Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced Principal-at-Risk structured notes with an aggregate stated principal of $3,334,000 and a stated principal amount of $1,000 per security. The securities are unsecured obligations of MSFL, fully guaranteed by Morgan Stanley, with an original issue price of $1,000 and an estimated value on the pricing date of $904.00.
The notes are buffered, auto-callable securities linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. They mature on March 25, 2031 with a final determination date of March 20, 2031. The first determination date is March 23, 2027. The call threshold and initial level were set at 1,024.24; the buffer level is 870.604 (85%). If not called, repayment at maturity depends on final index performance: full fixed positive payment if final level ≥ call threshold ($1,875.00 per security), return of principal if final level ≥ buffer, and proportional losses beyond the buffer with a minimum payment of 15% of principal.
Morgan Stanley Finance LLC priced a principal-at-risk, auto-callable structured note offering totaling $2,788,000 (aggregate principal) comprised of $1,000 stated principal per security. The notes are fully and unconditionally guaranteed by Morgan Stanley and are linked to the worst performing of the State Street® ETFs XLK, XLF and XLU.
Key economic terms: issue price $1,000 per security, estimated value on the pricing date $925.50, participation rate 300%, early redemption trigger on September 20, 2027 with an early redemption payment of $1,532.50, final determination date March 20, 2031 and maturity March 25, 2031. Downside threshold is 70% of each initial level; if the worst performing underlier closes below its downside threshold at maturity, investors lose pro rata principal (1% loss per 1% decline).
The securities do not pay interest, expose holders to issuer credit risk, and use the worst-performing underlier to determine payoffs; the product is for investors willing to risk principal for upside participation or a fixed early redemption.
Morgan Stanley Finance LLC is offering contingent income auto-callable principal-at-risk notes with an aggregate principal amount of $9,884,000, fully and unconditionally guaranteed by Morgan Stanley. The securities pay a contingent coupon of 9.15% per annum on observation dates only if each underlier meets its coupon barrier (70% of initial levels), feature automatic early redemption tied to all three underliers meeting call thresholds (100% of initial levels) on scheduled redemption determination dates, and expose investors to loss of principal at maturity if the worst performing underlier finishes below its downside threshold (70% of its initial level). The notes reference the Dow Jones Industrial Average, Nasdaq-100 Index® and Russell 2000® Index, have a stated principal amount of $1,000 per security, an issue price of $1,000 and an estimated value on the pricing date of $964.40 per security. All payments are subject to the issuer’s and guarantor’s credit risk, and the securities do not provide regular interest or participation in underlier appreciation.
Morgan Stanley Finance LLC priced a $1,000 face‑amount market‑linked securities offering linked to Blackstone Inc. stock. The offering consists of securities with a face amount of $1,000 per security and aggregate price to public of $3,193,000. The securities pay a contingent quarterly coupon of 16.35% per annum only if the underlying stock closes at or above 60% of the starting price on each quarterly calculation day, are auto‑callable beginning after a six‑month non‑call period if the stock closes at or above 90% of the starting price on a calculation day, and return principal at maturity only if the ending price is at or above the 60% downside threshold; otherwise the maturity payment equals $1,000 multiplied by the performance factor and investors may lose more than 40% of principal. The estimated value on the pricing date was $952.80 per security and all payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering market-linked, auto-callable principal-at-risk securities with a face amount of $1,000 per security, fully guaranteed by Morgan Stanley. The securities reference the lowest performing of the VanEck® Semiconductor ETF (SMH), State Street® Energy Select Sector SPDR® ETF (XLE) and State Street® Utilities Select Sector SPDR® ETF (XLU). The pricing date is March 27, 2026, original issue date is April 1, 2026, call date is April 1, 2027 and stated maturity is April 2, 2029. The call payment per security is fixed at $1,430 if automatic-call conditions are met; participation in upside at maturity (if not called) is 300% of the lowest performing underlying's positive return. The estimated value on the pricing date is $920.90 per security, and the public offering price is $1,000, with agent commissions of $25.75 and proceeds to issuer of $974.25 per security. Investments are subject to full issuer credit risk and may result in losses exceeding 30%, including possible total loss of principal.
Morgan Stanley Finance LLC offers Principal at Risk securities totaling $2,796,000. Each security has a $1,000 stated principal amount and issue price, an $1,000 original issue price and an $970.40 estimated value on the pricing date.
The securities are unsecured obligations of MSFL, fully guaranteed by Morgan Stanley, mature on March 23, 2029, and can be automatically redeemed on specified determination dates beginning March 24, 2027. The payout is linked to the worst performing of the Dow Jones Industrial Average, Nasdaq-100 and Russell 2000. Participation is 200%; downside threshold is 70% of each initial level; losses at maturity can equal the full decline of the worst performing underlier.
Morgan Stanley Finance LLC issues market-linked notes due October 6, 2031, fully and unconditionally guaranteed by Morgan Stanley. The notes are issued at a $1,000 stated principal amount per note, do not pay interest and provide a 100% participation rate in positive performance of a 10-stock equally weighted basket.
Key dates: Strike date: March 31, 2026, Pricing date: March 31, 2026, Observation date: October 1, 2031. Estimated value on the pricing date is approximately $926.30 per note. Payments at maturity depend solely on the underlier closing level on the observation date; if the final level exceeds the initial level investors receive principal plus upside, otherwise they receive only the stated principal amount.
Morgan Stanley Finance LLC is offering structured, auto-callable Jump Notes due April 3, 2031 with a $1,000 stated principal amount per note. The notes pay no interest, have an estimated value of approximately $962.00 on the pricing date, and reference the worst performing of Amazon, NVIDIA and Tesla.
If, on the first determination date (April 6, 2027), each underlier’s closing level is at or above its 90% call threshold, the notes will be automatically redeemed for an early redemption payment of $1,170 per note. If not redeemed early, at maturity investors receive $1,000 plus an upside payment equal to 125% times the percent change of the worst performing underlier, but will receive only $1,000 at maturity if any underlier’s final level is equal to or less than its initial level.
The issuer Morgan Stanley Finance LLC is offering auto-callable, principal-at-risk securities linked to the lowest performing of Broadcom Inc. and NVIDIA Corporation. Each security has a $1,000 face amount and an estimated value of approximately $962.40 on the pricing date. The contingent coupon rate will be determined on the pricing date and will be at least 17.05% per annum. The securities may be automatically called beginning after a six-month non-call period; maturity is April 11, 2028 (pricing date April 6, 2026, original issue date April 9, 2026). If, on the final calculation day, the lowest performing underlying stock is below its downside threshold (50% of its starting price), holders will suffer a loss proportional to that performance and may lose more than 50% or all of their investment. The offering carries agent commissions of up to $23.25 per security and proceeds to issuer of $976.75 per security.
Morgan Stanley Finance LLC is offering Principal‑at‑Risk Contingent Income Buffered Auto‑Callable Securities due April 3, 2031, fully guaranteed by Morgan Stanley. The notes pay a 9.50% contingent coupon only if each underlier meets coupon barriers on observation dates, are auto‑callable beginning with the March 31, 2027 determination date, and expose investors to principal loss if the worst performing underlier falls below an 80% buffer of its initial level at maturity. The securities reference the Nasdaq‑100® Technology Sector Index℠, the Russell 2000® Index and the S&P 500® Index; the stated principal amount is $1,000 per security and the estimated value on the pricing date was approximately $975.40 per security. The notes do not pay regular interest, have a 20% buffer amount and a 20% minimum payment at maturity; all payments are subject to Morgan Stanley and MSFL credit risk.