Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC offers $1,210,000 aggregate principal of Principal‑at‑Risk structured notes due March 30, 2028, fully and unconditionally guaranteed by Morgan Stanley. The notes are auto‑callable on the first determination date (April 9, 2027) for an $1,128.40 early redemption payment if the S&P 500® Index closing level is at or above the call threshold (6,368.85, the initial level).
If not redeemed, maturity payoffs depend on the final index level versus the initial level (6,368.85): investors receive principal plus an upside payment when the final level is higher (participation rate 150%), full principal if the final level is at or above the downside threshold (4,776.638, ~75% of initial), and suffer proportional losses below that threshold (payment = principal × final/initial), which could be zero.
Morgan Stanley Finance LLC is offering structured, principal-at-risk notes due May 5, 2031, linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index and fully guaranteed by Morgan Stanley. The notes have a stated principal of $1,000 per security and an estimated value on the pricing date of approximately $934.10 per security.
The notes pay a contingent coupon only when the index closing level on an observation date is at or above a coupon barrier (60% of the initial level). Coupons are annualized at 11.75% to 12.75% (final rate set on the pricing date). The notes feature automatic early redemption if the index meets the call threshold (100% of the initial level) on specified determination dates. At maturity, if not called and the final level is below the downside threshold (60% of the initial level), payment equals $1,000 × (final level / initial level), meaning investors can lose a substantial portion or all principal.
Morgan Stanley Finance LLC is offering Dual Directional Trigger PLUS principal-at-risk notes due May 3, 2029, fully guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and links to the Nasdaq-100 and Russell 2000 indices; payment at maturity depends solely on the worst performing underlier. The notes provide a leveraged upside (leverage factor set on pricing date between 129%–144%), an absolute return participation rate of 50% if the worst underlier declines but stays at or above a 70% downside threshold, and full downside exposure below that threshold (1% loss of principal per 1% underlier decline). The pricing date and strike date are April 30, 2026, the original issue date is May 5, 2026, and the observation date is April 30, 2029. Estimated value on the pricing date was approximately $965.60 per security. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC offers market-linked notes linked to the S&P 500® Futures Excess Return Index with an original issue price of $1,000 per note. The notes pay no periodic interest and at maturity (May 5, 2031) return principal and, if the final index level exceeds the initial level, an upside payment computed using a participation rate to be set on the pricing date.
The pricing date and strike date are April 30, 2026, original issue date is May 5, 2026, and the observation date is April 30, 2031. The estimated value on the pricing date is approximately $963.90 per note. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC priced principal-at-risk, contingent-income auto-callable securities linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index. Each security has a stated principal amount of $1,000, a contingent coupon to be set on the pricing date (illustrated at 11.25%–12.25% per annum), automatic early redemption opportunities beginning on October 27, 2026, a final observation date of April 28, 2031 and maturity on May 1, 2031. Coupons are paid only if the underlier meets the coupon barrier (illustrated at 60% of initial level) on observation dates; principal protection is conditional, with a downside threshold (illustrated at 60% of initial level) below which investors suffer proportional principal losses. The securities are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley; all payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering callable structured notes ("Callable Jump Notes") due May 1, 2031, fully and unconditionally guaranteed by Morgan Stanley, with a stated principal amount of $1,000 per note and a participation feature tied to the S&P 500 Futures Excess Return Index.
The notes pay no regular interest, may be redeemed early on specified redemption dates beginning May 7, 2027 if a risk neutral valuation model determines redemption is economically rational, and at maturity will pay either the stated principal or the stated principal plus an upside payment equal to stated principal × 130% × underlier percent change if the final level exceeds the initial level. All payments are subject to issuer credit risk.
Morgan Stanley Finance LLC priced a preliminary offering of principal-at-risk, auto-callable securities linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index, with a $1,000 stated principal amount and an original issue price of $1,000 per security. The estimated value on the pricing date is approximately $895.80 per security. The securities have a first determination date of May 4, 2027 and a final determination date of April 28, 2031 with maturity on May 1, 2031.
The notes pay no interest, are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley. They feature automatic early redemption if the underlier closes at or above a call threshold (90% of the initial level) on any determination date, fixed early redemption payments corresponding to roughly 15.00% to 16.00 per annum, a downside threshold of 50% of the initial level and a 4.0% per annum daily decrement in the underlier. Payments at maturity depend on the final level and could result in significant loss of principal, including total loss. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk notes with an auto‑callable feature backed by a full guarantee of Morgan Stanley. Each security has a stated principal of $1,000, an illustrative estimated value of approximately $900.30 on the pricing date, a 15% buffer and a minimum payment at maturity of 15% of principal. The securities pay no interest, can be automatically redeemed beginning on April 28, 2027 if the underlier meets the call threshold, and mature on May 1, 2031. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC is offering Principal at Risk notes due May 1, 2031 that pay a fixed monthly coupon and are fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $917.70.
The notes reference the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. They feature automatic early redemption if the underlier closes at or above the call threshold on any redemption determination date, a 15% buffer (buffer level = 85% of the initial level) and a minimum payment at maturity of 15% of principal. If the final level is below the buffer, investors lose 1% of principal for each 1% decline beyond the buffer. Coupon will be set on the pricing date between 7.00% and 8.00% per annum.
Morgan Stanley Finance LLC priced contingent-income, memory-buffered, auto-callable notes linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. Each security has a $1,000 stated principal, a pricing/strike date in April 2026 and a maturity on May 1, 2031. The notes pay a contingent coupon (annual rate to be set between 10.15% and 11.15%) only if the underlier meets the coupon barrier on observation dates, include an 85% buffer (15% downside absorbed before principal loss), and a 15% minimum payment at maturity. The securities can be automatically redeemed beginning April 2027 if the underlier equals or exceeds the call threshold (100% of the initial level). All payments are subject to issuer and guarantor credit risk; the document shows an estimated value on the pricing date of approximately $898.00 per security.