Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent-income, auto-callable securities tied to Meta Platforms, Inc. Class A common stock. Each security has a stated principal of $1,000, an issue price of $1,000 and a hypothetical contingent coupon rate of 15.00% per annum. Coupons are paid only if the closing level of the underlier meets or exceeds the coupon barrier on observation dates; unpaid coupons may be paid later only if future observation-date levels meet the barrier. The notes are automatically redeemed if the closing level meets or exceeds the call threshold on any redemption determination date. At maturity, if the final level is below the downside threshold (69% of the initial level), investors suffer proportional loss to principal; if the final level is at or above that threshold, investors receive principal. All payments are unsecured obligations of MSFL and guaranteed by Morgan Stanley and are subject to issuer credit risk.
Morgan Stanley Finance LLC offers Trigger Absolute Return Step Securities linked to a weighted basket of international indices with a 5-year term maturing April 17, 2031. Each Security has an Issue Price of $10.00 and an estimated Trade Date value of $9.369. If the Final Basket Level is ≥ the Step Barrier (100% of the Initial Basket Level), holders receive the greater of the Step Return (set between 42.00% and 47.00% on the Trade Date) or the Basket Return plus repayment of principal. If the Final Basket Level is < the Step Barrier but ≥ the Downside Threshold (75, or 75% of the Initial Basket Level), holders receive principal plus the absolute value of a negative Basket Return (the Contingent Absolute Return). If the Final Basket Level is < the Downside Threshold, holders absorb a principal loss proportionate to the negative Basket Return. All payments are unsecured obligations of MSFL, fully guaranteed by Morgan Stanley, and subject to issuer credit risk. The Securities do not pay interest and are designed for investors willing to forgo current income and accept significant downside market and credit risk.
Morgan Stanley Finance LLC is offering Principal at Risk structured notes—auto-callable securities due April 1, 2030 and fully guaranteed by Morgan Stanley. The offering totals $2,000,000 at a stated principal amount of $1,000 per security. Automatic early redemption can occur on specified determination dates beginning April 1, 2027 if each underlier meets its call threshold. Payment at maturity depends on the worst performing of the Dow Jones Industrial Average, Nasdaq-100 and Russell 2000: investors may receive a fixed positive return, only principal, or suffer losses proportionate to the worst underlier down to zero. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC is offering market-linked notes due April 6, 2028, fully guaranteed by Morgan Stanley, linked to the worst performing of the Russell 2000®, S&P 500® and Nasdaq-100®. The notes have a $1,000 stated principal per note, pay no periodic interest and provide an upside equal to 100% participation in the appreciation of the worst performing underlier, capped at a maximum payment of $1,199 per note. If any underlier finishes at or below its initial level, holders receive only the stated principal at maturity. All payments are subject to issuer credit risk, the notes will not be listed, and estimated value on the pricing date is approximately $983 per note.
Morgan Stanley Finance LLC priced a structured note offering called Trigger PLUS — unsecured principal-at-risk securities fully guaranteed by Morgan Stanley linked to the worst performing of the DAX®, EURO STOXX 50® and STOXX® Europe 600 indices. The stated principal is $1,000 per security with an aggregate offering of $500,000. The securities pay no interest; at maturity on April 1, 2031 investors receive either (a) principal plus a 224.50% leveraged upside on the appreciation of the worst performing underlier, (b) principal only if the worst performing underlier is between its initial level and a 70% downside threshold, or (c) a principal loss equal to the percentage decline of the worst performing underlier if that underlier falls below its downside threshold, potentially resulting in a total loss. The original issue price is $1,000 and the estimated value on the pricing date was $957.70. The securities are issued April 1, 2026 and are subject to Morgan Stanley credit risk and other risks described in the terms.
Morgan Stanley Finance LLC offers Principal at Risk Structured Notes linked to the common stock of NVIDIA Corporation, with a stated principal amount of $1,000 per security and an upside payment of $152 (15.20%) if the final level is at or above the downside threshold. The securities have an issue price of $1,000, an estimated value on the pricing date of approximately $978.30, an observation date of May 3, 2027, and maturity on May 6, 2027. If the final level is below the downside threshold (set at 60% of the initial level), the payment at maturity will be the stated principal amount multiplied by the performance factor (final level / initial level), and investors could lose some or all principal.
Morgan Stanley Finance LLC is offering $17,024,300 of Trigger Autocallable GEARS linked to the Russell 2000® Index, fully guaranteed by Morgan Stanley. The five-year, principal-at-risk securities have a $10 issue price and an estimated Trade Date value of $9.552. They are automatically callable if the Observation Date Closing Level on April 5, 2027 is at or above the Autocall Barrier (100% of the Initial Level, 2,449.695), in which case holders receive $10 plus a fixed Call Return based on a 12.00% per annum Call Return Rate (Call Price $11.20). If not called, maturity payoff uses an Upside Gearing of 1.80 for positive returns; if the Final Level is below the Downside Threshold (≈75% of the Initial Level, 1,837.271) holders can lose a significant portion or all principal. All payments are subject to MSFL/Morgan Stanley credit risk and various market and tax risks described in the supplement.
Morgan Stanley Finance LLC is offering Trigger GEARS linked to a weighted basket of global indices with a five-year term and principal at risk. Each Security has an Issue Price of $10.00, an estimated Trade Date value of $9.412 and pays at maturity either: (1) $10 plus the Basket Return times the Upside Gearing of 1.30 if the Basket Return > 0; (2) $10 if the Basket Return ≤ 0 but the Final Basket Level ≥ the Downside Threshold (75); or (3) $10 × (1 + Basket Return) if the Final Basket Level < the Downside Threshold, which can result in a substantial or total loss of principal. Key dates: Trade Date March 27, 2026, Settlement March 31, 2026, Final Valuation Date March 27, 2031, Maturity Date April 1, 2031. Payments are unsecured and subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced Principal-at-Risk auto-callable notes backed by a Morgan Stanley guarantee with an aggregate principal amount of $100,000 and a stated principal amount of $1,000 per security. The notes pay a contingent annual coupon of 11.25% when the underlier meets the coupon barrier and feature automatic early redemption if the index meets the call threshold on specified redemption determination dates. If not redeemed, maturity payoff returns principal only if the final level is at or above the downside threshold (60% of the initial level); otherwise the payment equals the stated principal multiplied by the performance factor and could be significantly less or zero. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC prices Principal-at-Risk structured notes — MSFL is offering Structured Investments Enhanced Trigger Jump Securities linked to Meta Platforms, Inc. class A common stock with a stated principal amount of $1,000 per security and an aggregate offering of $690,000. The securities pay no interest and principal is at risk: if the final level on the observation date is below the downside threshold ($446.168, ~75% of the initial level), holders suffer a pro rata loss (performance factor = final level / initial level) and could lose their entire investment. If the final level is greater than or equal to the downside threshold, holders receive the stated principal plus a fixed upside payment of $177.20 (17.72%). The pricing date was March 26, 2026, original issue date March 31, 2026, observation date April 7, 2027, and maturity April 12, 2027. All payments are subject to MSFL and Morgan Stanley credit risk; estimated value on the pricing date was $980.80 per security.