Welcome to our dedicated page for MORGAN STANLEY SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering Trigger PLUS principal-at-risk notes linked to the worst performing of the iShares4 MSCI India ETF and the Tokyo Stock Price Index. Each security has a $1,000 stated principal amount and an original issue price of $1,000; the estimated value on the pricing date was approximately $895.20. The notes mature on May 20, 2031 with final performance determined by closing levels on the observation date May 15, 2031. If the worst performing underlier finishes above its initial level, holders receive the stated principal plus a 205% leveraged upside on that appreciation. If the worst performing underlier finishes below its downside threshold (set at 70% of its initial level), holders lose principal on a 1%-for-1% basis, and could lose their entire investment. All payments are subject to Morgan Stanley and MSFL credit risk.
Morgan Stanley Finance LLC is offering structured Principal-at-Risk securities linked to the iShares® Bitcoin Trust ETF, with a stated principal amount of $1,000 per security. The securities carry an automatic early redemption feature on the first determination date of May 27, 2027 for an early redemption payment of $1,132.50 if the underlier meets the call threshold. If not redeemed, payments at maturity on June 6, 2029 depend on the final level versus the initial level determined on the strike date of May 22, 2026: upside is paid at a 150% participation rate for appreciation, the securities protect only the first 20% decline (buffer) and carry a minimum payment of 20% of principal; losses beyond the buffer reduce principal on a 1:1 basis. Estimated value on the pricing date was approximately $953.60 per security. All payments are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley and are subject to credit risk.
The document is a preliminary pricing supplement for Morgan Stanley Finance LLC securities: contingent income, principal-at-risk, auto-callable notes linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index. Each security has a stated principal amount of $1,000, an estimated value on the pricing date of approximately $903.70, a contingent annual coupon rate of 11.50%, a 6-year term from the original issue date to maturity (May 15, 2031), multiple monthly observation/redemption determination dates beginning November 12, 2026, a coupon barrier at 70% of the initial level and a downside threshold at 60% of the initial level. The underlier includes a 4% per annum decrement and limited operating history; all payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering structured, principal-at-risk, contingent-income, memory auto-callable securities due November 18, 2027, linked to the worst-performing common stock of Bank of America Corporation and JPMorgan Chase & Co. The stated issue price is $1,000 per security and the estimated value on the pricing date is approximately $978.80. The notes pay a contingent coupon at an annual rate of 11.05% on observation dates only if both underliers meet coupon barrier levels. The notes may be automatically redeemed on specified redemption determination dates beginning August 14, 2026. At maturity, if the worst-performing underlier is below its downside threshold (65% of initial level), investors suffer proportional principal loss; payment could be significantly less than principal or zero. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering auto-callable, principal-at-risk notes linked to the EURO STOXX 50® Index with a $1,000 stated principal per security and maturity on May 29, 2031. The securities pay no interest, can be automatically redeemed on the first determination date for an $1,100 early redemption payment, and provide a 200% participation rate in appreciation if not called. If the final index level falls below the downside threshold of 50% of the initial level, investors lose principal pro rata; payments and value are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering $6,745,000 of Digital S&P 500® Index-Linked Notes due June 3, 2027, fully and unconditionally guaranteed by Morgan Stanley. The notes pay no interest and repay an amount at maturity based on the S&P 500® Index performance from the Trade Date May 4, 2026 to the Determination Date June 1, 2027. Each $1,000 face amount will return $1,090.30 if the Final Underlier Level is at least 90% of the Initial Underlier Level (Initial Index Level: 7,200.75). If the index declines by more than 10%, holders suffer a pro rata loss (the formula uses a Buffer Rate of approximately 111.11%). The estimated value on the Trade Date was $983.90 per note and the price to public is $1,000 per note.
Morgan Stanley Finance LLC priced Market‑Linked Notes due August 18, 2027, linked to the worst performing of the Russell 2000®, Dow Jones Industrial and Nasdaq‑100 indices. Each note has a $1,000 stated principal amount, May 13, 2026 pricing and strike dates, August 13, 2027 observation date, and 100% participation with a maximum payment at maturity of $1,117.50 per note. Notes pay no interest, return principal if any underlier is flat or down at observation, and are unsecured obligations of MSFL fully guaranteed by Morgan Stanley. Estimated value on the pricing date was approximately $984.20 per note. All payments are subject to issuer credit risk; the notes will not be listed on an exchange.
Morgan Stanley Finance LLC is offering Buffered PLUS securities due May 22, 2031, principal at risk and fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and pays no interest. Payout depends on the worst performing of the Dow Jones Industrial Average and the S&P 500, using a 106% leverage factor for upside, a 25% buffer and a 25% minimum payment at maturity. Estimated value on the pricing date was approximately $941.40 per security. Payments are subject to issuer credit risk, the calculation agent’s determinations and potential illiquidity in any secondary market.
Morgan Stanley Finance LLC is offering structured, principal-at-risk notes due June 11, 2027 linked to the worst performing of the Nasdaq-100, Russell 2000 and S&P 500 indices. Each security has a $1,000 stated principal amount and a fixed $90 upside payment (9%) if the worst performing underlier finishes at or above its 60% downside threshold on the observation date June 8, 2027. If any underlier finishes below its 60% threshold, the payment equals principal multiplied by the performance factor of the worst performing underlier, exposing investors to up to full principal loss. The estimated value on the pricing date was approximately $989.70 per security and all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering Dual Directional Buffered PLUS notes due December 2, 2027 with a stated principal amount of $1,000 per security. The securities are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley. The payout at maturity is determined solely by the worst performing of the Russell 2000® and the S&P 500®, subject to a 10% buffer, a leveraged upside (leverage factor set on the pricing date between 106%–111%), a 100% absolute return participation rate and a minimum payment of 10% of principal. If the worst performing underlier closes below its buffer level on the observation date, investors bear proportional losses beyond the buffer. All payments are subject to MSFL and Morgan Stanley credit risk. The pricing and strike dates are May 27, 2026 and original issue date is June 1, 2026. The estimated value on the pricing date was approximately $965.70 per security.