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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced Dual Directional Buffered PLUS notes due August 12, 2027, unsecured and fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an estimated value on the pricing date of approximately $988.90. The payoff links to the S&P 500® Index with a 150% leverage factor on upside subject to a $1,140 maximum payment (114% of principal). The notes include a 10% buffer (buffer level 6,659.037), an absolute return participation feature for limited declines, and a 10% minimum payment at maturity. All payments are subject to issuer and guarantor credit risk and the notes do not pay interest.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable securities linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index with a $1,000 original issue price and maturity on May 11, 2029. The securities pay a 17.65% annual contingent coupon only if the underlier meets the coupon barrier on observation dates and are automatically redeemed early if the underlier reaches the call threshold of 3,486.84 on a redemption determination date. The coupon barrier and downside threshold are 2,440.788 (70% of the initial level). If not called and the final level is below the downside threshold, payment at maturity equals the stated principal multiplied by the performance factor (final level/initial level), exposing investors to potential loss of principal down to zero. The issuer’s estimated value on the pricing date is approximately $928.40 per security. All payments are subject to the credit risk of Morgan Stanley and MSFL; the securities do not participate in upside appreciation of the underlier.
The pricing supplement describes Morgan Stanley Finance LLC notes due May 30, 2031, fully guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount and a contingent coupon at an annual rate of 9.50%, payable only if the underlier meets coupon barrier conditions on observation dates. The notes feature automatic early redemption if the underlier meets a call threshold and a buffer that protects the first 15% of downside; if the final level is below the buffer, investors suffer pro rata losses subject to a minimum payment of 15% of principal. The estimated value on the pricing date is approximately $902.20 per security.
Morgan Stanley Finance LLC priced structured, principal‑at‑risk notes—buffered jump securities with an auto‑call feature due May 30, 2031 and fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an estimated value on the pricing date of approximately $902.70.
The notes reference the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. The first determination date is May 27, 2027; automatic early redemption occurs if the underlier’s closing level on a determination date is at or above the call threshold (85% of the initial level). If not auto‑redeemed, the payment at maturity is $1,512.50 if the final level is at or above the buffer level (85% of the initial level); otherwise the payoff equals $1,000 × (performance factor + 15%), subject to a 15% minimum payment at maturity.
Morgan Stanley Finance LLC priced contingent income, memory buffered auto-callable notes due May 30, 2031 with a $1,000 stated principal amount per security and an original issue price of $1,000 per security. The securities reference the S&P U.S. Equity Momentum 40% VT 4% Decrement Index and pay a contingent coupon at an annual rate of 11.60% only when the underlier meets the coupon barrier on observation dates.
The notes feature automatic early redemption if the underlier is at or above the call threshold (100% of the initial level) on a redemption determination date, a buffer equal to 15% (buffer level = 85% of the initial level) and a minimum payment at maturity equal to 15% of principal. Final observation and maturity dates are May 27, 2031 and May 30, 2031, respectively. The estimated value on the pricing date was approximately $900 per security. All payments are subject to Morgan Stanley Finance LLC's and Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering Principal at Risk structured notes due June 21, 2027, fully and unconditionally guaranteed by Morgan Stanley, with a stated principal amount of $1,000 per security. The notes pay a fixed $115 upside payment (11.50%) at maturity if the final level of each underlier is greater than or equal to its downside threshold.
The securities are linked to the worst performing of the Nasdaq-100, Russell 2000 and S&P 500 indices, use an observation date of June 15, 2027, have a downside threshold equal to 70% of each initial level, and provide no minimum payment at maturity. The estimated value on the pricing date is approximately $987 per security. Investors bear issuer credit risk and may lose some or all of their principal.
Morgan Stanley Finance LLC is offering unsecured, non‑interest‑paying Jump Notes due June 1, 2033, fully and unconditionally guaranteed by Morgan Stanley. The notes have a $1,000 stated principal amount per note and an estimated value on the pricing date of approximately $904.80 per note.
The notes pay no periodic interest, embed a 100% participation rate in upside at maturity if the final level exceeds the initial level, and include an automatic early redemption feature beginning with the first determination date on May 26, 2027. The call threshold equals 101% of the initial level. Fixed early redemption payments are specified for each determination date (for example, $1,105 on June 1, 2027 and $1,630 on June 1, 2032). All payments are subject to the issuer’s and guarantor’s credit risk; the notes will not be listed and secondary market liquidity may be limited.
Morgan Stanley Finance LLC is pricing Structured Investments Variable Income Auto-Callable Notes due April 21, 2031 with a stated principal amount of $1,000 per note and an aggregate principal amount of $1,050,000. The notes were issued at an issue price of $1,000 per note and had an estimated value on the pricing date of $938.00 per note.
The notes pay a variable coupon each interest period equal to either a 9.35% (the higher coupon) or a 0.25% (the lower coupon) depending on whether the closing level of each of four underliers meets its coupon barrier level on each observation date. The notes are linked to the worst performing of AMZN, PLTR (Class A), MU and TSLA; early automatic redemption is possible on specified redemption determination dates beginning April 16, 2027, in which case holders receive the stated principal plus the higher coupon for that period. All payments are subject to Morgan Stanley's credit risk and the notes will not be listed on any exchange.
Morgan Stanley Finance LLC is offering market-linked principal-at-risk securities with a $1,000 face amount per security that pay at maturity based on the performance of the lowest performing of four SPDR® ETFs. The securities mature on May 26, 2027, have a 20% buffer and a participation rate of at least 279.50% to be set on the pricing date.
The pricing date is May 18, 2026; the estimated value on the pricing date is approximately $938.90 per security and the public offering price is $1,000. Investors bear issuer credit risk, may lose up to 80% of principal if the lowest performing underlying falls below its threshold, and should review the accompanying product supplement, index supplement and tax supplement.
Morgan Stanley Finance LLC priced $3,511,000 of Digital iShares® 20+ Year Treasury Bond ETF‑Linked Notes due May 14, 2027. The notes pay no interest and return at maturity is tied to the iShares TLT closing level from the Trade Date (May 6, 2026) to the Determination Date (May 12, 2027). For each $1,000 face amount you receive $1,056.20 if the Final Underlier Level is ≥90% of the Initial Level; otherwise the cash payment declines and could result in a total loss of principal. The issuer estimates the Trade Date value at $982.40 per note. All payments are subject to the issuer’s credit risk.