Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced a series of Principal-at-Risk PLUS securities due February 25, 2031 with an aggregate principal amount of $300,000 and a stated principal amount of $1,000 per security. The securities are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley.
Payments at maturity depend on a three-index basket. If the final level is greater than the initial level, holders receive the stated principal plus a 135% leverage factor applied to the underlier’s appreciation. If the final level is below the initial level, holders lose 1% of principal for each 1% decline in the underlier; there is no minimum payment and investors could lose their entire investment. The estimated value on the pricing date was $937.20 per security; the issue price is $1,000 (agent commission $25 and structuring fee $2 per security). All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC priced a structured, principal-at-risk note offering fully guaranteed by Morgan Stanley tied to the worst-performing share of META, MSFT and AMZN. The issue totals $862,000 in aggregate at a $1,000 stated principal amount per security with an original issue price of $1,000 and an estimated value on the pricing date of $949.50.
The notes mature on February 23, 2029 with an automatic early redemption mechanism tied to the first determination date on February 23, 2027 (call threshold levels equal to the initial levels). The early redemption payment is $1,481. If not auto‑redeemed, maturity payoffs depend on the worst performing underlier: investors may receive principal plus an upside payment (participation rate 300%), only principal, or a reduced cash payment proportional to the worst performing underlier if it falls below its downside threshold (60% of the initial level). All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC priced Buffered PLUS notes due February 25, 2028, fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, an initial level of 2,663.780, an observation date of February 22, 2028 and a maturity date of February 25, 2028.
The securities provide 150% leveraged upside subject to a maximum payment of $1,248 per security, a 10% buffer (buffer level 2,397.402) and a minimum payment of 10% of principal. The offering aggregate principal amount is $280,000; the estimated value on the pricing date was $964.00 per security, and dealers receive a fixed sales commission of $22 per security.
Morgan Stanley Finance LLC offers structured notes — Contingent Income Memory Buffered Auto-Callable Securities due February 15, 2029, fully guaranteed by Morgan Stanley.
Each security has a $1,000 stated principal amount and an estimated value on the pricing date of approximately $946.70. The notes pay a contingent coupon at an annual rate of 7.00% on coupon dates only if the closing level of both underliers meets or exceeds coupon barrier levels on observation dates. The securities are linked to the worst performing of the State Street SPDR S&P Metals & Mining ETF (XME) and the VanEck Gold Miners ETF (GDX), feature automatic early redemption on scheduled determination dates, a buffer level at 75% of initial level, a coupon barrier at 65%, and a 25% minimum payment at maturity.
Morgan Stanley Finance LLC is offering contingent income, memory buffered auto-callable notes due March 4, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, an annual contingent coupon of 9.50%, and an estimated value on the pricing date of approximately $907 per security.
The notes reference the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index, feature a 15% buffer (buffer level 85% of initial), a coupon barrier at 70% and an automatic early redemption call threshold at 95% of the initial level. Strike and pricing dates are February 27, 2026 and original issue date is March 4, 2026.
Morgan Stanley Finance LLC priced $730,000 of Principal at Risk securities, fully and unconditionally guaranteed by Morgan Stanley. The securities are buffered, auto-callable notes linked to the worst performing of GLD, EFA and EEM, with a stated principal of $1,000 per security and an original issue price of $1,000.
The terms include a first determination date of February 24, 2027 with an early redemption payment of $1,220, final determination on February 20, 2029, maturity on February 23, 2029, a 30% buffer, a 200% participation rate and a $971 estimated value on the pricing date. Payments depend on the worst performing underlier and all payments are subject to the issuer's credit risk.
Morgan Stanley Finance LLC is offering $2,241,000 aggregate principal amount of contingent income securities fully and unconditionally guaranteed by Morgan Stanley.
The notes pay a contingent coupon at an annual rate of 9.00% only when the closing level of each underlier is at or above its coupon barrier (70% of initial level) on observation dates. The securities are principal-at-risk: at maturity on February 23, 2029 investors receive the stated principal if each underlier is at or above its downside threshold (70% of initial level); otherwise the maturity payment equals the stated principal multiplied by the performance factor of the worst performing underlier and could be significantly less or zero. The securities reference the Dow Jones Industrial Average, the Nasdaq-100® Technology Sector and the Russell 2000® Index, have a stated principal amount of $1,000 per security, an estimated value on the pricing date of $972.90 per security and an original issue price of $1,000 per security.
Morgan Stanley and its wholly owned finance subsidiary Morgan Stanley Finance LLC registered a shelf to offer up to $200,000,000,000 of securities from time to time. The shelf covers debt securities, units, warrants, purchase contracts, preferred stock and common stock.
The prospectus states MSFL may issue debt, units, warrants and purchase contracts fully and unconditionally guaranteed by Morgan Stanley. Specific terms, currencies, rates (including SOFR/SONIA-linked structures) and offering mechanics will be disclosed in future prospectus supplements.
Morgan Stanley has voluntarily withdrawn the listing and registration of a class described as Guarantor of Global Medium-Term Notes, Series A, Fixed Rate Step-Up Senior Notes Due 2026 from the New York Stock Exchange LLC. The Exchange certifies it complied with 17 CFR 240.12d2-2 procedures and the issuer complied with Exchange rules governing voluntary withdrawal.
Morgan Stanley Finance LLC amends a pricing supplement for an offering of auto-callable Jump Notes due January 19, 2029 with an aggregate principal amount of $250,000. The unsecured notes, fully and unconditionally guaranteed by Morgan Stanley, have a stated principal amount of $1,000 per note and an issue price of $1,000 per note.
The notes reference the worst performing of the VanEck® Gold Miners ETF (GDX) and iShares® Silver Trust (SLV), pay no periodic interest, can be automatically redeemed on scheduled determination dates for fixed early redemption payments (approximately 6.00% per annum), and pay either a fixed positive return at maturity or the stated principal depending on final levels. All payments are subject to issuer credit risk.