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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is issuing Principal at Risk Buffered Participation Securities tied to a 31-stock basket. The securities have a $1,000 stated principal per security, an $1,076,000 aggregate principal, an $1,000 issue price and an $992.30 estimated value on the pricing date. The securities pay no interest, provide a 5% buffer (buffer level 95 of initial level) and a 100% participation rate subject to a maximum payment of $1,240 at maturity November 10, 2026. If the final level is below the buffer, holders lose 1.0526% of principal for each 1% decline beyond the buffer. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk notes due February 18, 2028, guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and pays a contingent coupon of 12.85% per annum only if the closing level of each of three underliers meets its coupon barrier on each observation date. The securities are linked to the worst performing of the Dow Jones Industrial Average, the Nasdaq-100 Technology Sector Index and the Russell 2000 Index; if any underlier is below its downside threshold at maturity, investors suffer a loss equal to the percentage decline of the worst performing underlier. The securities may be called beginning on August 20, 2026 based on the output of a risk neutral valuation model; estimated value on the pricing date is approximately $985.00 per security.
Morgan Stanley Finance LLC is offering Principal at Risk contingent‑coupon, auto‑callable securities tied to Alibaba Group Holding Limited ADS, with a stated principal amount of $1,000 per security and an aggregate principal amount of $823,000. The securities pay a contingent coupon at an annual rate of 10.65% only if observation‑date closing levels meet the coupon barrier (60% of the initial level). The notes may be automatically redeemed early if the underlier equals or exceeds the call threshold (initial level of $141.44) on redemption determination dates. At maturity, if the final level is below the downside threshold (60% of initial), investors suffer a proportional loss to principal; if at or above the threshold, investors receive principal. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk notes linked to Apple Inc. common stock. Each security has a stated principal amount of $1,000 and an original issue price of $1,000. The notes pay a contingent coupon at an annual rate of 9.45% on observation dates when the underlier closes at or above a coupon barrier set at 70% of the initial level. The notes are automatically redeemed early if the underlier closes at or above the call threshold (100% of the initial level) on any redemption determination date.
If not redeemed, maturity is July 2, 2027 with final observation on June 29, 2027. If the final level is below the downside threshold (70% of initial level), maturity payment equals principal × (final level / initial level), exposing investors to full downside loss; payments are unsecured and subject to Morgan Stanley credit risk. Estimated value on the pricing date was approximately $984.70 per security.
Morgan Stanley Finance LLC is offering Principal at Risk structured notes (priced at $1,000 per security) linked to the worst performing of the Russell 2000® and the S&P 500®. The notes mature on June 17, 2027 and pay no interest. Payment at maturity depends on the worst performing underlier on the observation date; the securities include a 16.50% buffer (losses beyond the buffer reduce principal 1% per 1% decline), an absolute return participation rate of 50% for limited downside-positive scenarios, an upside participation rate of 100% subject to a $1,112.50 maximum payoff, and a minimum payment at maturity equal to 16.50% of principal. The preliminary pricing indicates an estimated value of approximately $966.70 on the pricing date. All payments are subject to the issuer’s and guarantor’s credit risk; the notes are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent-income, auto-callable notes linked to Broadcom Inc. common stock, with a stated principal amount of $1,000 per security and original issue date May 22, 2026. The notes pay a contingent coupon at an annual rate of 15.60% on scheduled coupon dates only if the closing level of the underlier is at or above a coupon barrier equal to 55% of the initial level on each observation date. The notes are automatically redeemed early if the underlier’s closing level is at or above the call threshold (100% of the initial level) on any redemption determination date, and mature on November 24, 2027. If the notes are not called and the final level is below the downside threshold (55% of the initial level), the payment at maturity will equal the stated principal multiplied by the performance factor (final level / initial level), exposing investors to potentially substantial principal loss, possibly to zero. All payments are subject to Morgan Stanley and MSFL credit risk. The document states an estimated value on the pricing date of approximately $979.10 per security and shows an issue price of $1,000 with agent commissions of $15 per security.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) proposes Principal at Risk buffered, auto-callable notes linked to the worst performing of three State Street Select Sector ETFs. Each security has a stated principal amount of $1,000 and an original issue price of $1,000. The estimated value on the pricing date was approximately $968.30. The securities have a participation rate of 200%, a 10% buffer and a minimum payment at maturity of 10% of principal. Key dates: strike/pricing date May 13, 2026, original issue date May 18, 2026, and maturity date May 16, 2031; first determination (auto-call) on May 14, 2027. If all underliers meet their call threshold on that first determination date, the early redemption payment is $1,410 per security. All payments are subject to the issuer’s and guarantor’s credit risk. The securities do not pay interest and can result in significant principal loss if the worst performing underlier falls below the buffer amount.
Morgan Stanley Finance LLC priced Principal at Risk notes tied to the S&P 500® Index with a stated principal amount of $1,000 per security. The securities mature on May 16, 2033 with an observation date of May 11, 2033.
The pricing date estimate values each security at approximately $940.80. If the final level is at or above the downside threshold (set at 90% of the initial level), holders receive the stated principal plus an upside payment of at least $705 (70.50%). If the final level is below the downside threshold, the payment equals the stated principal multiplied by the performance factor (final level / initial level), and investors may lose up to their entire principal.
Morgan Stanley Finance LLC is offering principal-at-risk Enhanced Trigger Jump Securities tied to the S&P 500® Index. Each security has a $1,000 stated principal amount, an issue price of $1,000 and an estimated value on the pricing date of approximately $958.60. The securities mature on May 15, 2031 with the observation date of May 12, 2031. If the final level is at or above the downside threshold (80% of the initial level), holders receive the stated principal plus a fixed upside payment (at least $441). If the final level is below the downside threshold, holders suffer a loss proportional to the index decline and could lose their entire investment. Payments are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley; all payments are subject to issuer credit risk.
Morgan Stanley Finance LLC priced a preliminary offering of market-linked, principal-at-risk securities linked to the common stock of ServiceNow, Inc. The securities have a $1,000 face amount, a pricing date of May 20, 2026, and a stated maturity of June 2, 2027.
The securities pay a contingent fixed return of at least 20.75% (at least $207.50 per face amount), as determined on the pricing date. Morgan Stanley estimates the securities' value on the pricing date at $956.80 (within $35.00) and will sell them to the public at $1,000 per security. Secondary-market liquidity, credit exposure to Morgan Stanley, potential full downside exposure if the ending price is below a threshold price equal to 60% of the starting price, and uncertain U.S. federal tax treatment are disclosed as material investor risks.