Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC amends a pricing supplement for a further issuance of structured, principal‑at‑risk notes backed by Morgan Stanley and due August 15, 2028. The offering adds $14,000 aggregate principal to existing securities to form a single tranche.
The securities pay a contingent coupon at an annual rate of 12.00% only if each underlier meets its coupon barrier on observation dates, are callable beginning May 14, 2026 based on a risk‑neutral valuation model, and return principal at maturity only if each underlier is at or above its downside threshold; otherwise payment is reduced pro rata to the worst performing underlier. Issue price is $1,000 per security; estimated value on the pricing date is $977.10.
Morgan Stanley Finance LLC offers a Preliminary Pricing Supplement for Performance Leveraged Upside Securities (PLUS) due February 25, 2031, guaranteed by Morgan Stanley.
The PLUS are unsecured principal‑at‑risk notes that pay no interest and provide a leveraged upside at maturity equal to the stated principal amount plus the 135% leverage factor times the underlier percent change if the underlier appreciates; if the underlier declines, investors lose 1% of principal for each 1% decline in the underlier and could lose their entire investment. The underlier is a three‑index basket (Nikkei, S&P 500, EURO STOXX 50) with equal weightings and an observation/strike tied to February 20, 2026 (strike/pricing) and the final observation on February 20, 2031. The issue price is $1,000 per security, with an estimated value on the pricing date of approximately $935.60 per security and sales compensation disclosed in the supplement.
Morgan Stanley Finance LLC priced a structured, principal‑at‑risk note offering with an aggregate principal amount of $687,000, issued at $1,000 per security and maturing on March 22, 2027. Each security pays no interest and is linked to the worst performing of the Russell 2000, S&P 500 and Nasdaq-100 Technology Sector indices.
Key economics: an upside payment of $120.50 per security (12.05%), an initial buffer of 15% and a minimum payment at maturity of 15% of stated principal. If the worst performing underlier finishes below its buffer, holders lose 1% of principal for each 1% decline beyond the buffer; all payments are subject to MSFL/Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced $5,201,000 of Structured Investments Step-Down Jump Securities due February 23, 2029 with a stated principal amount of $1,000 per security.
These principal-at-risk notes, fully and unconditionally guaranteed by Morgan Stanley, offer automatic early redemption on specified determination dates and tiered cash payoffs: a fixed upside payment of $1,475.50 at maturity if both underliers meet upside thresholds, return of principal if both meet downside thresholds, or principal loss tied to the worst-performing underlier if either falls below its downside threshold. Underliers are the iShares Expanded Tech-Software Sector ETF (IGV) and the State Street Energy Select Sector SPDR ETF (XLE). The estimated value on the pricing date was $951.80 per security and the issue price is $1,000 per security, reflecting selling and structuring costs.
Morgan Stanley Finance LLC priced Structured Investments Enhanced Trigger Jump Securities totaling $885,000 aggregate principal. The notes have a stated principal of $1,000 per security, maturity on May 20, 2027 and an observation date of May 17, 2027. At maturity investors receive $1,000 plus an upside payment of $112.50 (an 11.25% capped gain) if each underlier is at or above its downside threshold (70% of initial levels); otherwise the payout equals the stated principal multiplied by the performance factor of the worst performing underlier, with no minimum payment and potential loss of the entire investment. The securities are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley. The pricing date estimated value was $966.20 per security, the issue price was $1,000 and selected dealers receive a fixed commission of $23.75 per security.
Morgan Stanley Finance LLC is offering Trigger Autocallable GEARS linked to a weighted basket of 18 stocks with a term of approximately 5 years. Each Security has an Issue Price of $10.00 and a Principal Amount of $10.00. The Observation Date is March 4, 2027 and the Final Valuation Date is February 25, 2031 with Maturity on February 28, 2031.
If the Observation Date Closing Basket Level is greater than or equal to the Autocall Barrier of 100, the Securities will be automatically called and pay a fixed Call Price of $11.175 (based on an annual Call Return Rate of 11.75% per annum). If not called, maturity payments depend on the Basket Return and the Upside Gearing (range 1.30–1.50): positive Basket Return produces leveraged upside; a Final Basket Level below the Downside Threshold of 75 can result in a loss of a significant portion or all of principal. Estimated value on the Trade Date is approximately $9.175 per Security.
Morgan Stanley Finance LLC priced contingent income, principal-at-risk securities with an aggregate principal amount of $12,731,000. The notes are issued at $1,000 per security and mature on February 21, 2031, with the final observation date of February 18, 2031.
The securities pay a contingent coupon at an annual rate of 16.50% subject to the coupon barrier level of 2,199.704 (80% of the initial level). Automatic early redemption is possible if the underlier is at or above the call threshold of 2,749.63 (100% of the initial level) on specified determination dates. At maturity, if the final level is below the downside threshold of 1,649.778 (60% of the initial level), principal is reduced pro rata by the performance factor.
Morgan Stanley Finance LLC is offering Performance Leveraged Upside Securities (PLUS) due February 25, 2031 that are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an issue price of $1,000. The pricing and strike date are February 20, 2026, and the estimated value on the pricing date is approximately $934.70.
At maturity, if the basket underlier appreciates, holders receive the stated principal plus a 170% leverage factor times the underlier percent change; if the underlier declines, holders lose 1% of principal for each 1% decline in the underlier. Payments are subject to MSFL's and Morgan Stanley’s credit risk, there is no interest, no minimum payment at maturity, and investors may lose their entire investment.
Morgan Stanley Finance LLC is offering Contingent Income Auto-Callable Securities due February 21, 2031 with an aggregate principal amount of $799,000 at an issue price of $1,000 per security. The notes pay a 6.70% contingent coupon on each coupon payment date only if the closing level of each underlier meets its coupon barrier, and they are linked to the worst performing of the Dow Jones Industrial Average, Russell 2000® and S&P 500®.
Automatic early redemption may occur on scheduled redemption determination dates starting February 17, 2027 if each underlier meets its call threshold (100% of initial levels). At maturity, if any underlier is below its downside threshold (70% of initial level), payment is reduced pro rata to the worst performing underlier; principal could be significantly reduced or zero. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable securities linked to the worst performing of the State Street Energy Select Sector SPDR ETF, the Nasdaq-100 Index and the S&P 500 Index. Each security has a $1,000 stated principal amount and a contingent annual coupon of 8.00% that pays only if all underliers meet coupon barriers on observation dates.
The securities may be automatically redeemed on scheduled redemption determination dates beginning on February 26, 2027 if each underlier is at or above its call threshold; otherwise holders face potential principal loss at maturity on March 2, 2029 if the final level of any underlier is below its buffer (a 25% buffer), subject to a 25% minimum payment at maturity. All payments are unsecured and subject to Morgan Stanley credit risk.