Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced principal‑at‑risk, auto‑callable securities fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an issue price of $1,000. The securities reference the S&P 500® Index and the Dow Jones Industrial Average, pay no interest and expose investors to loss of principal based on the worst performing underlier.
The securities have a first determination date of March 2, 2027 with an early redemption payment of $1,150 if both underliers meet their call thresholds (each equal to its initial level). The maturity date is February 27, 2031. Key economics: participation rate 152%, downside threshold 70% of initial level, estimated value on the pricing date approximately $983.60 per security. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced an auto-callable, principal-at-risk structured note program fully guaranteed by Morgan Stanley. The securities have a stated principal amount of $1,000 per security and an issue price of $1,000; estimated value on the pricing date was approximately $961.00. The notes reference the Russell 2000® Index, mature on March 18, 2031 and include an automatic early redemption feature on a first determination date of March 18, 2027 with an early redemption payment of $1,123 if the underlier is at or above the call threshold (100% of the initial level). If not auto‑redeemed, the payout at maturity pays 150% participation in positive performance, returns principal if final level ≥ 80% of initial level, or exposes investors to a proportional loss if final level < 80% of initial level. All payments are subject to issuer credit risk.
Morgan Stanley Finance LLC is offering structured, principal-at-risk notes fully guaranteed by Morgan Stanley linked to the worst performing common stock of Bank of America, Citigroup and JPMorgan Chase. Each security has a $1,000 stated principal amount and a contingent annual coupon of 10.00%.
The notes have observation dates beginning May 26, 2026, a first redemption determination date of May 26, 2026, and mature on February 29, 2028. Automatic early redemption is possible on specified redemption dates if each underlier meets its call threshold (100% of initial levels). Downside protection is limited: the coupon barrier and downside threshold equal approximately 55% of initial levels, and a final payoff can decline 1% for each 1% drop in the worst performing underlier, potentially to zero. All payments are subject to issuer and guarantor credit risk. The estimated value on the pricing date was approximately $973.90 per security.
Morgan Stanley Finance LLC is offering principal-at-risk structured notes due April 15, 2027 that are fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an upside payment of $109.10 (10.91%).
The securities are linked to the S&P 500® and Russell 2000® indices and pay at maturity based on the performance of the worst performing underlier on the observation date. If the final level of either underlier is below its downside threshold (75% of its initial level), holders lose 1% of principal for each 1% decline of the worst performing underlier; there is no minimum payment. The pricing date and strike date are March 11, 2026, the original issue date is March 16, 2026, the observation date is April 12, 2027 and estimated value on the pricing date was approximately $987.70 per security.
Morgan Stanley Finance LLC is offering principal at risk, auto-callable structured notes linked to the worst performing of the S&P 500® Index and the Dow Jones Industrial Average. Each security has a $1,000 stated principal amount and an original issue price of $1,000. The securities may be automatically redeemed on the first determination date of March 18, 2027 for an early redemption payment of $1,104 if each underlier meets its call threshold. If not redeemed, final payoff at maturity on March 16, 2029 depends on the worst performing underlier: investors receive principal plus an upside payment (participation rate 150%) if both underliers finish above their initial levels, principal only if both finish at or above their downside thresholds (each 70% of initial level), or a reduced payment tied to the worst performing underlier that could result in a total loss of principal.
All payments are unsecured and subject to Morgan Stanley credit risk; the estimated value on the pricing date was approximately $962.40 per security.
Morgan Stanley Finance LLC priced a preliminary offering of Principal at Risk, contingent-income, memory auto-callable securities linked to the Class A common stock of CoreWeave, Inc., with a stated issue price of $1,000 per security and an estimated value on the pricing date of approximately $933.90.
The securities have a contingent coupon at an annual rate of 35.00%, pay coupons only if the closing level of the underlier meets or exceeds a coupon barrier of 60% of the initial level on observation dates, and feature automatic early redemption if the closing level meets the call threshold of 100% of the initial level on any redemption determination date. The strike date is February 25, 2026, original issue date February 27, 2026, final observation date February 26, 2029, and maturity date March 1, 2029.
At maturity, if the final level is below the downside threshold of 60% of the initial level, payment equals the stated principal multiplied by the performance factor (final level / initial level), exposing holders to proportional principal loss; the closing level on February 20, 2026 was $89.25. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable structured notes due March 16, 2029 linked to the worst performing of the S&P 500® and the Dow Jones Industrial Average. Each note has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $982.20.
The notes can be automatically redeemed on the first determination date of March 18, 2027 for an early redemption payment of $1,138 if each underlier is at or above its call threshold. At maturity, unpaid principal depends on index performance: investors may receive the principal plus an upside payment (participation rate 150%), the stated principal, or a reduced payment that reflects the full decline of the worst performing underlier down to a downside threshold of 70% of the initial level. All payments are unsecured and subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC prices a preliminary offering of contingent income auto-callable securities linked to Broadcom Inc. common stock. Each note has a $1,000 stated principal amount and a contingent coupon at an annual rate of 13.32%, with automatic early redemption mechanics and a final maturity of April 14, 2027.
The securities pay coupons only if the underlier meets a coupon barrier on observation dates and return principal at maturity only if the final level is at or above a downside threshold (both set at 55% of the initial level). If the final level is below the downside threshold, investors suffer pro rata principal loss equal to the underlier decline. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC offers Principal at Risk structured notes with an auto-callable feature due March 18, 2030, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an issue price of $1,000.
The securities link to the worst performing of the Dow Jones Industrial Average and the Nasdaq-100 Index®. Call thresholds equal 100% of initial levels; downside thresholds equal 70% of initial levels. Automatic early redemption is possible on scheduled determination dates beginning March 18, 2027, with specified early redemption payments of $1,125, $1,250, and $1,375 on the listed dates. Payment at maturity can be $1,500, the stated principal, or a principal loss tied to the worst performing underlier.
Morgan Stanley Finance LLC is offering contingent income auto-callable notes due April 14, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each note has a stated principal amount of $1,000 and an issue price of $1,000. The securities pay a 10.44% annual contingent coupon, payable only if both underliers meet coupon barrier tests on specified observation dates. The notes reference the Nasdaq-100® Technology Sector Index (NDXT) and the S&P 500® Index (SPX), are linked to the worst-performing underlier, and include automatic early redemption opportunities beginning with the first redemption determination date on September 9, 2026. The issuer’s estimated value on the pricing date was approximately $966.50 per security.