Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced $1,312,000 of buffered digital MSCI EAFE® index-linked notes due June 9, 2028, fully and unconditionally guaranteed by Morgan Stanley. The notes return either a capped payment of $1,188.00 per $1,000 (118.80%) if the Final Underlier Level is at or above 87.50% of the Initial Underlier Level, or a downside cash payment that can result in a partial or total loss of principal if the index falls below that threshold.
The trade date was May 19, 2026, Original Issue Date May 22, 2026, and the Determination Date is June 7, 2028. The notes do not pay interest, are unsecured, not listed, and are subject to issuer credit risk, hedging activity by affiliates, limited secondary liquidity and potential discretionary adjustments by the calculation agent. The estimated value on the trade date was $989.50 per $1,000.
Morgan Stanley Finance LLC is offering structured, principal-at-risk, contingent income auto-callable securities linked to the common stock of Micron Technology, Inc. Each security has a stated principal amount of $1,000 and an original issue date of June 2, 2026.
The securities pay a contingent coupon at an annual rate of 22.20% only if the closing level of the underlier meets or exceeds the coupon barrier (set at 50% of the initial level) on observation dates. They are subject to automatic early redemption if the closing level meets or exceeds the call threshold (100% of the initial level) on redemption determination dates. If not redeemed, at maturity on June 2, 2031 holders receive principal only if the final level is at or above the downside threshold (set at 50% of the initial level); otherwise the payment equals $1,000×(final level/initial level), which could be significantly less or zero.
Morgan Stanley Finance LLC priced a Buffered PLUS principal-at-risk note linked to the worst performing of the Nasdaq-100 and S&P 500 indices with a stated principal amount of $1,000 per security. The securities have a Leverage factor of 111.30%, a 15% buffer (buffer level = 85% of initial level) and a minimum payment at maturity of 15% of principal. Key dates: strike/pricing date May 22, 2026, original issue date May 28, 2026, observation date June 1, 2029 and maturity June 6, 2029. Estimated value on the pricing date was approximately $981.00 per security. Payments depend on the worst performing underlier; losses occur beyond the buffer and all payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering structured, principal-at-risk, auto-callable notes linked to the worst performing of the Global X Silver Miners ETF (SIL) and the iShares Silver Trust (SLV). Each security has a $1,000 stated principal amount and an original issue price of $1,000.
The notes may be automatically redeemed on specified determination dates beginning May 28, 2027 for fixed early redemption payments (ranging in examples from $1,280 to $1,770) and mature on May 24, 2029. If not auto‑redeemed, payoff at maturity can be $1,840, the stated principal, or an amount that reflects 100% of the worst performing underlier (potentially resulting in a full loss of principal).
Morgan Stanley Finance LLC is offering structured, principal-at-risk notes due November 26, 2027 linked to the worst-performing of the Dow Jones Industrial, Nasdaq-100, Russell 2000 and S&P 500. Each security has a $1,000 stated principal amount and an original issue price of $1,000. The securities pay no interest and provide a fixed $237.10 upside payment per security (a 23.71% return) if the worst-performing underlier is at or above a 90% buffer of its initial level on the observation date. If the worst-performing underlier is below its buffer, investors lose 1.1111% of principal for every 1% decline beyond the 10% buffer; there is no minimum payment and the investment could be fully lost. Estimated value on the pricing date was approximately $983.40 per security. All payments are subject to MSFL’s credit risk and the notes are fully and unconditionally guaranteed by Morgan Stanley.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk notes due May 24, 2029 linked to the worst performing of the Global X Silver Miners ETF (SIL) and the iShares Silver Trust (SLV). Each security has a $1,000 stated principal amount and an original issue price of $1,000. The securities are auto‑callable beginning with the first determination date on May 28, 2027, with preset early redemption payments that correspond to an approximate 25.50% per annum return if triggered. If not called, maturity payoffs range from a fixed positive payment of $1,765.00 if both underliers meet upside thresholds to a principal‑loss payoff tied to the worst performing underlier (1% loss per 1% decline below downside thresholds), which could result in a total loss of principal. The document discloses an estimated value on the pricing date of approximately $937.50 per security and shows agent compensation of $22.50 plus a structuring fee of $1.00 per security.
Morgan Stanley Finance LLC is offering Structured Investments: Contingent Income Auto-Callable Notes due June 2, 2031, fully guaranteed by Morgan Stanley. The notes have a $1,000 stated principal per note and pay a contingent coupon of 11.00% per annum only when the closing level of each of three ETF underliers meets or exceeds its coupon barrier on observation dates. The notes are linked to the worst performing of the KRE, GDX and DRAM ETFs, are subject to automatic early redemption on specified redemption determination dates, and will pay the stated principal at maturity if not previously redeemed. All payments are subject to the issuer’s credit risk. The estimated value on the pricing date is approximately $965.90 per note.
Morgan Stanley Finance LLC priced a structured, principal-at-risk note tied to the worst performing of the Dow Jones Industrial Average and the S&P 500. Each security has a $1,000 stated principal amount, an estimated value on the pricing date of approximately $983.20, and matures on September 7, 2027. The payoff is determined by the worst performing underlier on the observation date and includes a 19% buffer (buffer level = 81%) and a capped maximum upside payment of $1,117 (111.70% of principal). If the worst performing underlier falls below the buffer, investors lose 1% of principal for every 1% decline beyond the buffer, with a minimum payment at maturity of 19% of principal. All payments are subject to MSFL's credit risk and guaranteed by Morgan Stanley.
Morgan Stanley Finance LLC is offering principal‑at‑risk, auto‑callable notes fully and unconditionally guaranteed by Morgan Stanley linked to the S&P 500®. The stated principal is $1,000 per security; estimated value on the pricing date is approximately $977.60. The securities pay no interest, may be automatically redeemed on specified determination dates for fixed early redemption payments (targeting about 9.02% per annum on the stated principal if called), and mature on June 1, 2028. If not called, payments at maturity depend on the final index level relative to the call threshold (100% of the initial level) and a downside threshold (75% of the initial level): investors receive a positive fixed return if the final level is >= call threshold, the stated principal if the final level is >= downside threshold but below the call threshold, or an amount equal to the stated principal multiplied by the performance factor if the final level is below the downside threshold, exposing investors to full downside loss. Commissions and fees of up to $15 per $1,000 reduce proceeds to the issuer to $985 per security at issuance. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC prices market-linked principal-at-risk securities. The offering sells securities at a $1,000 face amount per security with a public price of $1,000, agent commissions of $23.25 and estimated proceeds to MSFL of $976.75 per security. The securities are fully and unconditionally guaranteed by Morgan Stanley, have an estimated value on the pricing date of $957.50 (±$35.00), and pay a contingent fixed return of at least 29% ($290) if the lowest performing underlying stock meets its threshold. The securities mature on June 7, 2027 (calculation day June 2, 2027); if the lowest performing underlying stock is below its 60% threshold at the calculation day, holders are exposed to downside loss of more than 40%, up to total loss of principal.