Welcome to our dedicated page for MORGAN STANLEY SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC (MSFL) offers Leveraged Buffered S&P 500® Index-Linked Notes, fully and unconditionally guaranteed by Morgan Stanley. Each note has a Face Amount of $1,000 and a term expected between 13 and 15 months from the Trade Date. The cash payment at maturity depends on the S&P 500® Index return: positive returns receive 130% participation up to a Maximum Settlement Amount (expected between $1,144.95 and $1,170.43 per $1,000 face), declines up to 10.00% return the face amount, and declines beyond the 10.00% buffer produce proportional losses (you could lose your entire investment). The notes pay no interest, are unsecured, not exchange-listed, and are subject to issuer credit risk and market/structural risks described herein.
Morgan Stanley Finance LLC is offering structured, principal-at-risk, contingent income auto-callable securities linked to the Class A common stock of Oklo Inc. The securities have a $1,000 stated principal amount, a maturity date of May 14, 2027, and automatic early redemption opportunities beginning on August 14, 2026, subject to observation and redemption determination dates. The securities pay a contingent coupon only if the closing level of the underlier meets or exceeds the coupon barrier on each observation date and expose investors to full or partial loss of principal if the final level is below the downside threshold.
Morgan Stanley Finance LLC is offering principal‑at‑risk structured notes due June 11, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an upside payment of $200 (20%) if the final level of the underlying Ares Management Corporation Class A common stock is greater than or equal to the downside threshold. The downside threshold is 60% of the initial level; if the final level is below that threshold, the payment at maturity is the stated principal multiplied by the performance factor (final level/initial level), and investors may lose some or all principal. The pricing date and strike date are May 8, 2026, the original issue date is May 13, 2026, and the observation date is scheduled for June 8, 2027. The estimated value on the pricing date is approximately $971.40 per security versus the $1,000 issue price; the difference reflects issuing, structuring, selling and hedging costs borne by purchasers.
Morgan Stanley Finance LLC is offering Principal at Risk Securities linked to the common stock of ServiceNow, Inc., fully and unconditionally guaranteed by Morgan Stanley. Each note has a stated principal amount of $1,000 and pays no interest; repayment at maturity depends on the final averaging dates and the underlier's performance. If the arithmetic average final level is greater than or equal to the downside threshold level ($62.335, 70% of the initial level), holders receive the stated principal plus a fixed upside payment of $436.80 (43.68%). If the final level is below the downside threshold, the payment equals the stated principal multiplied by the performance factor (final level / initial level), and investors may lose up to their entire principal. The securities mature on November 12, 2027, are issued at $1,000 per security (estimated value approximately $979.60 on the pricing date), and all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC offers principal-at-risk, auto-callable notes linked to the common stock of ServiceNow, Inc. The notes have a $1,000 stated principal amount, a 150% participation rate, a potential early redemption payment of $1,352.50 on May 27, 2027, and a final maturity of February 25, 2028. Investors face full credit risk of Morgan Stanley and can lose their entire principal if the final closing level is below the downside threshold (60% of the initial level). The estimated value on the pricing date is approximately $957.60 per security.
The issuer, Morgan Stanley Finance LLC (guaranteed by Morgan Stanley), proposes Principal-at-Risk auto-callable securities linked to Alphabet Inc. Class A common stock. Each security has a $1,000 issue price and a contingent coupon at an annual rate of 15.20%. The securities pay coupons only if observation-date closing levels meet the coupon barrier and can auto-redeem early if the underlier meets the call threshold; at maturity investors face full principal risk if the final level is below the downside threshold. Pricing/strike date: May 7, 2026; maturity: November 12, 2027.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent-income, auto-callable securities linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index with an original issue price of $1,000 per security. The notes pay a contingent coupon of 17.00% per annum on each coupon payment date only if the underlier's closing level on the applicable observation date is at or above a coupon barrier (70% of the initial level). The notes may be automatically redeemed early if the underlier closes at or above the call threshold (100% of the initial level) on any redemption determination date, in which case holders receive the stated principal plus the contingent coupon for that period. If not called, at maturity investors receive principal if the final level is at or above the downside threshold (50% of the initial level); if the final level is below that threshold, investors suffer a pro rata principal loss equal to the underlier's decline. The notes are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley; all payments are subject to issuer credit risk. Pricing date and strike date are May 13, 2026, with final observation May 13, 2031 and maturity May 16, 2031. The preliminary estimated value on the pricing date is approximately $936.60 per security.
Morgan Stanley Finance LLC is offering Principal at Risk notes linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index with contingent coupons and automatic early redemption features. The notes have a $1,000 stated principal amount, an original issue price of $1,000, an estimated value on the pricing date of approximately $942.40, a 15.05% per annum contingent coupon and a final maturity on May 15, 2031. Coupons are paid only when the underlier’s closing level meets or exceeds the coupon barrier (70% of the initial level) on observation dates; early automatic redemption occurs if the underlier meets or exceeds the call threshold (100% of the initial level) on a redemption determination date. At maturity, if the final level is below the downside threshold (60% of the initial level), principal is reduced pro rata by the underlier’s performance factor and could be zero. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering callable, principal‑at‑risk notes linked to the worst performing of the Nasdaq‑100, Russell 2000 and S&P 500. Each security has a $1,000 stated principal amount, a 17.20% per annum contingent coupon (payable only if all underliers meet coupon barriers on observation dates), a 10% buffer and a May 17, 2027 maturity. The notes are callable beginning August 14, 2026 based on a risk‑neutral valuation test and are fully guaranteed by Morgan Stanley. Payments, including the contingent coupon and any return of principal, are subject to Morgan Stanley's credit risk and the payout at maturity is determined by the worst performing underlier against the buffer; the minimum payment at maturity is 10% of principal.
Morgan Stanley Finance LLC is offering market‑linked notes due November 26, 2027. Each $1,000 note provides 100% participation in the appreciation of the lowest performing of the Nasdaq‑100 Index, the State Street Financial Select Sector SPDR ETF (XLF) and the State Street Industrial Select Sector SPDR ETF (XLI), subject to a maximum return that will be set on the pricing date and will be at least 8.00% of principal. The notes repay principal at maturity but pay no interest and are unsecured obligations fully guaranteed by Morgan Stanley. The pricing date is May 22, 2026 with an original issue date of May 28, 2026; the notes will not be listed on an exchange.