May 20, 2026, final observation May 28, 2027, maturity June 3, 2027. All payments are subject to Morgan Stanley Finance LLC and Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced Dual Directional Buffered Participation Securities due June 11, 2027, offered at a $1,000 stated principal amount per security in an aggregate principal amount of $870,000. The securities reference the S&P 500® Index with an initial level of 7,398.93 (strike date May 8, 2026) and an observation date of June 8, 2027. At maturity the pay‑off is one of three outcomes: (1) if the final level > initial level, investors receive principal plus upside participation (100% participation) capped at a maximum upside payment of $1,075 per security; (2) if the final level ≤ initial level but ≥ buffer level (buffer level = 81% of initial level), investors receive principal plus an absolute return equal to the absolute decline multiplied by a 100% participation rate, effectively limited to a positive return of 19%; (3) if the final level < buffer level, investors incur principal loss of 1% for each 1% decline beyond the 19% buffer and may receive as little as the minimum payment of 19% of principal. All payments are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley and are subject to Morgan Stanley credit risk. The estimated value on the pricing date was $988.50 per security.
Morgan Stanley Finance LLC issues a priced supplement for Principal-at-Risk notes tied to Alphabet Inc. Class A stock totaling $3,869,000. The notes have a $1,000 stated principal amount, a 16.57% annual contingent coupon, automatic early‑redemption dates beginning August 21, 2026, and maturity on May 26, 2027.
The contingent coupon is payable only if the closing level of the underlier meets the coupon barrier (85% of the initial level) on observation dates; early redemption occurs if the closing level meets the call threshold (100% of the initial level) on redemption determination dates. At maturity, if the final level is below the buffer level (85% of initial), investors suffer a loss equal to the underlier decline beyond the 15% buffer multiplied by a 1.1765 downside factor.
Morgan Stanley Finance LLC is offering auto-callable, principal-at-risk notes due June 13, 2029, fully guaranteed by Morgan Stanley. The offering registers 4,062 securities at a $1,000 stated principal amount each, with an issue price of $1,000 per security and an estimated value on the pricing date of $985.40 per security.
The notes are linked to the worst performing of the Dow Jones Industrial Average, the Nasdaq-100 and the S&P 500. They pay no regular interest, may be automatically redeemed early on the first determination date for an early redemption payment of $1,201, and otherwise pay at maturity based on the worst performing underlier with a 150% participation rate for upside and a 70% downside threshold per underlier. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC offers principal-at-risk structured notes with an automatic early redemption feature and a 15% buffer. Each security has a stated principal amount of $1,000 and an issue price of $1,000. The preliminary pricing shows an estimated value on the pricing date of approximately $905.70 per security. The notes reference the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index, provide no regular interest, and can be automatically redeemed on specified determination dates for fixed early redemption payments (the first potential determination date is May 20, 2027). At maturity investors receive $1,875.00 if the final level meets the call threshold, the stated principal if the final level is at or above the buffer level (85% of the initial level), or a reduced payment that loses 1% of principal per 1% decline beyond the buffer (subject to a minimum payment at maturity of 15% of principal). All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and are subject to the issuer’s credit risk.
Morgan Stanley Finance LLC priced a primary offering of structured, principal‑at‑risk notes due June 3, 2027 that are fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and a fixed $131.40 upside payment payable at maturity if the MSCI Emerging Markets Index finishes at or above a 90% buffer level.
If the index finishes below the buffer level, investors lose 1.1111% of principal for every 1% decline in the index beyond the 10% buffer; there is no minimum payment and investors could lose their entire initial investment. The securities pay no interest; payments are subject to the issuer's and guarantor's credit risk. The estimated value on the pricing date was approximately $981.90 per security and the issue price is $1,000, with an agent commission of $10 per security.
Morgan Stanley Finance LLC offers Principal at Risk notes linked to the common stock of The Goldman Sachs Group, Inc., with an aggregate principal amount of $1,113,000 issued at $1,000 per security.
The notes pay a contingent coupon at an annual rate of 15.00% on observation dates only if the underlier's closing level meets the coupon barrier ($674.266, ~72% of the initial level). The notes feature automatic early redemption if the closing level meets the call threshold ($936.48) on any redemption determination date; at maturity holders receive principal only if the final level is at or above the downside threshold ($674.266), otherwise payment equals principal × (final level/initial level), which could result in significant loss or zero principal. All payments are subject to Morgan Stanley's credit risk and U.S. federal tax treatment is described as uncertain.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering structured, principal-at-risk notes linked to the S&P 500® Index with a 15% buffer and a 1.1765 downside factor, maturing on June 3, 2027.
Each security has a stated principal amount of $1,000, an estimated value on the pricing date of approximately $985, and a fixed upside payment of at least $76.90 (7.69%). Observation date is May 28, 2027; pricing/strike date is May 15, 2026 and original issue date is May 20, 2026. The securities pay no interest, do not guarantee return of principal, and could result in a total loss of principal if the final level is below the buffer amount.
Morgan Stanley Finance LLC is offering Principal at Risk auto-callable securities tied to the common stock of Philip Morris International Inc. The securities are $1,000 each, aggregate $140,000, with an original issue date of May 13, 2026 and maturity on June 11, 2027.
The notes pay a contingent coupon at an annual rate of 13.95% on each coupon date only if the underlier's closing level on the related observation date is at or above the coupon barrier of $131.662 (approximately 77% of the initial level). The securities will auto‑redeem early if the closing level on a redemption determination date is at or above the call threshold of $170.99 (the initial level); the first redemption determination date is November 9, 2026.
If not redeemed, at maturity investors receive principal if the final level is at or above the downside threshold ($131.662); if the final level is below that threshold, payment equals principal × (final level / initial level), so investors can lose a substantial portion or all principal. All payments are subject to Morgan Stanley's credit risk. The estimated value on the pricing date was $985.80 per security.