Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering Dual Directional Buffered PLUS notes due May 24, 2029, fully and unconditionally guaranteed by Morgan Stanley. The notes have a stated principal of $1,000 per security and an estimated value on the pricing date of approximately $978.30 per security.
Payment at maturity is tied to the worst performing of the Russell 2000® and the S&P 500®. Upside is leveraged at a 116% factor. A buffer of 18% protects against limited declines; the minimum payment at maturity is 18% of principal. If the worst performing underlier declines below the buffer, investors lose 1% for each 1% decline beyond the buffer. Observation date is May 21, 2029 (subject to postponement).
Morgan Stanley Finance LLC offers structured, principal-at-risk auto-callable securities linked to the common stock of Netflix, Inc. with a stated principal amount of $1,000 per security and an original issue price of $1,000.
The securities pay a contingent coupon of 10.05% per annum on observation dates when the closing level of Netflix is at or above the coupon barrier (65% of the initial level). They feature automatic early redemption if the closing level meets or exceeds the call threshold (100% of the initial level) on specified redemption determination dates. If not redeemed, maturity is July 2, 2027, with final observation on June 29, 2027; if the final level is below the downside threshold (65% of the initial level), investors suffer a proportional loss to principal, which could be total.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent-income, memory auto-callable notes linked to NVIDIA Corporation common stock with a stated principal amount of $1,000 per security. The securities pay a contingent coupon (annual rate to be set on the pricing date, disclosed as 10.50%–11.50% range) only when the closing level of the underlier is at or above the coupon barrier on observation dates and feature automatic early redemption if the underlier meets the call threshold on redemption determination dates. If not auto‑redeemed, payment at maturity depends on the final level versus the downside threshold (both coupon barrier and downside threshold set at 50% of the initial level in this pricing supplement); below the downside threshold investors suffer pro rata principal loss. Estimated value on the pricing date is approximately $962.70 per security. All payments are subject to MSFL's and Morgan Stanley's credit risk.
Morgan Stanley Finance LLC prices principal‑at‑risk, contingent‑coupon notes linked to DoorDash Class A common stock. The securities have a stated principal amount of $1,000 per security, a contingent coupon at an annual rate of 16.60%, an original issue date of June 2, 2026 and a maturity date of June 1, 2029. Coupon and early redemption payments depend on observation and redemption determination dates tied to the underlier’s closing levels; if the final level is below the downside threshold (50% of the initial level), investors suffer a pro rata loss of principal (performance factor = final level / initial level). The estimated value on the pricing date was approximately $961.90. All payments are subject to Morgan Stanley’s and MSFL’s credit risk.
Morgan Stanley Finance LLC offers principal-at-risk, contingent-income auto-callable securities linked to Workday, Inc. Each security has a stated principal amount of $1,000 and a contingent annual coupon rate of 19.00%. The securities may be automatically redeemed on specified redemption determination dates beginning August 28, 2026; maturity is June 1, 2029. Coupons are paid only if the underlier's closing level meets or exceeds a coupon barrier equal to 50% of the initial level on each observation date; the downside threshold is also 50% of the initial level. If the final level is below the downside threshold, repayment at maturity is the stated principal multiplied by the performance factor and could be significantly less than, or equal to zero. The estimated value on the pricing date was approximately $961.80 per security.
The document is a preliminary pricing supplement for Morgan Stanley Finance LLC notes—Buffered Jump Securities with an Auto-Callable feature linked to Amazon.com, Inc. common stock. Each security has a $1,000 stated principal amount and an original issue price of $1,000. The securities may auto‑redeem on scheduled determination dates if the closing level of the underlier meets or exceeds the call threshold level; early redemption payments are fixed amounts that rise across the term. If not auto‑redeemed, maturity payoffs depend on the final level relative to a buffer level (80% of the initial level) and a minimum payment of 20% of principal. All payments are subject to Morgan Stanley and MSFL credit risk. The document lists key dates including a strike date of May 28, 2026, an original issue date of June 2, 2026, and a final determination date of May 28, 2030.
Morgan Stanley Finance LLC is offering $1,065,000 aggregate Face Amount of Leveraged Buffered S&P 500® Index‑Linked Notes due November 17, 2027, fully and unconditionally guaranteed by Morgan Stanley. The notes pay no interest and return at maturity depends on the S&P 500® Index performance from the trade date (May 15, 2026) to the determination date (November 15, 2027). For each $1,000 Face Amount, investors receive $1,000 if the index decline is up to 10.00%; upside participation is 150% subject to a cap that limits the maximum payment to $1,180.15 per $1,000. If the index declines by more than 10.00%, the Cash Settlement Amount declines and investors may lose some or all principal. Estimated value on the trade date is $980.40 per note; price to public is $1,000 per note with agent commission of $15.10 per note. Proceeds will be used for general corporate purposes.
Morgan Stanley Finance LLC priced fixed-rate callable notes due 2032, guaranteed by Morgan Stanley. The notes carry a stated principal of $1,000 per note, an interest rate of 4.650% per annum payable semi‑annually and mature on May 28, 2032. The issuer may redeem the notes in whole on specified semi‑annual redemption dates if a risk neutral valuation model determines redemption is economically rational; redemption would pay 100% of principal plus accrued interest. The estimated value on the pricing date was approximately $977.70 per note. The notes will not be listed and are book‑entry only; payments are subject to the issuer’s credit risk.
Morgan Stanley Finance LLC is offering fixed rate callable notes due May 29, 2030, fully and unconditionally guaranteed by Morgan Stanley. Each note has a stated principal amount of $1,000 and pays a fixed annual rate of 4.350% semiannually. The notes are callable in whole only on May 29, 2027 and November 29, 2027 if a risk neutral valuation model determines redemption is economically rational, with any redemption paid at 100% of principal plus accrued interest. The estimated value on the pricing date is approximately $983.30 per note. The notes will not be listed on an exchange and are subject to Morgan Stanley credit risk and limited secondary market liquidity. Proceeds will be used for general corporate purposes.
Morgan Stanley Finance LLC is offering fixed rate callable notes due May 29, 2031, fully guaranteed by Morgan Stanley. Each note has a stated principal of $1,000, a fixed interest rate of 4.550% per annum payable semi-annually and an original issue date of May 29, 2026.
The notes are callable on specified redemption dates (including May 29, 2027 and November 29, 2027) only if a risk neutral valuation model determination indicates redemption is economically rational for the issuer. Any redemption pays 100% of principal plus accrued interest. The estimated value on the pricing date is approximately $981.40 per note. Proceeds will be used for general corporate purposes.