Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering Trigger PLUS principal-at-risk notes due May 20, 2031, linked to the worst performing of the iShares MSCI India ETF (INDA) and the Tokyo Stock Price Index (TPX). Each security has a stated principal amount of $1,000 and an issue price of $1,000.
At maturity the payout depends on the worst performing underlier: if both underliers finish above their initial levels investors receive principal plus a 210% leveraged upside; if the worst underlier falls below its 70% downside threshold investors lose 1% of principal for each 1% decline (no minimum payment). All payments are subject to Morgan Stanley's credit risk. The pricing date strike levels were INDA $47.99 and TPX 3,863.97. Estimated value on the pricing date was $908.80 per security.
Morgan Stanley Finance LLC offered $3,429,000 of market‑linked, contingent fixed return and contingent downside principal‑at‑risk securities linked to the Class A common stock of Meta Platforms, Inc., each with a $1,000 face amount.
The securities mature on November 18, 2027, were priced on May 15, 2026 (original issue date May 20, 2026), and pay a 30.95% contingent fixed return if the ending price is at or above the starting price of $614.23. The threshold price is $429.961 (70% of the starting price). The estimated value on the pricing date was $966.40 per security; estimated value and secondary market treatment are determined by Morgan Stanley’s models and are subject to credit and market risks.
Morgan Stanley Finance LLC priced a preliminary offering of auto-callable, fixed-percentage buffered, principal-at-risk securities linked to the State Street® SPDR® S&P® Homebuilders ETF due June 1, 2029. Each security has a face amount of $1,000 and an estimated value on the pricing date of $950.30 (± $45.00). The securities pay predetermined call payments on semi‑annual calculation days beginning June 3, 2027, and will be called if the fund closing price is at or above an 85% call threshold. If not called, holders face downside exposure beyond a 15% buffer on the final calculation day and may lose up to 85% of the face amount at maturity. All payments are subject to Morgan Stanley credit risk and the securities do not pay interest or dividends.
Morgan Stanley Finance LLC is offering principal-at-risk structured securities linked to the S&P 500® Index. Each security has a $1,000 stated principal amount and an issue price of $1,000. The securities pay no interest and have capped upside of $1,100 per security (110% of principal).
Payments at maturity depend on the index closing on the observation date of May 28, 2027: full participation to the cap if the final level exceeds the initial level of 7,408.50; an absolute return positive payoff up to 21% if the final level is between the initial level and the downside threshold of 5,852.715 (79% of initial); and a pro rata loss of principal if the final level is below that threshold. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced a primary offering of Buffered PLUS linked to the S&P 500® Index with an aggregate principal amount of $8,217,000. The Buffered PLUS mature on September 3, 2027 and provide 150% leveraged upside subject to a maximum payment of $1,124.80 per note and a 7.50% buffer. If the index falls more than the 7.50% buffer, investors incur 1% loss for each 1% decline beyond the buffer, subject to a minimum payment at maturity of $75 per Buffered PLUS (7.50% of principal). The initial index value is 7,408.50 (closing value on the pricing date) and the valuation date is August 31, 2027. The issue price is $1,000 per Buffered PLUS, estimated value on the pricing date is $967.30, and the securities are unsecured obligations of MSFL, fully guaranteed by Morgan Stanley. Payments depend on the final index closing value and are subject to issuer credit risk and the stated contract terms.
Morgan Stanley Finance LLC offers $1,605,000 aggregate principal of Principal at Risk contingent income auto-callable securities due May 20, 2031, fully guaranteed by Morgan Stanley.
The securities pay a contingent coupon at an annual rate of 11.00% on observation dates when the underlier is at or above the coupon barrier (1,753.78, 50% of the initial level). They automatically redeem early if the underlier is at or above the call threshold (3,507.56, 100% of the initial level) on any redemption determination date, returning principal plus the contingent coupon. If not redeemed, maturity payout is principal if the final level is at or above the downside threshold (1,753.78); otherwise payment equals principal multiplied by (final level/initial level), exposing investors to full downside including possible total loss.
Morgan Stanley Finance LLC is offering $570,000 aggregate principal of Principal-at-Risk notes (≋$1,000 per security) due May 17, 2029. The securities are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, and are linked to the worst performing common stock of Ares Management, Blackstone and KKR.
The notes pay a contingent coupon at an annual rate of 19.65% on each coupon payment date only if the closing level of each underlier is at or above its coupon barrier on the related observation date. The notes feature automatic early redemption beginning May 12, 2027 if each underlier meets its call threshold on a redemption determination date. At maturity investors may receive principal, a capped positive payout tied to the absolute depreciation of the worst performing underlier, or suffer a proportional loss if the worst performing underlier falls below its 60% downside threshold.
Morgan Stanley Finance LLC is offering contingent income auto-callable principal-at-risk securities linked to the common stock of The Goldman Sachs Group, Inc. The offering totals $2,335,000 in aggregate principal at $1,000 per security and is fully and unconditionally guaranteed by Morgan Stanley.
The notes pay a contingent coupon at an annual rate of 12.50% on scheduled coupon dates only if the underlier's closing level on each observation date is at or above the coupon barrier ($663.929, 70% of the initial level). The securities may be automatically redeemed on listed redemption determination dates if the closing level meets or exceeds the call threshold ($948.47); otherwise holders face downside exposure at maturity with payment equal to the principal multiplied by the performance factor (final level / initial level). All payments are subject to issuer credit risk; the estimated value on pricing date was $970.80 per security.
Morgan Stanley Finance LLC priced Trigger PLUS notes—unsecured, principal-at-risk securities due June 3, 2032 linked to the EURO STOXX 50® Index with an aggregate principal amount of $9,348,000. Each Trigger PLUS has a $1,000 stated principal amount, an issue price $1,000, an estimated value $943.70 on the pricing date and a leverage factor 186.55%. The valuation date is May 28, 2032 and the trigger level is 4,370.82 (75% of the initial index value of 5,827.76). At maturity investors receive the stated principal plus leveraged upside if the final index value exceeds the initial value; if the final index value is below the trigger level, repayment falls proportionally and could result in a loss of most or all principal.
Morgan Stanley Finance LLC priced a primary offering of $1,575,000 aggregate principal of Structured Investments Enhanced Buffered Jump Securities, fully and unconditionally guaranteed by Morgan Stanley. The securities have a $1,000 stated principal amount each and an original issue price of $1,000 per security.
The securities pay no interest, include a digital payment of $133.50 (13.35%) payable at maturity if each underlier meets its digital threshold, and protect losses only up to a 10% buffer; downside exposure applies to the worst performing underlier. Final determination is based on closing levels on the observation date June 15, 2027, with maturity on June 21, 2027. All payments are subject to issuer and guarantor credit risk.