Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced a principal-at-risk structured note program. The offering consists of $5,157,000 aggregate principal of Dual Directional Buffered Participation Securities, $1,000 per security, linked to the S&P 500® Futures Excess Return Index. The securities have an initial level of 512.70, an observation date of September 30, 2027 and mature on October 5, 2027. Payment at maturity varies by index performance: investors may receive the stated principal plus an upside payment (capped at $1,358.20), an absolute-return payment if the final level is between the initial level and the buffer (buffer = 85% of the initial level), or a reduced principal if the final level is below the buffer, with a 15% minimum payment at maturity. The per-security estimated value on pricing date was $990.20. The notes pay no interest and are unsecured obligations of MSFL, fully guaranteed by Morgan Stanley; all payments are subject to issuer credit risk.
Morgan Stanley Finance LLC offers Trigger PLUS notes due May 2, 2029, fully guaranteed by Morgan Stanley, linked to the worst performing of the Russell 2000® and the S&P 500®. Each security has a stated principal amount of $1,000 and pays no interest. At maturity the payment depends on the worst performing underlier: if both final levels exceed their initial levels, investors receive principal plus a leveraged upside payment (leverage factor set on the pricing date between 125%–130%); if the worst performing underlier is at or above its downside threshold (75% of initial), investors receive principal only; if the worst performing underlier closes below its downside threshold, investors lose an amount equal to the percentage decline of that index and could lose their entire principal. The estimated value on the pricing date is approximately $940.90 per security. All payments are subject to the issuer’s and guarantor’s credit risk; MSFL is a financing subsidiary with no independent assets.
Morgan Stanley Finance LLC is offering structured, principal-at-risk notes due May 2, 2029, fully guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and returns are tied to the performance of the worst performing of the Nasdaq-100, Russell 2000 and S&P 500 over the term.
If all underliers finish at or above their downside threshold (70% of initial levels), holders receive the stated principal plus a fixed upside payment. If any underlier finishes below its downside threshold, the payment equals the stated principal multiplied by the performance factor of the worst performing underlier, and could be significantly less or zero.
Morgan Stanley Finance LLC priced Principal‑at‑Risk structured notes linked to the S&P 500® Futures Excess Return Index due May 1, 2031. The securities are issued at a stated principal amount of $1,000 per security and are fully and unconditionally guaranteed by Morgan Stanley. The pricing supplement estimates the value on the pricing date at approximately $935.50 per security and sets an upside payment in the range of $562.50 to $582.50 (about 56.25% to 58.25% of principal). The notes provide an absolute return participation feature, are limited to positive payouts if the final level is at or above a downside threshold of 70% of the initial level, and otherwise expose investors to full downside (1% loss of principal per 1% index decline). All payments remain subject to Morgan Stanley credit risk; investors can lose their entire investment.
Morgan Stanley Finance LLC priced a structured, auto-callable principal-at-risk note series due April 11, 2030, fully guaranteed by Morgan Stanley. The securities have a $1,000 stated principal per note, a 200% participation rate on upside, and are linked to the worst performing of the S&P 500, Nasdaq-100 and Russell 2000. Automatic early redemption begins on the first determination date of April 8, 2027 with fixed early redemption payments listed for three annual determination dates. If not auto-redeemed, maturity payoffs depend on the worst-performing underlier relative to a 70% downside threshold and can result in full loss of principal. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering structured, principal-at-risk notes due October 13, 2027 linked to the worst performing of the Russell 2000® and S&P 500® indices. Each security has a stated principal amount of $1,000 and an upside payment of $202.50 (20.25%) if both underliers finish at or above their 80% downside thresholds. If the worst performing underlier finishes below its 80% threshold, the payment equals the stated principal multiplied by that underlier’s performance factor, so investors may lose up to their entire investment. The estimated value on the pricing date is approximately $986.30 per security and all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC priced a series of principal-at-risk callable contingent income securities due January 7, 2031, fully guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and pays a contingent coupon only if all three underliers meet coupon barriers on observation dates.
The securities reference the Dow Jones Industrial Average, the Nasdaq-100® Technology Sector Index and the Russell 2000® Index and are linked to the worst performing underlier. Coupons accrue at an annual rate of 11.15% when payable, but principal is at risk: if any underlier finishes below its 60% downside threshold at maturity, holders lose in proportion to the worst performing underlier. The notes are callable beginning April 7, 2027 based on a risk-neutral valuation model and are exposed to Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced Buffered PLUS notes linked to the worst performing of the Dow Jones Industrial Average and the S&P 500. Each note has a $1,000 stated principal, a 137.50% leverage on upside, a 15% buffer and a 15% minimum payment at maturity. The securities pay no interest, are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley. Payments at maturity depend solely on closing levels on the observation date and are subject to Morgan Stanley credit risk. Estimated value on the pricing date was approximately $974.90 per security.
Morgan Stanley Finance LLC prices market-linked notes due May 3, 2030 tied to the worst performing of the Russell 2000® and EURO STOXX 50® indices. Each note has a $1,000 stated principal and pays no interest; at maturity investors receive principal and, if the worst underlier rose, an upside payment equal to the stated principal × participation rate × that underlier's percent change. The participation rate will be set on the pricing date at 102% to 107%. All payments are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley; secondary market liquidity is limited and all payments remain subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering Dual Directional Trigger PLUS notes due May 1, 2031, linked to the S&P 500® Futures Excess Return Index. The stated principal is $1,000 per security; the estimated value on the pricing date is approximately $935.70. Payments at maturity depend on the final index level: leveraged upside if the final level is above the initial level, a capped positive return if the final level declines but remains at or above a 60% downside threshold, and full downside participation below that threshold. All payments are unsecured and guaranteed by Morgan Stanley; investors bear credit risk and may lose their entire investment.