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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced $8,630,000 of leveraged buffered S&P 500® Index-linked notes due October 22, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each $1,000 Face Amount note has a 200% Upside Participation Rate, a 5.00% downside buffer (95.00% Buffer Level) and a $1,186.40 Maximum Settlement Amount. The Initial Underlier Level is 7,398.93 (trade date May 8, 2026); the Determination Date is October 20, 2027 and the Stated Maturity Date is October 22, 2027. The estimated value on the trade date is $984.50 per note and the offering price is $1,000 per note; agent commissions equal $10.70 per note.
Morgan Stanley Finance LLC is offering $2,577,000 in aggregate Face Amount of Capped Leveraged Buffered Basket-Linked Notes due July 9, 2027, fully and unconditionally guaranteed by Morgan Stanley. The notes return at maturity is linked to a five-index weighted basket (EURO STOXX 50, TOPIX, FTSE 100, SMI, S&P/ASX 200) measured from the trade date May 8, 2026 to the determination date July 7, 2027. Key economics include a 230% Upside Participation Rate, a cap at 107.30% of the initial basket level (Maximum Settlement Amount $1,167.90 per $1,000 face amount) and a 12.50% buffer that protects losses up to that decline; below the buffer investors incur proportional losses and could lose their entire principal.
Morgan Stanley Finance LLC is offering Capped Leveraged S&P 500® Index-Linked Notes due in roughly 13–15 months, fully and unconditionally guaranteed by Morgan Stanley. Each note has a Face Amount of $1,000 and an estimated Trade Date value of $982.30. The notes pay no interest; maturity payment depends on the S&P 500® Index performance from the Trade Date to the Determination Date and is capped.
If the Final Underlier Level exceeds the Initial Underlier Level, investors receive $1,000 plus 125% of the Underlier Return subject to a Maximum Settlement Amount expected between $1,174.125 and $1,204.25 per $1,000 face. If the Final Underlier Level is at or below the Initial Underlier Level, the Cash Settlement Amount falls proportionately and could result in a total loss of principal. All payments are subject to issuer credit risk; the notes are unsecured, not listed, and have limited secondary market liquidity.
Morgan Stanley Finance LLC offers Principal-at-Risk auto-callable securities due May 30, 2031 that are fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an original issue price of $1,000.
The notes pay a contingent coupon at an annual rate of 10.25% on coupon payment dates only if the underlier's closing level meets the coupon barrier (70% of initial level). The securities can be automatically redeemed early if the underlier equals or exceeds the call threshold (100% of initial level) on a redemption determination date. At maturity, if not redeemed, investors receive principal only if the final level is ≥ the buffer level (85% of initial level); otherwise the payout equals $1,000 × (performance factor + 15%) subject to a 15% minimum payment at maturity. The underlier is the S&P U.S. Equity Momentum 40% VT 4% Decrement Index. Estimated value on the pricing date was approximately $901.60 per security.
The issuer, Morgan Stanley Finance LLC, priced a $1,000,000 offering of principal‑at‑risk, contingent income auto‑callable securities linked to CVS Health Corporation common stock. Each security has a stated principal of $1,000, an estimated value at issuance of $976.60, and a maturity date of June 10, 2027. The notes pay an 11.60% per annum contingent coupon only if the underlier meets the coupon barrier on each observation date, are subject to automatic early redemption if the underlier meets the call threshold on specified redemption determination dates, and expose investors to full principal loss if the final level is below the downside threshold.
Morgan Stanley Finance LLC is offering structured, principal-at-risk notes fully and unconditionally guaranteed by Morgan Stanley with an aggregate principal amount of $4,649,000. Each security has a stated principal amount of $1,000 and an original issue price of $1,000.
The securities are linked to the worst performing of the Dow Jones Industrial Average, the Nasdaq-100 and the Russell 2000. Key terms: pricing and strike date May 7, 2026, original issue date May 12, 2026, first determination date May 14, 2027, final determination date June 7, 2029 and maturity date June 12, 2029. The early redemption payment is $1,235 and the participation rate is 200%.
Payments depend on the worst performing underlier: automatic early redemption occurs if each underlier meets its call threshold on the first determination date; otherwise maturity payoffs range from the stated principal plus an upside payment to a reduced principal tied to the worst-performing underlier, potentially resulting in a total loss. All payments are subject to Morgan Stanley's credit risk. The estimated value on the pricing date is $984.70 per security.
Morgan Stanley Finance LLC is offering Principal at Risk structured notes linked to the common stock of Netflix, Inc. The offering consists of 893 securities at a stated principal amount of $1,000 per security (aggregate principal amount $893,000), issued May 12, 2026, maturing June 10, 2027.
The notes pay a contingent coupon at an annual rate of 12.50% only when the closing level of the Netflix stock on each observation date is at or above the coupon barrier of $57.363 (approximately 65% of the initial level). The notes are auto-callable on specified redemption determination dates if the closing level meets or exceeds the call threshold of $88.25 (the initial level); otherwise holders face downside exposure at maturity, receiving the stated principal multiplied by the performance factor (final level / initial level). All payments are subject to MSFL/Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced a series of principal-at-risk notes — Buffered PLUS — linked to the Russell 2000® Index with a $1,000 stated principal per security and an aggregate principal amount of $1,460,000. The securities mature on May 12, 2032 and provide 125% upside participation (leverage factor 125%) up to a $1,830 maximum payment per security, include a 20% buffer (buffer level ~80% of the initial level) and a minimum payment of 20% of principal. Payments at maturity depend solely on the closing level of the underlier on the observation date May 7, 2032, and investors bear full issuer credit risk and potential loss beyond the buffer.
Morgan Stanley Finance LLC priced contingent-income, memory auto-callable principal-at-risk securities with a stated principal amount of $1,000 per security and an aggregate principal amount of $2,465,000. The securities reference the S&P® 500 Futures 40% Intraday 4% Decrement VT Index, pay a contingent coupon at an annual rate of 11.75% on observation dates when the underlier closes at or above a coupon barrier level, and are automatically redeemable if the underlier closes at or above the call threshold on any redemption determination date.
If not redeemed, at maturity investors receive principal only if the final level is at or above the downside threshold; otherwise maturity payment equals the stated principal multiplied by the performance factor and could be significantly less or zero. The initial level on the strike date was 3,389.93, the coupon barrier is 70% of initial level (2,372.951), the downside threshold is 60% (2,033.958), and the estimated value on the pricing date was $906.20 per security. All payments are subject to issuer and guarantor credit risk and the securities do not pay regular interest or participate in upside of the underlier.
Morgan Stanley Finance LLC offers Capped Leveraged Basket-Linked Notes due August 9, 2027, guaranteed by Morgan Stanley, linked to a weighted basket of five international indices with a 300% Upside Participation Rate and a Cap Level of 107.65%.
Each $1,000 Face Amount pays at maturity either (a) up to a Maximum Settlement Amount of $1,229.50 if the Final Basket Level ≥ Cap Level, (b) $1,000 plus 300%×Basket Return if Final Basket Level > Initial but < Cap, or (c) $1,000 plus the Basket Return if Final ≤ Initial (principal at risk). Trade Date: May 11, 2026; Strike Date: May 8, 2026; Determination Date: August 5, 2027.