Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced structured Buffered Jump Securities (auto-callable) due February 1, 2029, fully guaranteed by Morgan Stanley, linked to the worst performer of the VanEck Gold Miners ETF (GDX) and the State Street S&P Metals & Mining ETF (XME). The securities have a $1,000 stated principal amount, an estimated value on the pricing date of approximately $943.50, a 15% buffer, automatic early‑redemption observations beginning October 27, 2026, and a minimum payment at maturity equal to 15% of principal.
Morgan Stanley Finance LLC issues principal-at-risk, contingent income auto-callable notes due May 2, 2029 and fully guaranteed by Morgan Stanley. Each note has a stated principal amount of $1,000, an original issue price of $1,000 and an estimated value on the pricing date of approximately $957.00.
The securities pay a contingent coupon at an annual rate of 8.85% per annum only when the closing level of each of the three underliers (Nasdaq-100, Russell 2000, S&P 500) is at or above a coupon barrier (70% of each initial level) on an observation date. The notes are auto-callable on specified redemption determination dates if each underlier is at or above its call threshold (100% of initial level); otherwise they continue to maturity. If not auto‑redeemed, maturity payout returns the stated principal only if each underlier is at or above its downside threshold (70%); if the worst performing underlier is below that level, the payment equals principal multiplied by that underlier's performance factor and could be significantly less or zero. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC priced a marketed offering of Dual Directional Trigger PLUS notes due April 5, 2029, fully and unconditionally guaranteed by Morgan Stanley. The securities were issued at a stated principal amount of $1,000 per security, with an aggregate principal amount of $1,408,000, an estimated value on the pricing date of $955.10 per security, and an original issue price of $1,000 per security. The notes pay at maturity based on the performance of the worst performing underlier (the Dow Jones Industrial Average, Nasdaq-100 and Russell 2000), feature a 200% leverage factor on upside (capped at $1,524 per security, or 152.40% of principal), an absolute return participation rate of 100% for limited decline scenarios, and a downside threshold equal to 70% of each underlier’s initial level; if any underlier finishes below its downside threshold the securities decline 1% for each 1% the worst performing underlier falls.
Morgan Stanley Finance LLC is offering principal-at-risk structured notes called Trigger PLUS due May 1, 2031, fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and links to the worst performing of the Dow Jones Industrial Average and the S&P 500® Index. The notes pay no interest; at maturity investors receive either (a) principal plus a leveraged upside if the final level of each underlier is greater than its initial level, (b) principal only if neither underlier falls below its downside threshold, or (c) a downside payoff that loses 1% of principal for each 1% decline in the worst performing underlier if that underlier is below its downside threshold. Key terms: strike/pricing date April 27, 2026, original issue date April 30, 2026, observation date April 28, 2031, maturity May 1, 2031, leverage factor at least 130%, downside threshold 70% of initial level. The estimated value on the pricing date was approximately $942.80 per security, below the $1,000 issue price, and all payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering auto-callable, principal-at-risk market-linked securities due September 29, 2027, fully guaranteed by Morgan Stanley. Each security has a face amount of $1,000, an estimated value at pricing of $959.10, and pays a contingent monthly coupon at 9.50% per annum only if the lowest-performing underlying closes at or above 75% of its starting level on each monthly calculation day. The securities are linked to the lowest performing of the S&P 500, Russell 2000 and Nasdaq-100, may be auto-called beginning ~six months after issue, and expose holders to a 1-to-1 downside on the lowest performing underlying at maturity.
Morgan Stanley Finance LLC priced a $340,000 aggregate offering of Dual Directional Buffered PLUS notes due April 3, 2031, with a $1,000 stated principal amount per security. Each security is linked to the worst performing of the EURO STOXX 50 and the S&P 500 and is fully guaranteed by Morgan Stanley.
At maturity investors may receive the stated principal plus an 188% leverage on appreciation of the worst performing underlier, a capped positive payment if the worst underlier declines but stays above a 20% buffer, or a loss of principal beyond that buffer; the minimum payment at maturity is 20% of principal. The estimated value on the pricing date was $969.30 per security and the issue price was $1,000 (agent commission $7.50).
Morgan Stanley Finance LLC offers callable Jump Notes due May 5, 2031, fully guaranteed by Morgan Stanley. The notes are sold in $1,000 denominations and pay no regular interest. Investors receive at maturity the stated principal plus an upside payment equal to the stated principal × 135% participation × the percent change of the worst performing underlier, provided all underliers finish above their initial levels. The notes are linked to the Nasdaq-100® Technology Sector, the Russell 2000® and the S&P 500®; the worst-performing index determines the payout. The notes may be called beginning May 12, 2027, for scheduled fixed redemption payments that represent at least 13.00% per annum and rise by redemption date. Estimated value on the pricing date is approximately $966.00 per note. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC priced market-linked notes linked to the EURO STOXX 50® Index maturing May 5, 2031. The notes are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley, pay no interest, and repay the stated principal of $1,000 per note at maturity. If the underlier’s closing level on the observation date (April 30, 2031) is above the initial level (strike date April 30, 2026), holders receive the stated principal plus an upside payment equal to the stated principal multiplied by a participation rate (to be set on the pricing date at 115% to 125%) times the underlier percent change; if the final level is equal to or below the initial level, holders receive only the stated principal. The estimated value on the pricing date is approximately $957.90 per note. All payments are subject to Morgan Stanley’s credit risk, the notes will not be listed, and secondary liquidity may be limited.
Morgan Stanley Finance LLC offers Trigger PLUS securities linked to the worst performing of the Nasdaq-100® Technology Sector, the Russell 2000® Index and the S&P 500® Index.
Each security has a stated principal amount of $1,000, an estimated value on the pricing date of approximately $951.20, an observation date of April 30, 2029 and a maturity date of May 3, 2029. At maturity the payment depends on the worst performing underlier: investors may receive the stated principal plus a leveraged upside (leverage factor set at 160% to 165%), the stated principal only if declines remain above the downside thresholds (each threshold is 70% of the initial level), or a principal loss equal to the percent decline of the worst performing underlier (no minimum payment).
Morgan Stanley Finance LLC priced a preliminary offering of structured, principal-at-risk, auto-callable notes guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000, an estimated value on the pricing date of approximately $957.80, a participation rate of 150% and a downside threshold of 70% of initial level. The notes reference the S&P 500®, the Nasdaq-100® Technology Sector and the Russell 2000® Index, feature automatic early redemption on the first determination date of May 4, 2027 (early redemption payment of $1,255–$1,265 per security will be set on the pricing date) and mature on May 5, 2031. Investors bear full issuer credit risk and may lose up to their entire principal if the worst performing underlier falls below its downside threshold at maturity.