Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced $1,165,000 aggregate principal of principal-at-risk, auto-callable notes fully and unconditionally guaranteed by Morgan Stanley. The securities have a $1,000 stated principal amount and $1,000 issue price per security and an estimated value $975.90 on the pricing date.
The notes reference a weighted basket (MSCI EAFE, MSCI Emerging Markets, S&P 500 Futures Excess Return), have a 300% participation rate, a downside threshold of 70% and automatic early redemption on the first determination date if the underlier is >= the call threshold. First determination date: May 7, 2027; early redemption payment: $1,100; maturity date: May 9, 2031. Payments are subject to issuer credit risk and principal can be lost.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable securities due April 5, 2030 that are fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an aggregate principal amount of $365,000. The securities pay no interest and may be automatically redeemed on the first determination date (April 6, 2027) for an early redemption payment of $1,200 if the closing level of each underlier is at or above its call threshold. If not called, maturity payment depends on the worst performing underlier: investors may receive the principal plus an 310% participation in upside, the stated principal only, or a reduced principal equal to the performance factor of the worst performing underlier (which could result in a total loss). Estimated value on the pricing date was $974.50 per security. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC prices Callable Jump Notes due April 3, 2031 linked to the worst performing of the Russell 2000® and S&P 500® indices.
The notes have a $1,000 stated principal amount, an aggregate principal amount of $1,026,000, an original issue date of April 6, 2026, a strike/pricing date of March 31, 2026 and an observation date of March 31, 2031. The notes pay no regular interest, provide a fixed redemption payment schedule if called (first redemption date April 12, 2027), and at maturity pay the stated principal plus an upside payment equal to the stated principal times the participation rate of 100% multiplied by the percent change of the worst performing underlier, provided both underliers finish above their initial levels; otherwise only the stated principal is payable.
All payments are subject to Morgan Stanley and MSFL credit risk; the estimated value on the pricing date was $954.60 per note and the issuer bears distribution, structuring and hedging costs included in the $1,000 issue price.
Morgan Stanley Finance LLC priced $338,000 aggregate principal of market-linked notes due May 9, 2031, linked to the S&P 500® Index. The notes pay no periodic interest, return the $1,000 stated principal at maturity if the final level is equal to or below the initial level, and otherwise pay a participation-based upside subject to a $1,447.50 maximum payment per note.
Payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley; all payments remain subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering Dual Directional Buffered PLUS notes linked to the worst performing of the Dow Jones Industrial Average, Russell 2000 and S&P 500. The offering is for $5,300,000 aggregate principal in denominations of $1,000 each with an original issue price of $1,000 per security and an estimated value on the pricing date of $970.80 per security. The securities mature on November 12, 2027 and pay no interest; returns depend on the worst performing underlier with a 10% buffer, a 132.50% leverage factor on upside, a 100% absolute return participation rate and a minimum payment at maturity of 10% of principal. All payments are subject to issuer and guarantor credit risk and the securities are fully and unconditionally guaranteed by Morgan Stanley.
Morgan Stanley Finance LLC priced contingent income auto-callable securities linked to the worst-performing of Micron Technology, Apple and Applied Materials. The offering is for an aggregate principal amount of $500,000 in $1,000-denominated securities, issued at $1,000 each on May 11, 2026 with maturity on November 12, 2027.
The securities pay a contingent semi-annual coupon at an annual rate of 25.60% (approximately $128 per semi-annual period) only if each underlying stock closes at or above its 50% downside threshold on specified observation dates. Automatic early redemption can occur semi-annually beginning on May 11, 2027 if each underlying stock meets its 100% redemption threshold. If any underlying stock is below its downside threshold at final observation, investors suffer the full loss of the worst-performing stock on a 1-to-1 basis; payments at maturity can be less than 50% of principal or zero. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced a contingent income, buffered auto-callable note program guaranteed by Morgan Stanley. The offering is for $1,370,000 aggregate of $1,000-denominated securities with an estimated value of $990 per security on the pricing date. The notes pay a contingent coupon at an annual rate of 6.75% on each coupon payment date only if the S&P 500 closing level on the related observation date is at or above the coupon barrier (75% of the initial level). The securities may be automatically redeemed early if the S&P 500 is at or above the call threshold (100% of initial level) on a redemption determination date. At maturity, if not redeemed, investors receive principal only if the final level is at or above the buffer (85% of initial level); otherwise payments reflect losses beyond the 15% buffer, subject to a 15% minimum payment.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is issuing Principal at Risk Buffered Participation Securities tied to a 31-stock basket. The securities have a $1,000 stated principal per security, an $1,076,000 aggregate principal, an $1,000 issue price and an $992.30 estimated value on the pricing date. The securities pay no interest, provide a 5% buffer (buffer level 95 of initial level) and a 100% participation rate subject to a maximum payment of $1,240 at maturity November 10, 2026. If the final level is below the buffer, holders lose 1.0526% of principal for each 1% decline beyond the buffer. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk notes due February 18, 2028, guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and pays a contingent coupon of 12.85% per annum only if the closing level of each of three underliers meets its coupon barrier on each observation date. The securities are linked to the worst performing of the Dow Jones Industrial Average, the Nasdaq-100 Technology Sector Index and the Russell 2000 Index; if any underlier is below its downside threshold at maturity, investors suffer a loss equal to the percentage decline of the worst performing underlier. The securities may be called beginning on August 20, 2026 based on the output of a risk neutral valuation model; estimated value on the pricing date is approximately $985.00 per security.
Morgan Stanley Finance LLC is offering Principal at Risk contingent‑coupon, auto‑callable securities tied to Alibaba Group Holding Limited ADS, with a stated principal amount of $1,000 per security and an aggregate principal amount of $823,000. The securities pay a contingent coupon at an annual rate of 10.65% only if observation‑date closing levels meet the coupon barrier (60% of the initial level). The notes may be automatically redeemed early if the underlier equals or exceeds the call threshold (initial level of $141.44) on redemption determination dates. At maturity, if the final level is below the downside threshold (60% of initial), investors suffer a proportional loss to principal; if at or above the threshold, investors receive principal. All payments are subject to issuer and guarantor credit risk.