Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
The Vanguard Group filed an amendment on Schedule 13G/A reporting 0 shares of Morgan Stanley common stock, representing 0% of the class. The filing states that on January 12, 2026 Vanguard completed an internal realignment causing certain subsidiaries/divisions to report separately in reliance on SEC Release No. 34-39538. The form is signed by Ashley Grim on 03/27/2026.
Morgan Stanley Finance LLC is offering 500,000 units of Autocallable Contingent Coupon (with Memory) Barrier Notes linked to the Global X Uranium ETF, due April 3, 2029. Each unit has a $10 principal amount and an original issue price of $10. The notes pay quarterly contingent coupons of $0.502 per unit (20.08% per annum per the single‑period rate), subject to observation‑date barriers and an automatic call feature beginning about one year after pricing.
The notes expose holders to 1‑for‑1 downside at maturity if the Ending Value is below the Threshold Value (80% of the Starting Value), and all payments are subject to the credit risk of MSFL and Morgan Stanley. The initial estimated value on the pricing date was $9.395 per unit. Secondary market liquidity may be limited.
Morgan Stanley Finance LLC priced $6,853,000 of Capped Leveraged Buffered Basket-Linked Notes due July 9, 2027, fully guaranteed by Morgan Stanley. Each note has a $1,000 Face Amount, an Upside Participation Rate of 230%, a Cap Level of 109.80% (Maximum Settlement Amount $1,225.40 per $1,000) and a Buffer of 12.50% (Buffer Level 87.50%). The notes reference a weighted basket of five international equity indices (EURO STOXX 50, TOPIX, FTSE 100, SMI, S&P/ASX 200). Trade Date is March 24, 2026, Original Issue Date March 27, 2026, and Determination Date July 7, 2027. The issuer estimates the Trade Date value at $994.40 per note. Principal is at risk: if the Final Basket Level falls below the Buffer Level, holders may lose some or all principal; upside is capped.
Morgan Stanley Finance LLC priced a structured note offering: Buffered Jump Securities with an automatic early‑call feature and downside participation, fully and unconditionally guaranteed by Morgan Stanley. The issue comprises an aggregate principal amount of $3,000,000 (stated principal amount $1,000 per security) and has an original issue date of March 27, 2026.
The securities reference a four‑stock basket (Apollo, Blackstone, Ares, KKR) with equal 25% weightings, an initial level of 100, a buffer level of 85 (15% buffer) and a downside factor of 1.1765. A first determination date of April 5, 2027 can trigger automatic early redemption at $1,242.50 per security; final determination is March 23, 2028 with maturity on March 28, 2028. The participation rate is 150% and the upside payment is $485 per security. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced $1,000 principal-at-risk buffered jump securities due March 30, 2028, fully guaranteed by Morgan Stanley. The notes link to the worst performing of the S&P 500® and Dow Jones Industrial Average, offer automatic early redemption on specified determination dates, a 15% buffer and a 15% minimum payment at maturity. Estimated value on the pricing date was $970.50 per security and the aggregate principal amount issued is $799,000. All payments are subject to the issuer’s credit risk.
Morgan Stanley Finance LLC priced principal-at-risk, auto-callable step-down notes linked to Microsoft common stock. Each note has a $1,000 stated principal amount and $1,000 issue price; aggregate issued was $397,000. The notes can auto‑redeem on the first determination date for $1,179, or pay $1,358 at maturity if thresholds are met; otherwise principal is exposed to declines below a 90% downside threshold.
Morgan Stanley Finance LLC priced an offering of Principal-at-Risk structured notes totaling $1,650,000, fully and unconditionally guaranteed by Morgan Stanley. The notes have a $1,000 stated principal amount per security, an issue price of $1,000 and an estimated value on the pricing date of $938.30.
The securities are linked to the worst performing of the XLK Fund, the EURO STOXX 50 and the Russell 2000, carry a 150% participation rate on the upside, feature an automatic early redemption test on March 25, 2027 with an early redemption payment of $1,366, and mature on June 28, 2029. If any underlier is below its downside threshold (~75% of initial level) at maturity, principal is reduced in proportion to the worst performing underlier.
Morgan Stanley Finance LLC priced contingent-income auto-callable securities totaling $610,000 aggregate principal. The notes are principal-at-risk, $1,000 per security, issued March 27, 2026 and maturing September 29, 2027. They pay an 8.00% contingent coupon only if both underliers meet coupon barriers on observation dates and are linked to the worst-performing of the XLE and XOP ETFs. If not auto-redeemed, principal is repaid at maturity only if both final levels meet the downside thresholds (60% of initial levels); otherwise investors suffer a loss equal to the percentage decline of the worst-performing underlier.
Morgan Stanley Finance LLC issues callable Principal‑at‑Risk securities due March 29, 2029. The notes pay a 10.00% contingent coupon per annum only if each underlier meets its coupon barrier on observation dates. The securities are linked to the worst performing of the Nasdaq‑100 Technology Sector, Russell 2000 and S&P 500. At maturity investors receive the stated principal of $1,000 per security only if each underlier is at or above its downside threshold (approximately 65% of initial levels); otherwise repayment equals principal × performance factor of the worst performing underlier, which could be zero. The notes are callable beginning on June 29, 2026 based on a risk neutral valuation model. Issue price is $1,000 (estimated value on pricing date $952.40); aggregate principal offered is $929,000. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced a $275,000 aggregate offering of Trigger PLUS principal-at-risk notes linked to the S&P 500® Futures Excess Return Index with a stated principal amount of $1,000 per security. The securities mature on March 27, 2031, use an observation date of March 24, 2031, and pay at maturity either (1) the stated principal plus a 203% leverage of any underlier appreciation, (2) the stated principal if the final level is at or above a 70% downside threshold, or (3) a loss proportional to any decline below that threshold (up to a total loss of principal). All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley; market and credit risks apply and there is no guaranteed minimum payment at maturity. The estimated value on the pricing date was $957.80 per security and the securities were offered at $1,000 (agent commission disclosed).