Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering principal-at-risk, buffered auto-callable notes linked to the worst performing of the State Street SPDR S&P Metals & Mining ETF and the VanEck Gold Miners ETF. The securities have a stated principal amount of $1,000 and pay a fixed coupon of 7.00% per annum.
The notes may be automatically redeemed on specified redemption determination dates beginning August 24, 2026 if each underlier meets its call threshold (100% of initial levels). If not auto‑redeemed, the payment at maturity on January 29, 2029 returns principal only if each final level is at or above its buffer level (85% of initial); otherwise principal is reduced by 1% for each 1% decline in the worst performing underlier beyond the buffer, subject to a minimum payment of 15% of stated principal. The estimated value on the pricing date is approximately $951.10 per security. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering contingent income auto-callable principal-at-risk notes fully guaranteed by Morgan Stanley with a stated principal amount of $1,000 per security and an aggregate principal amount of $684,000. The securities mature on August 23, 2027 and pay a contingent coupon at an annual rate of 6.25% only when each underlier meets its coupon barrier on observation dates.
The notes reference the worst performing of the S&P 500, Russell 2000 and Nasdaq-100, feature automatic early redemption on specified redemption determination dates, expose investors to full downside of the worst performing underlier (70% downside threshold), and carry issuer credit risk. Estimated value on the pricing date was $963.30 per security; agent commission was $18.75 per security.
Morgan Stanley Finance LLC priced a buffered, auto-callable note linked to the worst performing of the State Street® SPDR® S&P® Regional Banking ETF (KRE) and the State Street® Consumer Staples Select Sector SPDR® ETF (XLP). The securities have a $1,000 stated principal amount, a March 11, 2031 maturity date and include a 15% buffer and a 15% minimum payment at maturity. The strike and pricing dates are March 6, 2026 with an original issue date of March 11, 2026. Investors face principal risk if the worst performing underlier finishes below its buffer; automatic early redemption may occur on specified determination dates with escalating fixed cash payments. The issuer is MSFL, guaranteed by Morgan Stanley, and all payments are subject to Morgan Stanley credit risk. The estimated value on the pricing date is approximately $932.30 per security.
The document is a pricing supplement for a primary offering of buffered, principal-at-risk notes by Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley. The aggregate principal amount is $3,161,000 and the stated principal amount is $1,000 per security. The securities are linked to the worst performing of Apple, Microsoft and Amazon, have a 20% buffer, a participation rate of 385% , an early redemption feature with an early redemption payment of $1,300 on the first determination date, and mature on February 23, 2029. All payments are subject to issuer credit risk and the estimated value on the pricing date was $971.30 per security.
Morgan Stanley Finance LLC priced a preliminary offering of structured, principal-at-risk notes — Contingent Income Memory Auto-Callable Securities tied to Amazon.com, Inc. common stock. The securities have a stated principal amount of $1,000 per security, a final maturity of March 1, 2029, and an original issue date of February 27, 2026.
The notes pay a contingent coupon at an annual rate of 11.15% on each coupon payment date only if the closing level of the underlying stock is at or above the coupon barrier level (set at 70% of the initial level). The securities are auto-callable beginning with the first redemption determination date of August 24, 2026 if the closing level is at or above the call threshold (set at 100% of the initial level). At maturity, if the final level is below the downside threshold (set at 70% of the initial level), investors suffer proportional principal loss (payment = stated principal × performance factor).
Morgan Stanley Finance LLC is offering contingent income auto-callable securities totaling $1,930,000 with a stated principal of $1,000 per security. The securities pay a contingent coupon at an annual rate of 11.10% on each coupon payment date only if the closing level of the iShares Expanded Tech-Software Sector ETF is at or above the coupon barrier of $57.40 (70% of the initial level) on the related observation date.
The notes mature on February 23, 2029 and can be automatically redeemed early beginning with the first redemption determination date of August 18, 2026 if the closing level meets or exceeds the call threshold of $82.00 (100% of the initial level). If not redeemed and the final level is below the downside threshold of $57.40, payment at maturity equals the stated principal multiplied by the performance factor and could be significantly less than the principal or zero. The estimated value on the pricing date was $963.90 per security; the issue price is $1,000 with an agent commission of $15 per security.
Morgan Stanley Finance LLC priced a series of principal-at-risk structured notes—contingent income, memory buffered, auto-callable—based on the S&P U.S. Equity Momentum 40% VT 4% Decrement Index with a stated principal amount of $1,000 per security. The securities pay a contingent coupon at an annual rate of 10.00% on coupon payment dates only if the underlier’s closing level meets or exceeds the coupon barrier (70% of the initial level) on the related observation date and are subject to automatic early redemption if the underlier is at or above the call threshold (100% of the initial level) on a redemption determination date.
If not called, at maturity investors receive principal if the final level is at or above the buffer (85%); if the final level is below the buffer, investors incur losses equal to declines beyond the buffer (with a 15% buffer and a minimum payment at maturity of 15% of principal). All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley; all payments are subject to issuer credit risk. Timing: strike and pricing date February 27, 2026, final observation date February 27, 2031, maturity March 4, 2031.
Morgan Stanley Finance LLC priced Contingent Income Memory Auto-Callable Securities based on the iShares Expanded Tech-Software ETF, issuing an aggregate principal amount of $1,235,000 with a stated principal amount of $1,000 per security and an original issue price of $1,000. The notes pay a contingent coupon at an annual rate of 14.48%, feature automatic early redemption on specified redemption determination dates beginning May 18, 2026, and mature on August 23, 2027. If not called, maturity payment depends on the final closing level versus a downside threshold of $61.50 (75% of the initial level), exposing investors to principal loss pro rata with negative performance of the underlier. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC priced a preliminary offering for Structured Investments — Buffered Participation Securities due March 25, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an original issue price of $1,000.
The securities reference the worst performing of the S&P 500 Equal Weight Index and the S&P 500 Index, have a 100% participation rate, a 25% buffer (buffer level = 75% of initial level), a maximum payment at maturity of $1,124.50 (112.45% of principal) and a minimum payment at maturity of 25% of principal. The strike and pricing date are February 20, 2026, the observation date is March 22, 2027, and the securities mature on March 25, 2027.
Morgan Stanley Finance LLC priced $455,000 aggregate principal of Buffered PLUS notes, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an original issue price of $1,000 with an estimated value of $939.10 on the pricing date. The securities are linked to the worst performing of the IEMG and EEM ETFs, provide a 124.50% leverage factor on upside, a 15% buffer and a 15% minimum payment at maturity, and mature on February 21, 2031. Payments at maturity are principal‑at‑risk: if the worst performing underlier finishes below its buffer level, holders suffer a 1% loss for each 1% decline beyond the buffer. All payments are subject to issuer and guarantor credit risk.