Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is issuing principal-at-risk contingent income auto-callable securities due August 9, 2027, linked to the worst performer of the S&P 500, Russell 2000 and Nasdaq-100 Indexes. Each note has a $1,000 stated principal amount, with a total offering of $1,459,000.
Investors may receive a contingent coupon at an annual rate of 6.25%, but only if on each observation date all three indexes are at or above their coupon barrier levels, set at 75% of initial levels. The notes auto-call, paying principal plus the coupon, if on a redemption determination date all indexes are at or above 92.5% of their initial levels.
If not called, principal is repaid only if, on every trading day, each index stays at or above its downside threshold (70% of initial). If any index ever closes below its threshold and the worst-performing index finishes below its initial level, investors lose 1% of principal for each 1% decline, potentially losing the entire investment. The securities are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, are not listed on any exchange, and had an estimated value on the pricing date of $962.20 per $1,000 note, reflecting embedded costs and the issuer’s internal funding rate.
Morgan Stanley Finance LLC is offering $1,000,000 of contingent income auto-callable securities due February 7, 2029, linked to the worst performer of Bank of America and JPMorgan Chase common stock and fully guaranteed by Morgan Stanley. These unsecured notes pay a 13.25% per annum contingent coupon only when both stocks close at or above 70% of their initial levels on scheduled observation dates and may be automatically redeemed early if both are at or above 100% of their initial levels on specified redemption determination dates. If the notes are not called and either stock finishes below its 70% downside threshold at maturity, repayment of principal is reduced one-for-one with the decline of the worst performer and can fall to zero. The issue price is $1,000 per security, with an estimated value on the pricing date of $987, and the securities will not be listed on any exchange, leaving investors fully exposed to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing $39,800,000 of Capped Leveraged S&P MidCap 400 Index-Linked Notes due May 13, 2027. The notes pay no interest and expose holders to full downside of the S&P MidCap 400 Index.
For each $1,000 note, investors get 300% participation in index gains from the initial level of 3,473.51, but returns are capped at a maximum payout of $1,189. If the index is at or below its initial level on the determination date, principal is reduced one-for-one and can be fully lost. The estimated value on the trade date is $979.70 per note, below the $1,000 issue price, reflecting issuing, structuring and hedging costs and Morgan Stanley’s internal funding rate.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $7,000,000 of Contingent Income Auto-Callable Securities due August 8, 2028, linked to Blackstone Inc. common stock. Investors can receive a contingent quarterly coupon at a 15.75% annual rate, but only when Blackstone’s price on a determination date is at or above 75% of the initial share price of $133.88, a downside threshold of $100.41.
If Blackstone’s price is at or above the initial share price on any of the first nine determination dates, the notes are automatically redeemed at $1,000 per security plus the quarterly coupon. If the notes are not called and the final share price is at or above the downside threshold, investors receive $1,000 plus the final coupon; if below, repayment is reduced in line with Blackstone’s decline and can fall to zero. The estimated value on the pricing date is $961.30 per $1,000 security, the notes are not listed on any exchange, and investors bear both market risk in Blackstone and the unsecured credit risk of Morgan Stanley.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $3,833,000 of principal-at-risk Callable Contingent Income Securities due November 8, 2027, linked to the worst performer of three ETFs: XLE, XLK and SMH.
The notes may pay a 10.25% per annum contingent coupon, but only when all three ETFs close at or above their coupon barrier (50% of their initial levels) on each observation date. From August 6, 2026, Morgan Stanley may redeem the notes early if a risk-neutral valuation model shows it is economically rational for the issuer, ending all future payments.
If the notes are not redeemed and each ETF finishes at or above its 50% downside threshold, investors receive full principal back plus any final coupon. If any ETF finishes below its threshold, repayment is reduced 1% for every 1% decline of the worst performer, and the maturity payment can fall to zero. The issue price is $1,000 per note, while the estimated value on the pricing date is $979.70, reflecting embedded issuance and hedging costs.
Morgan Stanley Finance LLC is offering principal-at-risk Buffered Jump Securities with an auto-call feature linked to the S&P 500® Futures Excess Return Index. Each note has a $1,000 stated principal amount, a pricing and strike date of February 6, 2026, and matures on February 9, 2029, fully and unconditionally guaranteed by Morgan Stanley.
The notes may be automatically redeemed on February 12, 2027 for $1,101 per security if the index on the February 9, 2027 determination date is at or above the initial level. If held to maturity and not auto-called, investors receive principal plus a leveraged upside based on a 161% participation rate when the final index level exceeds the initial level, full principal back if the final level is between 75% and 100% of the initial level, and a proportional loss beyond a 25% buffer, with a minimum payment equal to 25% of principal. The estimated value on the pricing date is approximately $985.20 per security, and all payments are unsecured and subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC, guaranteed by Morgan Stanley, is offering $575,000 of “Jump Securities” with an auto-call feature linked to the worst performer among Visa Class A, Procter & Gamble and Amazon stock. Each $1,000 note can be automatically redeemed starting in 2027 if all three stocks are at or above their call thresholds, paying early redemption amounts that imply about 29.5% per annum (from $1,295 up to $2,180).
If the notes are not called and on the final date all three stocks are at or above their call thresholds, investors receive $2,475 per note. If any stock finishes below its call threshold but all remain at or above roughly 81% of initial levels, investors receive back only principal. If any stock ends below its downside threshold, repayment falls 1% for every 1% decline of the worst performer, and the maturity payment can be zero. The estimated value on the pricing date is $974.80 per $1,000 note, and all payments depend on Morgan Stanley’s credit.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $1,000-denomination Buffered Jump Securities with an auto-call feature linked to the worst performer of the Russell 2000®, Nasdaq-100® and S&P 500® indices, maturing February 8, 2029.
The notes may be automatically redeemed on February 16, 2027 for $1,127.50 per security if each index is at or above its initial level. If held to maturity and all final index levels exceed their initials, investors receive principal plus a 150% participation in the worst index’s gain. A 15% buffer applies on the downside, but if the worst index falls more than 15%, principal is reduced one-for-one beyond that buffer, with a minimum maturity payment of 15% of principal. The estimated value on the pricing date is approximately $954.90 per security, and all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is issuing Jump Securities with an auto-call feature linked to the worst performer of the Russell 2000® and S&P 500® indices. Each security has a $1,000 stated principal amount, with an aggregate principal of $13,751,000, and is fully guaranteed by Morgan Stanley.
The notes do not pay interest and do not guarantee principal. They may be automatically redeemed on set determination dates beginning February 5, 2027 if both indices are at or above their call thresholds, paying early redemption amounts that imply about 10.30% per annum. If held to maturity on February 8, 2029, investors receive $1,309 per security only if both indices are at or above their call thresholds.
If at maturity either index is below its call threshold but both remain at or above 70% of their initial levels, investors receive only the $1,000 principal. If either index finishes below its 70% downside threshold, repayment is reduced 1% for every 1% decline of the worst index, and the amount can fall to zero. The securities’ estimated value on the pricing date is $956.60 per security, below the $1,000 issue price, and all payments are subject to Morgan Stanley’s credit risk. The notes will not be listed on any exchange.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk contingent income auto-callable securities linked to ConocoPhillips common stock, maturing on February 15, 2028, in $1,000 denominations.
The notes pay a 10.00% annual contingent coupon, only if the stock closes at or above a 67% barrier on each observation date. They may be automatically redeemed at par plus coupon if the stock closes at or above 100% of the initial level on specified redemption dates. If not called and the final stock level is below the 67% downside threshold, repayment of principal is reduced one-for-one with the stock’s decline and can be zero, and investors never participate in upside beyond coupons.
The estimated value on the pricing date is approximately $965.50 per $1,000 note, reflecting embedded costs and Morgan Stanley’s internal funding rate. Dealers receive $17.50 in sales commission and a $1 structuring fee per note. The securities are unsecured, not listed, subject to Morgan Stanley’s credit risk, limited liquidity and uncertain tax treatment, including potential 30% U.S. withholding for some non-U.S. holders.