Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing $643,000 of Callable Contingent Income Securities due February 10, 2028, linked to Class B common stock of United Parcel Service, Inc.
The notes pay a contingent coupon at an annual rate of 12.05% only if UPS’s closing stock price is at or above the $76.271 coupon barrier on each observation date. The same $76.271 level, equal to 65% of the $117.34 initial level, also serves as the downside threshold at maturity.
The securities can be called in whole on scheduled redemption dates if a risk‑neutral valuation model indicates early redemption is economically rational for Morgan Stanley; once redeemed, no further payments are made. If held to maturity and UPS is at or above the downside threshold, investors receive principal back plus any final contingent coupon. If UPS finishes below the threshold, principal repayment is reduced 1% for each 1% decline in UPS’s price, and the payment can be zero. The issue price is $1,000 per note, while the estimated value on the pricing date is $975.70.
Morgan Stanley Finance LLC priced an offering of $3,193,000 aggregate principal of auto-callable notes fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of $985.00 per security.
The notes pay a fixed coupon at an annual rate of 10.30%, may be automatically redeemed early if the underlier (Ford Motor Company common stock) closes at or above the call threshold of $13.80 on specified redemption determination dates, and mature on March 11, 2027. If not called and the final level is below the downside threshold of $8.28 (60% of the initial level), repayment at maturity will be reduced pro rata to the underlier's performance and could be zero. All payments are subject to the issuer and guarantor credit risk.
Morgan Stanley Finance LLC is issuing Contingent Income Memory Auto-Callable Securities linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index, with a stated principal amount of $1,000 per security and an aggregate principal amount of $570,000.
The notes pay an 11.00% per annum contingent coupon only when the index closes at or above the 70% coupon barrier (2,050.706) on observation dates, with missed coupons potentially paid later if the barrier is met. The securities may auto-call from February 2027 if the index is at or above 100% of the initial level (2,929.58). If held to maturity in 2031 and the final index level is at or above the 50% downside threshold (1,464.79), investors receive principal back; below that, repayment is reduced in line with the index decline and can fall to zero. The notes are unsecured, principal-at-risk, not listed, carry an estimated value of $898.40 per $1,000 at pricing, and include $45 per security in selling commissions.
Morgan Stanley Finance LLC is offering auto-callable, principal‑at‑risk securities linked to the S&P 500® Index with an aggregate principal amount of $1,650,000 (stated principal $1,000 per security). The notes have a strike date of February 5, 2026, an original issue date of February 11, 2026, a first determination date of February 10, 2027 (auto‑call test) and maturity on February 10, 2028.
The securities pay no interest and expose investors to loss of principal if the final S&P 500 level is below the downside threshold (80% of initial level or 5,438.72 based on the disclosed initial level of 6,798.40). An early redemption payment of $1,104.60 occurs if the closing level on the first determination date is ≥ the call threshold (6,798.40); otherwise payoff depends on final index performance with a 150% participation rate for appreciation.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing principal-at-risk structured notes linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index, with a $1,000 stated principal amount per security and $1,070,000 total principal.
The notes offer a 10.25% annual contingent coupon, paid only when the index closes on an observation date at or above the 70% coupon barrier level (879.844), with missed coupons potentially paid later if the barrier is met. From the first redemption determination date in 2027, the notes are auto-callable at par plus applicable coupons if the index is at or above the 100% call threshold (1,256.92).
If not redeemed early, investors receive par at maturity in 2031 if the final index level is at or above the 85% buffer level (1,068.382); below that, principal is reduced one-for-one beyond the 15% buffer, subject to a 15% minimum payment. The estimated value on the pricing date is $908.20 per $1,000, and the notes carry issuer and guarantor credit risk with limited expected liquidity.
Morgan Stanley Finance LLC prices dual‑direction, principal‑at‑risk securities. The offering consists of securities linked to the worst performing of the MSCI EAFE® and MSCI Emerging Markets indices, with an aggregate principal amount of $2,515,000 and a stated principal amount of $1,000 per security. The securities can be automatically redeemed on the first determination date if each underlier is at or above its call threshold, and otherwise pay at maturity based on the worst performing underlier with an upside participation rate of 150% and an absolute return participation rate of 100%. If the worst performing underlier falls below its downside threshold (80% of initial), investors suffer proportional principal loss. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering structured, principal‑at‑risk, auto‑callable securities linked to the worst performing of the NDXT Index, the KRE Fund and the RTY Index. The offering is $892,000 aggregate at $1,000 per security with an original issue date of February 11, 2026 and a maturity date of February 9, 2029. The securities can be automatically redeemed on scheduled determination dates beginning February 16, 2027 for early redemption payments corresponding to approximately 17.50% per annum. At maturity investors receive $1,525.00 if all underliers are at or above their upside thresholds, the stated principal if all are at or above their downside thresholds, or a principal loss equal to the percentage decline of the worst performing underlier below its downside threshold (60% of initial level). Estimated value on pricing date: $971.00 per security. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk contingent income auto-callable securities due January 11, 2028, linked to the worst performer of Invesco QQQ, the S&P 500 Index and the State Street Financial Select Sector SPDR ETF. Each note has a $1,000 stated principal amount, with total issuance of $675,000, and an estimated value on the pricing date of $962.20 per security.
The notes pay a 6.80% per annum contingent coupon only when all three underliers close at or above their coupon barrier levels (70% of initial). They auto-call at par plus coupon if, on specified redemption determination dates, all underliers are at or above their 100% call thresholds. If held to maturity and any underlier finishes below its 70% downside threshold, repayment is reduced one-for-one with the decline of the worst performer and can fall to zero. All payments depend on Morgan Stanley’s credit; the notes are unsecured and not FDIC insured.
Morgan Stanley Finance LLC is offering $1,600,000 of Trigger Jump Securities, $1,000 per security, linked to the worst performer of the S&P 500 Index and Nasdaq-100 Index, maturing on February 6, 2031. The notes pay no interest and do not guarantee any principal return.
If both indices finish at or above their initial levels, holders receive principal plus the greater of index gain on the worst performer or a fixed $226 upside payment per security. If the worst performer finishes below its 50% downside threshold, repayment is reduced 1% for each 1% decline, and principal loss can reach 100%.
The notes are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley. They will not be listed on any exchange, and the estimated value on the pricing date is $965.40 per $1,000 security, reflecting issuing, selling, structuring and hedging costs borne by investors.
Morgan Stanley Finance LLC is issuing Contingent Income Auto-Callable Securities due February 9, 2029 linked to ConocoPhillips common stock, with an aggregate principal amount of $3,573,000 and a price of $1,000 per security. Investors can receive a contingent quarterly coupon at an annual rate of 10.11% (about $25.275 per quarter per $1,000) only when the ConocoPhillips share price on a determination date is at or above 70% of the initial share price of $107.62, a downside threshold of $75.334. The notes auto-call if the stock is at or above the initial share price on any of the first eleven determination dates, paying principal plus the applicable coupon and any previously unpaid coupons. If held to maturity and the final share price is below the downside threshold, repayment is reduced 1-to-1 with the stock’s decline and can fall to zero, so principal is fully at risk. The estimated value on the pricing date is $970.10 per security, below the $1,000 issue price, reflecting issuance, structuring and hedging costs and Morgan Stanley’s internal funding rate.