Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering contingent income auto-callable securities linked to Micron Technology, Inc. Each security has a stated principal amount of $1,000, an original issue price of $1,000 and an estimated value on the pricing date of approximately $950.50. The securities pay a contingent coupon at an annual rate of 27.50% only if the underlier meets the coupon barrier on observation dates. They may be automatically redeemed early if the underlier meets the call threshold on specified redemption determination dates. At maturity, if the final level is below the downside threshold (set at 50% of the initial level), investors suffer pro rata principal loss; if the final level is at or above that threshold, investors receive principal. All payments are subject to Morgan Stanley and MSFL credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable notes due May 30, 2031 that are fully guaranteed by Morgan Stanley and reference the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. The securities have a stated principal amount of $1,000 per security, a contingent coupon at an annual rate of 8.50%, and an estimated value on the pricing date of approximately $901.50.
The notes pay contingent coupons only if the underlier's closing level meets the coupon barrier (60% of the initial level) on observation dates, are subject to automatic early redemption if the underlier equals or exceeds a call threshold (95% of the initial level) on redemption determination dates, and provide a 15% buffer (losses beyond the buffer reduce principal 1% per 1% decline), with a 15% minimum payment at maturity. All payments are subject to Morgan Stanley's credit risk; the issuer estimates the securities' model-based value is below the offering price due to issuance costs.
The offering describes Principal at Risk securities issued by Morgan Stanley Finance LLC and fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, automatic early‑redemption opportunities beginning on May 27, 2027, and maturity on May 30, 2031. If not called, investors may receive $1,625.00 at maturity when the final level is at or above the call threshold; otherwise payouts depend on the final level relative to a 15% buffer, with a minimum payment of 15% of principal. Estimated value on the pricing date is about $902.10 per security. All payments are subject to Morgan Stanley’s credit risk and the securities do not pay interest.
The issuer, Morgan Stanley Finance LLC, is offering Principal at Risk notes due May 30, 2031 that are fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and a contingent coupon of 8.75% per annum payable only if the underlier meets the coupon barrier on observation dates. The notes feature an automatic early redemption if the underlier equals or exceeds a call threshold (90% of the initial level) on a redemption determination date. At maturity, holders receive principal if the final level is at or above the buffer level (80% of the initial level); if below, the payment equals the stated principal multiplied by (performance factor + buffer amount) subject to a 20% minimum payment at maturity. The estimated value on the pricing date was approximately $904.10 per security.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk notes that are fully guaranteed by Morgan Stanley and reference the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. Each security has a $1,000 stated principal amount and may auto‑redeem on scheduled determination dates beginning May 27, 2027. If not auto‑redeemed, maturity is May 30, 2031. The securities feature a 15% buffer (buffer level = 85% of initial level) and a minimum payment at maturity equal to 15% of principal. Early redemption payments range from $1,175.00 on the first determination to increasing fixed amounts (final early redemption examples up to $1,860.42 shown). Estimated value on the pricing date is approximately $904.30 per security; all payments are subject to issuer credit risk.
Morgan Stanley Finance LLC priced contingent-income, principal-at-risk notes due June 3, 2031 backed by a full guarantee of Morgan Stanley. Each security has a $1,000 stated principal amount and a contingent coupon at an annual rate of 12.00%, payable only if the underlier meets the coupon barrier on observation dates.
The notes feature monthly redemption determination dates beginning November 30, 2026, a buffer of 15% (buffer level = 85% of initial level), a coupon barrier at 70% of the initial level, a minimum payment at maturity equal to 15% of stated principal, and estimated value on the pricing date of approximately $941.40 per security.
Morgan Stanley Finance LLC offers principal-at-risk Structured Investments—Buffered Jump Securities with an auto-callable feature, fully guaranteed by Morgan Stanley, with a stated principal amount of $1,000 per security.
The securities carry a 15% buffer, may auto-redeem on specified determination dates, pay up to $1,812.50 at maturity if the final level meets the call threshold, and otherwise expose investors to losses below the buffer (subject to a 15% minimum payment). The pricing and strike dates are May 29, 2026 with a maturity date of June 3, 2031. Estimated value on the pricing date is approximately $935.50 per security.
Morgan Stanley Finance LLC priced Dual Directional Buffered PLUS notes due August 12, 2027, unsecured and fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an estimated value on the pricing date of approximately $988.90. The payoff links to the S&P 500® Index with a 150% leverage factor on upside subject to a $1,140 maximum payment (114% of principal). The notes include a 10% buffer (buffer level 6,659.037), an absolute return participation feature for limited declines, and a 10% minimum payment at maturity. All payments are subject to issuer and guarantor credit risk and the notes do not pay interest.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable securities linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index with a $1,000 original issue price and maturity on May 11, 2029. The securities pay a 17.65% annual contingent coupon only if the underlier meets the coupon barrier on observation dates and are automatically redeemed early if the underlier reaches the call threshold of 3,486.84 on a redemption determination date. The coupon barrier and downside threshold are 2,440.788 (70% of the initial level). If not called and the final level is below the downside threshold, payment at maturity equals the stated principal multiplied by the performance factor (final level/initial level), exposing investors to potential loss of principal down to zero. The issuer’s estimated value on the pricing date is approximately $928.40 per security. All payments are subject to the credit risk of Morgan Stanley and MSFL; the securities do not participate in upside appreciation of the underlier.
The pricing supplement describes Morgan Stanley Finance LLC notes due May 30, 2031, fully guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount and a contingent coupon at an annual rate of 9.50%, payable only if the underlier meets coupon barrier conditions on observation dates. The notes feature automatic early redemption if the underlier meets a call threshold and a buffer that protects the first 15% of downside; if the final level is below the buffer, investors suffer pro rata losses subject to a minimum payment of 15% of principal. The estimated value on the pricing date is approximately $902.20 per security.