Welcome to our dedicated page for MORGAN STANLEY SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced Principal-at-Risk auto-callable securities linked to Amazon.com, Inc. common stock with a stated principal amount of $1,000 per security and aggregate principal of $4,033,000. The notes pay a contingent coupon at an annual rate of 16.50% only if the underlier meets a coupon barrier on scheduled observation dates and are subject to automatic early redemption if the underlier meets the call threshold on any redemption determination date. The initial level and call threshold were set at $238.34, and the coupon barrier and downside threshold were set at $190.672 (80% of initial). If not auto‑redeemed, maturity payment is principal if the final level is at or above the downside threshold; otherwise payment equals stated principal multiplied by final/initial level, exposing investors to full downside and possible total loss. All payments are subject to Morgan Stanley's credit risk; estimated value on the pricing date was $966.50 per security.
Morgan Stanley Finance LLC is offering $1,000,000 of principal-at-risk, auto-callable notes due July 3, 2031, fully guaranteed by Morgan Stanley. Each security has a stated principal of $1,000 and an original issue price of $1,000.
The notes pay a contingent coupon at an annual rate of 16.55% on observation dates when the underlier meets the coupon barrier, are automatically redeemed if the underlier equals or exceeds the call threshold on redemption determination dates, and expose investors to full downside below the 60% downside threshold.
Morgan Stanley Finance LLC priced a principal-at-risk note program: $1,000 stated principal per security, $462,000 aggregate, issued at $1,000 per security with an estimated value of $973.10 on the pricing date. The notes are fully and unconditionally guaranteed by Morgan Stanley and mature on July 3, 2031.
Payoff depends on the S&P 500® Futures Excess Return Index level on the observation date June 30, 2031. Key mechanics: an upside payment of $600 per security if the final level ≥ initial level; an absolute return participation feature (100% participation) if the final level declines but remains ≥ the downside threshold of 420.511 (70% of the initial level 600.73); and full proportional loss of principal if the final level is below the downside threshold. All payments are subject to issuer credit risk; there is no guaranteed return of principal and no periodic interest.
Morgan Stanley Finance LLC priced Buffered PLUS linked to the EURO STOXX 50® Index that matures on January 4, 2028. Each security has a $1,000 stated principal amount, an original issue price of $1,000, an estimated value on the pricing date of $968.40, and aggregate principal of $314,000.
Payment at maturity depends on the index closing on the observation date: upside is leveraged at 200% up to a $1,176 cap (117.60%); a 10% buffer protects against losses up to 10% of the initial level; below the buffer investors lose 1% for each 1% decline, subject to a minimum payment of 10% of principal. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley.
Morgan Stanley Finance LLC is offering $11,466,000 aggregate principal of Structured Investments — Contingent Income Auto-Callable Securities due January 4, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an original issue price of $1,000 per security.
The securities pay a contingent coupon at an annual rate of 12.13% only if, on each observation date, the closing level of the Nasdaq-100, Russell 2000 and S&P 500 indices are each at or above their coupon barrier levels (80% of initial levels). The notes are auto-callable on specified redemption determination dates beginning December 30, 2026. If not called, maturity payoff depends on the worst-performing underlier: if any underlier is below its downside threshold (75% of initial level), principal is reduced pro rata to that worst performance and can be zero. All payments are subject to issuer credit risk.
Morgan Stanley Finance LLC is issuing market-linked notes tied to the EURO STOXX 50® Index with a stated principal amount of $1,000 per note and an aggregate principal amount of $603,000. The notes pay no interest and at maturity on July 3, 2031 will return the stated principal plus an upside payment if the index final level exceeds the initial level of 6,328.09 (strike date June 30, 2026). The upside payment equals the stated principal multiplied by a participation rate of 131.25% and the underlier percent change. The estimated value on the pricing date was $969.40 per note, the issue price was $1,000 and the agent received $7.50 per note in fees. All payments are unsecured and subject to Morgan Stanley's credit risk; the notes will not be listed on an exchange.
The pricing supplement describes Principal at Risk auto-callable securities issued by Morgan Stanley Finance LLC and fully guaranteed by Morgan Stanley, linked to the worst performing of the Russell 2000® and S&P 500® indices. Each security has a stated principal amount of $1,000, an original issue date of July 6, 2026, a maturity date of July 6, 2029 and an early redemption feature with first determination date July 1, 2027. If both underliers are at or above their call thresholds on that date, securities auto-redeem for $1,162.50. If not redeemed, maturity payments depend on index performance: investors may receive principal plus an upside payment (150% participation on the worst performing underlier), principal only, or a reduced payment that reflects the full percentage decline of the worst performing underlier; payments are subject to issuer credit risk.
Morgan Stanley Finance LLC priced a Trigger PLUS principal-at-risk note program backed by Morgan Stanley that references the worst performing of the Dow Jones Industrial Average and the S&P 500® Index. The securities have a $1,000 stated principal amount, a 140% leverage factor for upside, and a maturity date of July 3, 2031. At maturity investors receive either (a) principal plus the leveraged upside if both underliers finish above their initial levels, (b) the stated principal if the worst performing underlier finishes between its initial level and its 75% downside threshold, or (c) a principal loss equal to the percentage decline of the worst performing underlier if it finishes below its 75% threshold. The issue price is $1,000 per security, estimated value on the pricing date was $976.30, and the aggregate principal amount issued is $657,000. All payments are subject to MSFL’s and Morgan Stanley’s credit risk; there is no guaranteed return of principal and no periodic interest.
Morgan Stanley Finance LLC priced market-linked notes linked to the iShares® Bitcoin Trust ETF with a $1,000 principal per note and a maturity date of July 3, 2031. The notes pay 100% participation in positive performance of the ETF up to a maximum return of 57.25% (maximum maturity payment of $1,572.50 per note). The starting price was $33.29 on the June 30, 2026 pricing date; the ending price will be the fund closing price on the calculation day of June 30, 2031. The estimated value on the pricing date was $927.30 per note; the public offering price is $1,000 with agents’ commissions of $43.70 per note and proceeds to the issuer of $956.30 per note. All payments are subject to issuer credit risk and the notes will not be listed on an exchange.
Morgan Stanley Finance LLC is offering structured, principal-at-risk, contingent income auto-callable securities due July 3, 2031, fully guaranteed by Morgan Stanley. The securities are issued at $1,000 per security with an aggregate principal amount of $100,000 and an estimated value on the pricing date of $939.20.
The notes pay a contingent coupon at an annual rate of 12.50% on observation dates if the underlier meets the coupon barrier. They are automatically redeemed early if the underlier is at or above the call threshold (3,482.19) on a redemption determination date. At maturity holders receive principal if the final level is at or above the downside threshold (2,089.314, 60% of initial); otherwise payment equals principal multiplied by final/initial level, exposing investors to full downside.