Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC offers structured, principal-at-risk notes due June 9, 2031 that are fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an original issue price of $1,000. The securities may auto-redeem on scheduled determination dates if the closing level of each underlier meets or exceeds its call threshold; early redemption payments range from $1,099.00 to $1,445.50 per security depending on the determination date. If not redeemed, maturity payoffs are: $1,495.00 if all underliers meet the call thresholds, $1,000 if all underliers are at or above their downside thresholds, or a principal loss tied to the worst-performing underlier if any underlier finishes below its downside threshold (downside threshold = 70% of initial level). All payments are subject to the issuer’s credit risk and the securities do not pay interest or participate in upside beyond the fixed payments described.
Morgan Stanley Finance LLC priced structured, principal-at-risk notes due June 24, 2027 linked to the S&P 500® Index and guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount and a contingent coupon payable only when the closing index on observation dates meets or exceeds the coupon barrier level (80% of the initial level). The notes feature automatic early redemption on specified redemption determination dates if the index meets the call threshold (100% of the initial level). At maturity, if the final level is below the downside threshold (80% of the initial level), principal is reduced pro rata by the performance factor (final level/initial level).
Payments, estimated value (~$985.40 on pricing date), tax treatment and secondary-market liquidity are subject to the terms, MSFL/MS credit risk and applicable supplements.
Morgan Stanley Finance LLC offers Structured Investments — Enhanced Buffered Jump Securities due May 24, 2028 linked to the worst performing of Delta Air Lines and Walmart common stock, fully and unconditionally guaranteed by Morgan Stanley.
The securities have a $1,000 stated principal amount, an upfront estimated value of approximately $966.50 on the pricing date, a fixed upside payment of $353.40 per security, a 30% buffer and a downside factor of 1.4286, meaning losses apply beyond the buffer and there is no minimum payment at maturity.
Morgan Stanley Finance LLC priced a long-dated structured note offering: Buffered PLUS due May 27, 2032. Each Buffered PLUS has an original issue price of $1,000, an estimated value on pricing of $946.50, a leverage factor of 111.47%, a buffer of 20% and a minimum payment at maturity of $200 (20% of principal).
At maturity investors receive $1,000 plus 111.47% of positive basket performance if the basket appreciates; if the basket declines by no more than 20% they receive par; declines beyond the buffer reduce principal dollar-for-dollar, subject to the $200 floor. Payments are unsecured and subject to Morgan Stanley’s credit risk. The offering includes dealer commissions of $30 plus a structuring fee of $5.
Morgan Stanley Finance LLC is offering Structured Investments — Contingent Income Memory Buffered Auto-Callable Securities linked to ServiceNow, Inc. common stock with a $1,000 stated principal amount per security. The securities pay a contingent coupon at an annual rate of 23.84% on observation dates when the closing level meets or exceeds the coupon barrier of $66.549 (70% of the initial level). Automatic early redemption may occur on specified dates if the closing level is at or above the call threshold of $95.07. At maturity, if the final level is below the buffer level ($66.549), principal is reduced by 1.4286% for each 1% decline beyond the 30% buffer; the payment could be zero. Estimated value on the pricing date was $977.10 per security; issue price is $1,000 with agents’ commissions of $10 per security. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC offers Contingent Income Memory Auto-Callable Securities linked to the S&P 500® Index with a stated principal amount of $1,000 per security and an aggregate offering of $1,500,000. The notes pay a contingent coupon at an annual rate of 8.68% on observation dates if the index is at or above the coupon barrier level and may be automatically redeemed early if the index meets the call threshold level.
The securities mature on June 3, 2027 with a final observation date of May 28, 2027. If not called and the final level is below the downside threshold of 5,926.80 (80% of the initial level 7,408.50), the payment at maturity equals the stated principal multiplied by the performance factor and could be significantly less than principal or zero.
Morgan Stanley Finance LLC priced $4,000,000 of Leveraged Buffered S&P 500® Index-Linked Notes due September 17, 2027, fully and unconditionally guaranteed by Morgan Stanley. The notes pay no interest and return at maturity depends on the S&P 500® Index performance measured from the Trade Date: May 18, 2026 to the Determination Date: September 15, 2027. For each $1,000 Face Amount the notes provide 200% participation in positive index returns up to a capped Maximum Settlement Amount of $1,150.00. The notes return the full face amount if the index decline is no more than 10.00%; declines beyond 10.00% expose holders to proportional losses, and there is no minimum payment at maturity.
The Original Issue Price is $1,000 per note, the estimated Trade Date value is $982.40 per note, and MS & Co. will receive a fixed sales commission of 1.33%. All payments are subject to issuer and guarantor credit risk and secondary-market liquidity may be limited.
Morgan Stanley Finance LLC is offering structured, principal-at-risk notes—Buffered Jump Securities—due May 25, 2028, fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and may automatically redeem on the first determination date for at least $1,252.50 if the underlier meets the call threshold. At maturity investors receive either the stated principal plus an upside payment (participation rate 125%) if the final level is above the initial level, the stated principal if the final level is at or above the buffer level (80), or a reduced principal computed with a 1.25 downside factor if the final level is below the buffer. The securities do not pay interest, are exposed to issuer credit risk, and have an estimated value on the pricing date of approximately $975.00 per security.
Morgan Stanley Finance LLC priced a principal-at-risk, auto-callable note linked to the common stock of Blackstone Inc. The offering is for $1,000 per security with an aggregate principal amount of $5,000,000 and an estimated value on the pricing date of $960.40. The securities pay a contingent coupon at an annual rate of 13.05% on specified observation dates if the underlier meets the coupon barrier, are subject to automatic early redemption when the closing level meets the call threshold, and repay principal at maturity only if the final level is at or above the downside threshold; otherwise payment at maturity equals the stated principal multiplied by the performance factor and could be significantly less than the stated principal or zero.
The initial level (strike) and call threshold are $117.04, the coupon barrier and downside threshold are $81.928 (70% of initial), the final observation date is May 18, 2029 and maturity is May 23, 2029. All payments are subject to issuer and guarantor credit risk and the securities do not provide regular interest, do not participate in upside of the underlier, and include dealer commissions of $25 per security.
Morgan Stanley Finance LLC is offering $1,698,000 of structured, principal-at-risk notes fully guaranteed by Morgan Stanley. The notes have a $1,000 stated principal amount, a contingent annual coupon of $10.25%, an initial level of 1,423.40 and mature on May 20, 2031.
The securities pay contingent coupons only if the underlier meets the coupon barrier (996.38) on observation dates, are automatically callable if the underlier is at or above the call threshold (1,423.40) on redemption determination dates, and provide a 15% buffer at maturity with a minimum payment of 15% of principal. All payments are subject to issuer and guarantor credit risk; the estimated value on pricing date was $899.90 per security.