Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering four-year Capped Trigger GEARS linked to the S&P 500®, fully and unconditionally guaranteed by Morgan Stanley. Each Security has a $10 issue price and provides 1.5x leveraged upside when the index return is positive, but gains are capped by a Maximum Gain expected between 42.50% and 45.65%, corresponding to a maximum payment of $14.25 to $14.565 per Security at maturity.
If the S&P 500® return is zero or negative but the final level stays at or above 75% of the initial level, investors receive their $10 principal back. If the final level falls below this 75% downside threshold, repayment drops in proportion to the index loss, and investors can lose some or all of their principal.
The Securities pay no interest, provide no dividend exposure and are unsecured debt subject to Morgan Stanley’s credit risk. They are not listed on any exchange, and secondary liquidity may be limited. The estimated value on the trade date is approximately $9.517 per $10 Security, reflecting issuing, selling, structuring and hedging costs and the issuer’s internal funding rate.
Morgan Stanley Finance LLC is issuing $5,010,200 of trigger autocallable contingent yield notes linked to the worst performer between the State Street SPDR S&P 500 ETF (SPY) and the Invesco KBW Bank ETF (KBWB), fully and unconditionally guaranteed by Morgan Stanley.
The notes offer a contingent coupon at an annual rate of 8.65%, paid quarterly only if both ETFs stay at or above their coupon barriers, set at 70% of their initial prices ($484.37 for SPY and $61.72 for KBWB). The notes can be automatically called quarterly from August 11, 2026 if both ETFs are at or above their initial prices, returning principal plus the coupon for that date.
If not called and, at maturity in February 2029, either ETF finishes below its downside threshold (the same as its barrier), repayment is reduced in line with the decline of the weaker ETF and can fall to zero, meaning investors may lose most or all of their principal. The estimated value on the trade date is $9.608 per $10 note, reflecting issuance and structuring costs and Morgan Stanley’s internal funding rate.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing $1,000,000 of structured notes that mature on August 13, 2027 and are linked to the SPDR® Gold Trust. Each note has a $1,000 principal amount and pays no interest.
At maturity, investors receive the higher of 95% of principal or the principal plus 100% of any gain in GLD, capped at $1,164.70 per note (116.47%). Losses mirror GLD declines until the 5% buffer is reached. The notes are unsecured, subject to Morgan Stanley credit risk, will not be listed on an exchange, and were priced at an estimated value of $980.40 per note, below issue price due to embedded costs and funding spread.
Morgan Stanley Finance LLC is offering Buffered Jump Securities with an auto-call feature, linked to the worst performer of the Russell 2000® and S&P 500® indices. Each security has a $1,000 stated principal amount and no periodic interest payments.
The notes can be automatically redeemed on March 11, 2027 for $1,130 per security if both indices close at or above 90% of their initial levels on March 8, 2027. If held to March 2, 2029 and both final index levels exceed their initial levels, investors receive principal plus an upside payment equal to 200% of the worst index’s gain. If at least one index is at or below its initial level but both remain at or above 90% of initial, investors receive only principal.
If either index finishes below 90% of its initial level, repayment is reduced 1% for every 1% decline of the worst index beyond the 10% buffer, subject to a minimum payment at maturity of 10% of principal. The securities are unsecured, subject to Morgan Stanley’s credit risk, and the estimated value on the pricing date is approximately $986.40 per security.
Morgan Stanley Finance LLC is offering principal-at-risk Step-Down Jump Securities with an auto-call feature due February 23, 2029, linked to the worst performer of the iShares Expanded Tech-Software ETF (IGV) and the State Street Energy Select Sector SPDR ETF (XLE), fully guaranteed by Morgan Stanley.
Each note has a $1,000 stated principal amount and an estimated value on the pricing date of about $953, reflecting issuing, structuring and hedging costs. The notes can be automatically redeemed on scheduled determination dates if both ETFs are at or above their call thresholds, paying step-up early redemption amounts that correspond to about 15.85% per annum.
If not called, investors receive at maturity either a fixed $1,475.50 per security if both underliers are at or above their upside thresholds, only principal back if both stay above their downside thresholds, or a loss of 1% of principal for each 1% decline in the worst-performing ETF below its downside threshold, potentially down to zero. The notes pay no interest, are unsecured, not listed on an exchange, and all payments depend on Morgan Stanley’s credit.
Morgan Stanley Finance LLC is offering market-linked, principal-at-risk notes tied to the weakest performer among three sector ETFs: State Street Energy Select Sector SPDR, Financial Select Sector SPDR and Health Care Select Sector SPDR, maturing on March 2, 2029 and fully guaranteed by Morgan Stanley.
Each $1,000 note pays a contingent coupon at a rate of at least 10.20% per year, paid quarterly only if on each calculation day the lowest-performing ETF is at or above 75% of its starting price. From roughly six months after issuance, the notes are auto-callable if all three ETFs are at or above their starting prices, returning face value plus the applicable coupon.
If the notes are not called and on the final calculation day any ETF closes below 70% of its starting price, investors receive $1,000 multiplied by the performance of the worst ETF, meaning they can lose more than 30% and up to all principal. The estimated value on the pricing date is about $959.90 per $1,000 note, reflecting issuance, selling, structuring and hedging costs, while the public offer price is $1,000 with agent commissions of $23.25 and proceeds to the issuer of $976.75 per note. The notes are unsecured obligations subject to Morgan Stanley’s credit risk and will not be listed on any exchange.
Morgan Stanley filed a quarterly Form 13F report summarizing equity and related holdings managed across its platform. The report is a 13F combination report, meaning some positions are reported here and others by affiliated managers.
The filing covers 45,420 individual holdings with an aggregate reported value of $1,674,996,068,266, as stated on the summary page. It lists 24 other included managers, such as Morgan Stanley & Co. LLC, Eaton Vance entities, Parametric Portfolio Associates, and various international affiliates, reflecting the breadth of Morgan Stanley’s global asset management operations.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk structured notes called Step-Down Jump Securities with an auto-call feature, each with a $1,000 stated principal amount and scheduled to mature on February 23, 2029.
The notes are linked to an equally weighted basket of Amazon, Broadcom, Alphabet, Meta and Micron stocks. Starting August 17, 2026, they are automatically redeemed if the basket is at or above specified call thresholds, paying fixed early redemption amounts that correspond to about 12.25% per year.
If not called, maturity payoff depends on the basket: a fixed $1,367.50 per note if the final level is at least 90% of the initial level, return of principal if between 65% and 90%, and a proportional loss of principal if below 65%, potentially down to zero. The estimated value on the pricing date is approximately $935.70 per note, reflecting issuing, selling, structuring and hedging costs and Morgan Stanley’s internal funding rate. The securities are unsecured, subject to Morgan Stanley’s credit risk and may have limited secondary market liquidity.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing principal-at-risk contingent income auto-callable securities due February 16, 2028, linked to the worst performer of the iShares MSCI EAFE ETF, Russell 2000 Index and State Street Utilities Select Sector SPDR ETF.
Each $1,000 security offers a 6.75% annual contingent coupon, paid only if all underliers close at or above their coupon barriers (70% of initial levels) on observation dates. The notes may be automatically redeemed quarterly from August 2026 if all underliers are at or above their 100% call thresholds.
If not called and any underlier finishes below its 70% downside threshold, repayment of principal is reduced 1% for every 1% decline of the worst underlier and can fall to zero. The issue size is $1,539,000, with estimated value on the pricing date of $958.70 per $1,000 and all payments subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk, dual directional buffered participation securities maturing in February 2028, linked to the S&P 500® Index and fully and unconditionally guaranteed by Morgan Stanley. The notes pay no interest and all payments depend on Morgan Stanley’s credit.
At maturity, investors receive $1,000 plus index-linked upside, capped by a maximum payoff of $1,194 per security, or may earn up to 15% if the index declines but stays within a 15% buffer. If the index falls beyond the 15% buffer, principal is reduced 1% for each additional 1% decline, with a minimum payment of 15% of principal. The securities are not listed on an exchange and may have limited liquidity, and their estimated value on pricing is expected to be below the $1,000 issue price.