Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced a preliminary offering of Dual Directional Buffered Participation Securities linked to the S&P 500® Index with a stated principal amount of $1,000 per security. The securities mature on November 26, 2027 and rely on the closing final level on the observation date November 22, 2027 to determine payout.
The product features a 100% upside participation rate capped at a $1,181.40 maximum payment (118.14% of principal), a 10% buffer (absolute-return feature operative only if final level >== buffer), and a 10% minimum payment at maturity. The estimated value on the pricing date was approximately $979.60 per security; selling commissions of $15 reduce proceeds to the issuer to $985 per security.
Morgan Stanley Finance LLC offers a series of Trigger PLUS principal-at-risk securities due May 30, 2031, fully and unconditionally guaranteed by Morgan Stanley. The securities have a $1,000 stated principal amount per security, a leverage factor of 198.25%, and a downside threshold equal to 70% of the initial level. The pricing and strike dates are May 27, 2026 with an observation date of May 27, 2031. The securities pay no interest; at maturity investors receive either (a) stated principal plus a leveraged upside payment if the final level exceeds the initial level, (b) the stated principal if the final level is between the downside threshold and the initial level, or (c) a principal loss pro rata if the final level is below the downside threshold. The estimated value on the pricing date was approximately $939.40 per security. All payments are subject to Morgan Stanley's credit risk; there is no minimum payment at maturity and investors could lose their entire investment.
Morgan Stanley Finance LLC priced structured Jump Notes due June 8, 2029 that are fully and unconditionally guaranteed by Morgan Stanley and linked to the worst performing of XLE, XLU and MSFT. The notes have a $1,000 stated principal amount and aggregate principal of $322,000. They pay no interest, have an estimated value of $967.30 on the pricing date and a 125% participation rate on the upside of the worst performing underlier. An automatic early redemption feature could redeem the notes on the first determination date of May 5, 2027 for an early redemption payment of $1,120 if each underlier meets its 90% call threshold. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering Dual Directional Jump Securities with an aggregate principal amount of $2,024,000, fully and unconditionally guaranteed by Morgan Stanley. The notes have a stated principal amount of $1,000 per security and an original issue price of $1,000. They feature an automatic early redemption on the first determination date and a maturity date of June 8, 2029.
Payments depend on the worst performing of the Dow Jones Industrial Average, Nasdaq-100 and Russell 2000. An early redemption pays $1,205 per security; upside participation is 150% (absolute return participation rate 100%) and downside protection is limited to a 70% downside threshold; losses can eliminate principal. Estimated value on pricing date was $980.90 per security. All payments are subject to MSFL/Morgan Stanley credit risk.
Morgan Stanley Finance LLC issues Dual Directional Buffered PLUS notes due May 8, 2031, linked to the S&P 500® Futures Excess Return Index. Each security has a $1,000 stated principal and was issued at $1,000 with an estimated value of $967.40 on the pricing date. The notes provide a 185% leverage on upside, a 20% buffer on downside and a 20% minimum payment at maturity; principal is at risk and all payments are subject to the issuer and guarantor credit risk.
Morgan Stanley Finance LLC offers $50,000,000 of Fixed Rate Callable Notes due July 13, 2027, fully and unconditionally guaranteed by Morgan Stanley. The notes pay 4.050% per annum quarterly, have a stated principal and issue price of $1,000 per note, and an estimated value on the pricing date of $993.10 per note. The notes are callable quarterly beginning November 13, 2026 based on a risk neutral valuation model determination; any redemption would be at 100% of principal plus accrued interest. The offering proceeds to the issuer are $49,890,000 after commissions and fees; proceeds are for general corporate purposes. All payments are subject to the issuer and guarantor credit risk.
Morgan Stanley Finance LLC (MSFL) offers Leveraged Buffered S&P 500® Index-Linked Notes, fully and unconditionally guaranteed by Morgan Stanley. Each note has a Face Amount of $1,000 and a term expected between 13 and 15 months from the Trade Date. The cash payment at maturity depends on the S&P 500® Index return: positive returns receive 130% participation up to a Maximum Settlement Amount (expected between $1,144.95 and $1,170.43 per $1,000 face), declines up to 10.00% return the face amount, and declines beyond the 10.00% buffer produce proportional losses (you could lose your entire investment). The notes pay no interest, are unsecured, not exchange-listed, and are subject to issuer credit risk and market/structural risks described herein.
Morgan Stanley Finance LLC is offering structured, principal-at-risk, contingent income auto-callable securities linked to the Class A common stock of Oklo Inc. The securities have a $1,000 stated principal amount, a maturity date of May 14, 2027, and automatic early redemption opportunities beginning on August 14, 2026, subject to observation and redemption determination dates. The securities pay a contingent coupon only if the closing level of the underlier meets or exceeds the coupon barrier on each observation date and expose investors to full or partial loss of principal if the final level is below the downside threshold.
Morgan Stanley Finance LLC is offering principal‑at‑risk structured notes due June 11, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an upside payment of $200 (20%) if the final level of the underlying Ares Management Corporation Class A common stock is greater than or equal to the downside threshold. The downside threshold is 60% of the initial level; if the final level is below that threshold, the payment at maturity is the stated principal multiplied by the performance factor (final level/initial level), and investors may lose some or all principal. The pricing date and strike date are May 8, 2026, the original issue date is May 13, 2026, and the observation date is scheduled for June 8, 2027. The estimated value on the pricing date is approximately $971.40 per security versus the $1,000 issue price; the difference reflects issuing, structuring, selling and hedging costs borne by purchasers.
Morgan Stanley Finance LLC is offering Principal at Risk Securities linked to the common stock of ServiceNow, Inc., fully and unconditionally guaranteed by Morgan Stanley. Each note has a stated principal amount of $1,000 and pays no interest; repayment at maturity depends on the final averaging dates and the underlier's performance. If the arithmetic average final level is greater than or equal to the downside threshold level ($62.335, 70% of the initial level), holders receive the stated principal plus a fixed upside payment of $436.80 (43.68%). If the final level is below the downside threshold, the payment equals the stated principal multiplied by the performance factor (final level / initial level), and investors may lose up to their entire principal. The securities mature on November 12, 2027, are issued at $1,000 per security (estimated value approximately $979.60 on the pricing date), and all payments are subject to Morgan Stanley’s credit risk.