Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC offers Buffered PLUS linked to a 10-stock equally weighted basket due May 3, 2028. Each Buffered PLUS has a $1,000 stated principal amount and an original issue price of $1,000 (estimated value on the pricing date approximately $966.90).
The securities provide 150% leveraged upside (subject to a $1,465 maximum payment at maturity), a 10% downside buffer and a minimum payment at maturity of $100 (10% of principal). Pricing date was April 16, 2026 and original issue date April 21, 2026. All payments are unsecured obligations of MSFL and are guaranteed by Morgan Stanley and are subject to the issuer’s credit risk.
Morgan Stanley Finance LLC offers $1,940,000 aggregate principal of structured, principal‑at‑risk notes with a 15% buffer and automatic early‑call feature, fully guaranteed by Morgan Stanley.
Each security has a $1,000 stated principal amount and issue price, an estimated value on the pricing date of $986.10, a strike date of March 24, 2026, pricing date March 25, 2026, original issue date March 30, 2026, observation date March 26, 2029 and maturity date March 29, 2029. The notes reference the XLP Fund, RSP Fund and the RTY Index, pay no regular interest, offer fixed early‑redemption payments that correspond to approximately 12.45% per annum if all underliers meet call thresholds on scheduled determination dates beginning March 29, 2027, and at maturity return $1,373.50 if each underlier is at or above its buffer level; otherwise losses are tied to the worst performing underlier beyond the 15% buffer, subject to a minimum payment of 15% of principal.
Morgan Stanley Finance LLC is offering structured Jump Notes due March 29, 2029 with payments linked to the worst-performing of META, GOOGL and NVDA. The offering totals $365,000 in aggregate principal at an issue price of $1,000 per note and an estimated value on the pricing date of $958.90 per note.
The notes pay no interest, carry automatic early redemption on specified determination dates beginning March 24, 2027, and provide fixed early redemption payments that correspond to a return of approximately 9.00% per annum if all three underliers meet their 100% call threshold levels. If not redeemed early and any underlier is below its threshold on the final determination date, investors receive only the stated principal amount.
Morgan Stanley Finance LLC is offering Structured Investments Partial Principal at Risk Notes due September 30, 2027, fully and unconditionally guaranteed by Morgan Stanley. The offering aggregates $1,426,000 with a $1,000 stated principal amount per note.
The notes pay no interest, return a partial principal return amount equal to 95% of principal at worst-case downside, and provide an upside payment equal to 100% participation in the worst performing underlier subject to a $1,211 maximum payment at maturity. Underliers: Nasdaq-100, S&P 500, and Dow Jones Industrial Average. All payments are subject to issuer credit risk; notes are unsecured and unlisted. The estimated value on the pricing date was $984.90 per note, and notes were sold to fee-based advisory accounts with an agent commission of $7 per note.
Morgan Stanley Finance LLC issues structured Auto-Callable Jump Notes with an aggregate principal amount of $1,026,000. The notes are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley.
The notes have a stated principal of $1,000 per note, an issue price of $1,000 and an estimated value on the pricing date of $974.00. They pay no interest, mature on March 29, 2029, and include an automatic early redemption feature on the first determination date of April 1, 2027 for an early redemption payment of $1,101.50 per note if each underlier meets its 100% call threshold.
Payments depend on the worst performing underlier (AMZN, MSFT, GOOGL). At maturity, if every final level exceeds its initial level investors receive the stated principal plus an upside payment = $1,000 × 125% × worst underlier percent change; if any final level is equal to or below its initial level investors receive only the stated principal. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC priced a primary offering of structured, principal-at-risk notes fully and unconditionally guaranteed by Morgan Stanley. The issue totals $1,807,000 aggregate principal at a stated principal amount of $1,000 per security with an estimated value on the pricing date of $968.90 per security.
Terms: payoff linked to the MSCI Emerging Markets Index with a 10% buffer, 100% participation up to a $1,491 maximum payment, and a 10% minimum payment. Agent commissions of $22.50 per security are included in the issue price. Payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced a contingent-income, auto-callable note issue fully guaranteed by Morgan Stanley. The offering totals $1,811,000 aggregate principal at a $1,000 stated principal per security and an issue price of $1,000 per security.
The notes link to the worst performer of the Dow Jones Industrial Average, Nasdaq-100 and Russell 2000, pay a contingent annual coupon of 7.15% on observation dates if all underliers meet coupon barriers, feature automatic early redemption beginning March 25, 2027 if all underliers meet 90% call thresholds, and mature March 28, 2031. If any underlier is below the 70% downside threshold at maturity, principal is reduced pro rata to the worst performing underlier.
Morgan Stanley Finance LLC is offering $250,000 aggregate principal of Dual Directional Buffered PLUS notes due March 28, 2029, sold at a stated issue price of $1,000 per security. Each note has a 111% leverage factor on the upside, a 20% buffer and a 20% minimum payment at maturity. The securities reference the Nasdaq-100® Equal Weighted Index and the S&P® 500 Equal Weight Index and pay based on the worst performing underlier; estimated value on the pricing date was $978.20 per security. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC is offering Structured Investments—Contingent Income Memory Auto-Callable Securities due March 29, 2029, fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, an issue price of $1,000 and an estimated value of $973.20 on the pricing date.
The securities pay a contingent coupon at an annual rate of 10.55% on scheduled coupon dates only if both the Russell 2000® and S&P 500® closing levels meet or exceed their coupon barrier levels on observation dates. The notes are auto‑callable beginning on March 24, 2027 if both underliers meet call thresholds (100% of initial levels). At maturity, if the worst performing underlier is below its downside threshold (≈80% of initial level), principal is reduced pro rata and could be zero. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering $1,000 face‑amount, step‑up autocallable notes linked to the VanEck® Gold Miners ETF (GDX). The notes pay no interest and may be automatically called on two observation dates (expected ~12–14 months and ~24 months). If called, investors receive $1,000 plus a call premium (first call ~19.15%–22.47%; second call ~38.30%–44.94%). If not called, maturity (expected ~36 months) payoff depends on ETF performance: upside participation is 200% with a threshold settlement amount expected between $1,574.50 and $1,674.10; a trigger at 75% protects only to that level, with losses possible up to the full principal. Estimated trade‑date value is approximately $951.40 per note. All payments are subject to issuer and guarantor credit risk and notes are unsecured, non‑listed, and not FDIC insured.