Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC is offering Structured Investments: Enhanced Buffered Jump Securities fully and unconditionally guaranteed by Morgan Stanley.
The securities have a stated principal amount of $1,000 per security, an upside payment of $317.50 (31.75%), a buffer amount of 20% and a minimum payment at maturity of 20%. Key dates include a strike date and pricing date of March 31, 2026, an observation date of April 3, 2029 and a maturity date of April 6, 2029. The securities are linked to the worst performing of XLF, XLRE and the SXXP Index; a decline in any underlier beyond the buffer will reduce principal on a 1:1 basis. The estimated value on the pricing date is approximately $965.90 per security. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC offers Principal at Risk Buffered Participation Securities linked to the MSCI EAFE® Index, with a $1,000 stated principal per security and a maturity of March 30, 2028. The securities are fully guaranteed by Morgan Stanley and are unsecured obligations of MSFL.
Key economic terms disclosed: 100% participation in upside subject to a maximum payment of $1,421.50 (142.15% of principal), a 10% buffer (buffer level = 90% of initial level), a minimum payment of 10% of principal, pricing/strike on March 25, 2026, and an observation date of March 27, 2028. Payments are subject to issuer credit risk and structured fees reflected in an estimated value of approximately $966.10 on the pricing date.
Morgan Stanley Finance LLC proposes Structured Investments Enhanced Buffered Jump Securities due April 29, 2027, fully and unconditionally guaranteed by Morgan Stanley. The securities have a $1,000 stated principal amount per security and an estimated value of approximately $979.30 on the pricing date.
Key economic terms: an upside payment of $142.50 (a 14.25% return) if the worst performing underlier is at or above its 85% buffer level on the observation date, a buffer of 15%, and a minimum payment at maturity of 15% of principal. Payment depends on the worst performing of the Russell 2000®, S&P 500® and Nasdaq-100® Technology Sector indices; principal is at risk and all payments are subject to issuer credit risk.
Morgan Stanley Finance LLC offers callable Contingent Income Principal at Risk Securities due September 23, 2027, fully and unconditionally guaranteed by Morgan Stanley. The offering totals $2,222,000 aggregate principal at $1,000 stated principal per security.
The notes pay a contingent coupon of 14.25% per annum for each interest period only if the closing level of each of the three underliers (Dow Jones Industrial Average, Nasdaq-100® Technology Sector Index, Russell 2000®) is at or above its coupon barrier (70% of initial level) on the observation date. If any underlier is below the coupon barrier on an observation date, no coupon is paid for that period. At maturity, if the final level of every underlier is at or above its downside threshold (70% of initial), the stated principal is returned; otherwise payment equals the stated principal multiplied by the performance factor of the worst performing underlier, producing proportional principal loss (possible total loss).
The securities are redeemable beginning June 25, 2026, if, based on a risk‑neutral valuation model using specified inputs, early redemption is economically rational for the issuer. Estimated value on the pricing date was $982.50 per security; issue price is $1,000 with $7 agent compensation and proceeds to issuer of $993 per security. All payments are subject to issuer credit risk and MSFL is a finance subsidiary with recourse only to Morgan Stanley under the guarantee.
Morgan Stanley Finance LLC priced a series of principal‑at‑risk, auto‑callable structured notes due March 28, 2029, fully and unconditionally guaranteed by Morgan Stanley. The securities have a stated principal amount of $1,000 per security and an estimated value on the pricing date of approximately $982.50. The notes reference the Dow Jones Industrial Average, the Nasdaq‑100 and the S&P 500 and are linked to the worst performing underlier. Automatic early redemption may occur beginning on the first determination date, with scheduled early redemption payments that correspond to an approximate 15.60% per annum return on the listed determination dates. At maturity investors either receive a fixed positive payment, the stated principal, or—if the worst performing underlier falls below its downside threshold (70% of initial level)—a principal amount reduced in proportion to that worst performing underlier, which could result in total loss of principal. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced Principal-at-Risk structured notes due March 23, 2028, fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, an initial level of 100, a call threshold of 100 (first determination date April 2, 2027) and a buffer level of 85. If called on the first determination date, the early redemption payment is $1,253. At maturity the payoff offers a 150% participation rate up to the greater of a fixed upside payment ($506) or participation-based upside, while declines beyond the 15% buffer are multiplied by a 1.1765 downside factor and can fully erode principal. All payments are subject to issuer credit risk; estimated value on pricing date was approximately $973.60 per security.
Morgan Stanley Finance LLC priced a preliminary offering of buffered, auto-callable Principal at Risk securities due March 23, 2028, fully guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000, a 100% participation rate, a 20% buffer (buffer level = 80% of the initial level) and a call threshold of 100. If the underlier meets or exceeds the call threshold on the first determination date (March 24, 2027), an early redemption payment of $1,123.50 per security applies. If not called, maturity payoffs depend on the final level versus the buffer: full principal if final level ≥ buffer level, upside participation if final level > initial level, or pro rata losses beyond the buffer (minimum cash payment set at 20% of principal). The underlier is a weighted basket of the MSCI EAFE Index (70%) and MSCI Emerging Markets Index (30%).
Morgan Stanley Finance LLC is offering Enhanced Trigger Jump Securities (principal-at-risk notes) linked to the S&P 500® Index and fully guaranteed by Morgan Stanley. The notes have a $1,000 stated principal amount, an issue price of $1,000 and an estimated value of approximately $983.80 on the pricing date. The securities mature on April 23, 2027 with an observation date of April 20, 2027 and an original issue date of March 26, 2026.
The payoff: if the final level on the observation date is ≥ the downside threshold (80% of the initial level), holders receive the stated principal plus an upside payment of $105 per $1,000 (10.50%). If the final level is below the downside threshold (initial level 6,506.48; threshold 5,205.184), investors lose 1% of principal for each 1% decline in the underlier; there is no minimum payment and the principal could be lost in full. All payments are subject to Morgan Stanley’s credit risk. Agent commissions of up to $10.42 per $1,000 are disclosed; proceeds to the issuer per security are $989.58.
Morgan Stanley Finance LLC is offering structured Principal-at-Risk securities—Enhanced Buffered Jump Securities—linked to the S&P 500® Index maturing on April 23, 2027. Each security has a stated principal amount of $1,000 and an issue price of $1,000.
Payment at maturity: if the final level is at or above the buffer level (5,855.832), holders receive the stated principal plus a fixed $108.80 upside payment (10.88%). If the final level is below the buffer level, investors lose 1.1111% of principal for each 1% decline beyond the 10% buffer, with no minimum payment and the possibility of losing the entire investment.
Morgan Stanley Finance LLC prices contingent income auto-callable securities linked to NVIDIA Corporation common stock, with a $1,000 stated principal amount per security and an issue price of $1,000 on the pricing date. The securities pay a contingent coupon at an annual rate of 18.00% on each coupon date only if the closing level of the underlier on the related observation date is at or above the coupon barrier level of $103.62 (60% of the initial level). The securities may be automatically redeemed on scheduled redemption determination dates if the closing level is at or above the call threshold of $172.70 (100% of the initial level), and mature on April 7, 2027. If not redeemed and the final level is below the downside threshold of $103.62, repayment at maturity is reduced pro rata by the performance factor and could be significantly less than principal or zero. The estimated value on the pricing date is approximately $984.90 per security.